NEXT Financial Group, Inc historic quarter change: Foreign Stocks, Added
In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 9 quarters from 2014-06-30 to 2016-09-30, NEXT Financial Group, Inc opened 103 positions, added to 119, reduced 176 and sold out of 74.
- Q3 2016: Stock BP; Country of operation —; Class SPONSORED ADR; Shares before 22,640.
- Q3 2016: Stock RIO; Country of operation —; Class SPONSORED ADR; Shares before 6,044.
- Q3 2016: Stock NVS; Country of operation —; Class SPONSORED ADR; Shares before 5,907.
- Q3 2016: Stock PUK; Country of operation —; Class ADR; Shares before 3,796.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1616654), 9 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-01); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-07); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-04-20); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-02); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-10-20); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-29); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-04-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-10); Q3 2014 (2014-06-30 to 2014-09-30, filed 2015-02-10). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2014-06-30.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2016 | BP
BP PLC | | SPONSORED ADR | 22,640 | 32,786 | +10,146 | $803,000 | $1,153,000 | +$350,000 | 2016-11-01 |
|---|
| Q3 2016 | RIO
RIO TINTO PLC | | SPONSORED ADR | 6,044 | 15,574 | +9,530 | $189,000 | $520,000 | +$331,000 | 2016-11-01 |
|---|
| Q3 2016 | NVS
NOVARTIS A G | | SPONSORED ADR | 5,907 | 10,044 | +4,137 | $487,000 | $793,000 | +$306,000 | 2016-11-01 |
|---|
| Q3 2016 | PUK
PRUDENTIAL PLC | | ADR | 3,796 | 7,732 | +3,936 | $129,000 | $276,000 | +$147,000 | 2016-11-01 |
|---|
| Q3 2016 | BUD
ANHEUSER BUSCH INBEV SA/NV | | SPONSORED ADR | 3,842 | 4,838 | +996 | $505,000 | $636,000 | +$131,000 | 2016-11-01 |
|---|
| Q3 2016 | ABBNY
ABB LTD | Switzerland | SPONSORED ADR | 8,200 | 12,606 | +4,406 | $162,000 | $284,000 | +$122,000 | 2016-11-01 |
|---|
| Q3 2016 | BIDU
BAIDU INC | | SPON ADR REP A | 518 | 1,128 | +610 | $85,000 | $205,000 | +$120,000 | 2016-11-01 |
|---|
| Q3 2016 | BHP
BHP BILLITON LTD | | SPONSORED ADR | 406 | 3,076 | +2,670 | $11,000 | $107,000 | +$96,000 | 2016-11-01 |
|---|
| Q3 2016 | TSM
TAIWAN SEMICONDUCTOR MFG LTD | | SPONSORED ADR | 1,359 | 4,227 | +2,868 | $35,000 | $129,000 | +$94,000 | 2016-11-01 |
|---|
| Q3 2016 | TEVA
TEVA PHARMACEUTICAL INDS LTD | | ADR | 4,737 | 7,138 | +2,401 | $237,000 | $328,000 | +$91,000 | 2016-11-01 |
|---|
| Q3 2016 | DEO
DIAGEO P L C | | SPON ADR NEW | 2,012 | 2,605 | +593 | $227,000 | $302,000 | +$75,000 | 2016-11-01 |
|---|
| Q3 2016 | ULXXXX
UNILEVER PLC | | SPON ADR NEW | 3,196 | 4,588 | +1,392 | $153,000 | $217,000 | +$64,000 | 2016-11-01 |
|---|
| Q3 2016 | NVO
NOVO-NORDISK A S | | ADR | 5,588 | 6,295 | +707 | $300,000 | $262,000 | -$38,000 | 2016-11-01 |
|---|
| Q3 2016 | SAP
SAP SE | | SPON ADR | 1,980 | 2,030 | +50 | $148,000 | $186,000 | +$38,000 | 2016-11-01 |
|---|
| Q3 2016 | PBR
PETROLEO BRASILEIRO SA PETRO | | SPONSORED ADR | 2,500 | 5,100 | +2,600 | $17,000 | $48,000 | +$31,000 | 2016-11-01 |
|---|
| Q3 2016 | SNY
SANOFI | | SPONSORED ADR | 12,365 | 14,238 | +1,873 | $517,000 | $544,000 | +$27,000 | 2016-11-01 |
|---|
| Q3 2016 | NTTYY
NIPPON TELEG & TEL CORP | Japan | SPONSORED ADR | 2,830 | 3,270 | +440 | $133,000 | $150,000 | +$17,000 | 2016-11-01 |
|---|
| Q3 2016 | ING
ING GROEP N V | | SPONSORED ADR | 2,199 | 2,999 | +800 | $22,000 | $37,000 | +$15,000 | 2016-11-01 |
|---|
| Q3 2016 | TELFY
TELEFONICA S A | Spain | SPONSORED ADR | 41 | 895 | +854 | $0 | $9,000 | +$9,000 | 2016-11-01 |
|---|
| Q3 2016 | CX
CEMEX SAB DE CV | | SPON ADR NEW | 500 | 1,400 | +900 | $3,000 | $11,000 | +$8,000 | 2016-11-01 |
|---|
| Q3 2016 | WPP
WPP PLC NEW | | ADR | 301 | 326 | +25 | $31,000 | $38,000 | +$7,000 | 2016-11-01 |
|---|
| Q3 2016 | ERIC
ERICSSON | | ADR B SEK 10 | 105 | 1,036 | +931 | $0 | $7,000 | +$7,000 | 2016-11-01 |
|---|
| Q3 2016 | KEP
KOREA ELECTRIC PWR | | SPONSORED ADR | 1,250 | 1,550 | +300 | $32,000 | $38,000 | +$6,000 | 2016-11-01 |
|---|
| Q3 2016 | SMFG
SUMITOMO MITSUI FINL GROUP I | | SPONSORED ADR | 677 | 1,345 | +668 | $3,000 | $9,000 | +$6,000 | 2016-11-01 |
|---|
| Q3 2016 | VOD
VODAFONE GROUP PLC NEW | | SPNSR ADR | 6,052 | 6,218 | +166 | $186,000 | $181,000 | -$5,000 | 2016-11-01 |
|---|
| Q3 2016 | NOK
NOKIA CORP | | SPONSORED ADR | 3,295 | 3,659 | +364 | $18,000 | $21,000 | +$3,000 | 2016-11-01 |
|---|
| Q3 2016 | KT
KT CORP | | SPONSORED ADR | 100 | 200 | +100 | $1,000 | $3,000 | +$2,000 | 2016-11-01 |
|---|
| Q3 2016 | MUFG
MITSUBISHI UFJ FINL GROUP IN | | SPONSORED ADR | 236 | 561 | +325 | $1,000 | $3,000 | +$2,000 | 2016-11-01 |
|---|
| Q3 2016 | HIMX
HIMAX TECHNOLOGIES INC | | SPONSORED ADR | 900 | 1,100 | +200 | $7,000 | $9,000 | +$2,000 | 2016-11-01 |
|---|
| Q3 2016 | HSBC
HSBC HLDGS PLC | | SPON ADR NEW | 34 | 49 | +15 | $1,000 | $2,000 | +$1,000 | 2016-11-01 |
|---|
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