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Opus Point Partners Management, LLC Historic Quarter Change: Foreign ADRs, Added

Opus Point Partners Management, LLC historic quarter change: Foreign ADRs, Added

In depositary receipts for foreign shares (depositary receipts and foreign shares traded over the counter), over 7 quarters from 2014-12-31 to 2016-09-30, Opus Point Partners Management, LLC opened 3 positions, added to 5, reduced 1 and sold out of 2.

  • Q3 2016: Stock ASTRAZENECA PLC; Country of operation —; Class SPONSORED ADR; Shares before 108,563.
  • Q3 2016: Stock GLAXOSMITHKLINE PLC; Country of operation —; Class SPONSORED ADR; Shares before 50,000.
  • Q2 2016: Stock ASTRAZENECA PLC; Country of operation —; Class SPONSORED ADR; Shares before 79,100.
  • Q1 2016: Stock ASTRAZENECA PLC; Country of operation —; Class SPONSORED ADR; Shares before 49,100.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1600175), 7 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-15); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-16); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-16); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-18). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2014-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q3 2016ASTRAZENECA PLC
CUSIP 046353108
SPONSORED ADR108,563120,000+11,437$3,278,000$3,943,000+$665,0002016-11-14
Q3 2016GLAXOSMITHKLINE PLC
CUSIP 37733W105
SPONSORED ADR50,00060,000+10,000$2,167,000$2,588,000+$421,0002016-11-14
Q2 2016ASTRAZENECA PLC
CUSIP 046353108
SPONSORED ADR79,100108,563+29,463$2,227,000$3,278,000+$1,051,0002016-08-15
Q1 2016ASTRAZENECA PLC
CUSIP 046353108
SPONSORED ADR49,10079,100+30,000$1,667,000$2,227,000+$560,0002016-05-16
Q1 2016FLAMEL TECHNOLOGIES SA
CUSIP 338488109
SPONSORED ADR56,78869,109+12,321$693,000$763,000+$70,0002016-05-16

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