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NEW ENGLAND SECURITIES CORP /MA/ Historic Quarter Change: USA Everything Else, Added

NEW ENGLAND SECURITIES CORP /MA/ historic quarter change: USA Everything Else, Added

In partnership units, exchange-traded notes and anything else (listed in the US), over 6 quarters from 2013-06-30 to 2014-12-31, NEW ENGLAND SECURITIES CORP /MA/ opened 40 positions, added to 2, reduced 0 and sold out of 18.

  • Q3 2013: Stock INTELCORPSDCV3.250%8/0; Country of operation —; Class Corporate Bond/Note Convertible Domestic; Shares before 15,000.
  • Q3 2013: Stock EMCCORPMASSNOTE1.750%12/0; Country of operation —; Class Corporate Bond/Note Convertible Domestic; Shares before 10,000.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 910316), 6 quarters: Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-01-26); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-05); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-04); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-04-30); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-01-31); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-07). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2012-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q3 2013INTELCORPSDCV3.250%8/0
CUSIP 458140AF7
Corporate Bond/Note Convertible Domestic15,00019,000+4,000$19,000$24,000+$5,0002013-11-07
Q3 2013EMCCORPMASSNOTE1.750%12/0
CUSIP 268648AM4
Corporate Bond/Note Convertible Domestic10,00012,000+2,000$15,000$19,000+$4,0002013-11-07

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