Nuveen, LLC Historic Quarter Change: USA Bonds: Other Debt, Sold Out

Nuveen, LLC historic quarter change: USA Bonds: Other Debt, Sold out

In other debt filed by principal amount (debentures, bonds) (listed in the US), over 5 quarters from 2025-03-31 to 2026-06-30, Nuveen, LLC opened 2 positions, added to 0, reduced 0 and sold out of 4.

Q2 2026: Stock GUARDANT HEALTH INC; Country of operation United States; Class DEBT 1.250% 2/1; Principal before $2,500,000.
Q3 2025: Stock BOFA FIN LLC; Country of operation United States; Class MTNF 0.600% 5/2; Principal before $27,500,000.
Q2 2025: Stock DYNAVAX TECHNOLOGIES CORP; Country of operation United States; Class DEBT 2.000% 3/1; Principal before $20,000,000.
Q2 2025: Stock BCC; Country of operation United States; Class MTNF 0.600% 5/2; Principal before $5,000,000.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1871926), 5 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-11); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-04-30); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-12); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-12); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2025-03-31.

Quarter	Stock	Country of operation	Class	Principal before	Principal after	Share change	Value before	Value after	Value change	Filed
Q2 2026	GUARDANT HEALTH INC CUSIP 40131MAD1	United States	DEBT 1.250% 2/1	$2,500,000	$0	-2,500,000	$4,194,587	$0	-$4,194,587	2026-08-11
Q3 2025	BOFA FIN LLC CUSIP 09709UV70	United States	MTNF 0.600% 5/2	$27,500,000	$0	-27,500,000	$26,867,500	$0	-$26,867,500	2025-11-12
Q2 2025	DYNAVAX TECHNOLOGIES CORP CUSIP 268158AE2	United States	DEBT 2.000% 3/1	$20,000,000	$0	-20,000,000	$19,817,907	$0	-$19,817,907	2025-08-12
Q2 2025	BCC BOFA FIN LLC	United States	MTNF 0.600% 5/2	$5,000,000	$0	-5,000,000	$5,055,000	$0	-$5,055,000	2025-08-12

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