Opus Point Partners Management, LLC Current Holdings: Foreign ADRs

Opus Point Partners Management, LLC current holdings: Foreign ADRs

Opus Point Partners Management, LLC reported $0.01 billion in depositary receipts for foreign shares (depositary receipts and foreign shares traded over the counter), 2 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are ASTRAZENECA PLC, GLAXOSMITHKLINE PLC.

• ASTRAZENECA PLC: Country of operation —; Class SPONSORED ADR; Shares 120,000; Value $3,943,000.
• GLAXOSMITHKLINE PLC: Country of operation —; Class SPONSORED ADR; Shares 60,000; Value $2,588,000.