NEWGATE CAPITAL MANAGEMENT LLC quarter change: Foreign ETF, Added
In exchange-traded fund shares (known by the fund name on the filing) (depositary receipts and foreign shares traded over the counter), from the quarter ended 2016-03-31 to 2016-06-30, NEWGATE CAPITAL MANAGEMENT LLC opened 0 positions, added to 1, reduced 0, sold out of 0 and left 0 unchanged. The largest increase in value was BABA (+$151,000); the largest decrease was BABA (+$151,000).
- BABA: Country of operation —; Class SPONSORED ADS; Shares 2016-03-31 8,389; Shares 2016-06-30 10,236.
Two Form 13F-HR filings compared (SEC CIK 939761): 2016-03-31 (filed 2016-04-29) and 2016-06-30 (filed 2016-08-03). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
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