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NATIONAL PLANNING CORP Last Quarter Change: Foreign Stocks, Unchanged

NATIONAL PLANNING CORP quarter change: Foreign Stocks, Unchanged

In share positions in stocks (depositary receipts and foreign shares traded over the counter), from the quarter ended 2016-06-30 to 2016-09-30, NATIONAL PLANNING CORP opened 1 positions, added to 4, reduced 5, sold out of 3 and left 2 unchanged. The largest increase in value was TSM (+$1,310,000); the largest decrease was NVO (-$745,000).

  • BTI: Country of operation —; Class SPONSORED ADR; Shares 2016-06-30 2,609; Shares 2016-09-30 2,609.
  • NYMXF: Country of operation Canada; Class COM; Shares 2016-06-30 11,000; Shares 2016-09-30 11,000.

Two Form 13F-HR filings compared (SEC CIK 1492262): 2016-06-30 (filed 2016-08-09) and 2016-09-30 (filed 2016-11-10). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

StockCountry of operationClassShares 2016-06-30Shares 2016-09-30Share changeValue 2016-06-30Value 2016-09-30Value change
BTI
BRITISH AMERN TOB PLC
SPONSORED ADR2,6092,6090$335,000$296,000-$39,000
NYMXF
NYMOX PHARMACEUTICAL CORP
CanadaCOM11,00011,0000$37,000$32,000-$5,000

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