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Nuveen Fund Advisors, LLC Current Holdings: USA ETF

Nuveen Fund Advisors, LLC current holdings: USA ETF

Nuveen Fund Advisors, LLC reported $0.00 billion in exchange-traded fund shares (known by the fund name on the filing) (listed in the US), 2 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are First Trust MLP and Energy Income Fund, KYN.

  • First Trust MLP and Energy Income Fund: Country of operation —; Class COM; Shares 42,561; Value $705,000.
  • KYN: Country of operation —; Class COM; Shares 26,305; Value $543,000.

Form 13F-HR as filed (SEC CIK 1311016): quarter ended 2016-09-30, filed 2016-11-14. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.

Performance is each holding's price change from its close on the 2016-09-30 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.

StockCountry of operationClassSharesValueQuarter endFiledPerformance
First Trust MLP and Energy Income Fund
CUSIP 33739B104
COM42,561$705,0002016-09-302016-11-14
KYN
Kayne Anderson MLP Investment Co
COM26,305$543,0002016-09-302016-11-14

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