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Nuveen Fund Advisors, LLC Current Holdings: Foreign Preferred Shares

Nuveen Fund Advisors, LLC current holdings: Foreign Preferred Shares

Nuveen Fund Advisors, LLC reported $0.00 billion in preferred shares (depositary receipts and foreign shares traded over the counter), 2 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are BAK, Cia Paranaense de Energia.

  • BAK: Country of operation —; Class SP ADR PFD A; Shares 24,290; Value $374,000.
  • Cia Paranaense de Energia: Country of operation —; Class SPON ADR PFD; Shares 34,622; Value $359,000.

Form 13F-HR as filed (SEC CIK 1311016): quarter ended 2016-09-30, filed 2016-11-14. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.

StockCountry of operationClassSharesValueQuarter endFiled
BAK
Braskem SA
SP ADR PFD A24,290$374,0002016-09-302016-11-14
Cia Paranaense de Energia
CUSIP 20441B407
SPON ADR PFD34,622$359,0002016-09-302016-11-14

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