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Neuberger Berman Canada ULC Last Quarter Change: USA Stocks, Unchanged

Neuberger Berman Canada ULC quarter change: USA Stocks, Unchanged

In share positions in stocks (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, Neuberger Berman Canada ULC opened 15 positions, added to 55, reduced 63, sold out of 20 and left 1 unchanged. The largest increase in value was LYB (+$8,393,000); the largest decrease was WDC (-$1,832,000).

  • GLD: Country of operation United States; Class GOLD SHS; Shares 2016-06-30 3,565; Shares 2016-09-30 3,565.

Two Form 13F-HR filings compared (SEC CIK 1531987): 2016-06-30 (filed 2016-07-12) and 2016-09-30 (filed 2016-10-19). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

StockCountry of operationClassShares 2016-06-30Shares 2016-09-30Share changeValue 2016-06-30Value 2016-09-30Value change
GLD
SPDR GOLD TRUST
United StatesGOLD SHS3,5653,5650$451,000$448,000-$3,000

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