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Neuberger Berman Canada ULC Historic Quarter Change: Foreign Stocks, New

Neuberger Berman Canada ULC historic quarter change: Foreign Stocks, New

In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 13 quarters from 2013-06-30 to 2016-09-30, Neuberger Berman Canada ULC opened 4 positions, added to 2, reduced 2 and sold out of 2.

  • Q2 2016: Stock JD; Country of operation —; Class SPON ADR CL A; Shares before 0.
  • Q1 2016: Stock TEVA; Country of operation —; Class ADR; Shares before 0.
  • Q2 2014: Stock BIDU; Country of operation —; Class SPON ADR REP A; Shares before 0.
  • Q3 2013: Stock BP; Country of operation —; Class SPONSORED ADR; Shares before 0.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1531987), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-19); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-04-12); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-01-29); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-10-14); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-20); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-04-30); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-01-29); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-03); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-01); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-04-28); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-01-29); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-10-25). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2012-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q2 2016JD
JD COM INC
SPON ADR CL A063,318+63,318$0$1,344,000+$1,344,0002016-07-12
Q1 2016TEVA
TEVA PHARMACEUTICAL INDS LTD
ADR025,217+25,217$0$1,349,000+$1,349,0002016-04-12
Q2 2014BIDU
BAIDU INC
SPON ADR REP A02,400+2,400$0$448,000+$448,0002014-08-01
Q3 2013BP
BP PLC
SPONSORED ADR026,900+26,900$0$1,131,000+$1,131,0002013-10-25

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