NATIONAL PLANNING CORP historic quarter change: Foreign Stocks, Added
In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 13 quarters from 2013-06-30 to 2016-09-30, NATIONAL PLANNING CORP opened 68 positions, added to 90, reduced 68 and sold out of 64.
- Q3 2016: Stock BP; Country of operation —; Class SPONSORED ADR; Shares before 83,909.
- Q3 2016: Stock BIDU; Country of operation —; Class SPON ADR REP A; Shares before 2,281.
- Q3 2016: Stock VOD; Country of operation —; Class SPNSR ADR; Shares before 11,822.
- Q3 2016: Stock ULXXXX; Country of operation —; Class SPON ADR NEW; Shares before 5,661.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1492262), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-10); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-09); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-16); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-16); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-12); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-12); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-01-20); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-10-24); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-07-16); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-04-14); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-01-13); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-10-22). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2009-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2016 | BP
BP PLC | | SPONSORED ADR | 83,909 | 93,772 | +9,863 | $2,807,000 | $3,190,000 | +$383,000 | 2016-11-10 |
|---|
| Q3 2016 | BIDU
BAIDU INC | | SPON ADR REP A | 2,281 | 2,402 | +121 | $367,000 | $412,000 | +$45,000 | 2016-11-10 |
|---|
| Q3 2016 | VOD
VODAFONE GROUP PLC NEW | | SPNSR ADR | 11,822 | 12,038 | +216 | $364,000 | $327,000 | -$37,000 | 2016-11-10 |
|---|
| Q3 2016 | ULXXXX
UNILEVER PLC | | SPON ADR NEW | 5,661 | 6,919 | +1,258 | $266,000 | $289,000 | +$23,000 | 2016-11-10 |
|---|
| Q2 2016 | BP
BP PLC | | SPONSORED ADR | 79,773 | 83,909 | +4,136 | $2,519,000 | $2,807,000 | +$288,000 | 2016-08-09 |
|---|
| Q2 2016 | SNY
SANOFI | | SPONSORED ADR | 15,380 | 18,146 | +2,766 | $599,000 | $754,000 | +$155,000 | 2016-08-09 |
|---|
| Q2 2016 | DEO
DIAGEO P L C | | SPON ADR NEW | 6,289 | 7,047 | +758 | $684,000 | $817,000 | +$133,000 | 2016-08-09 |
|---|
| Q2 2016 | TEVA
TEVA PHARMACEUTICAL INDS LTD | | ADR | 6,977 | 7,127 | +150 | $351,000 | $377,000 | +$26,000 | 2016-08-09 |
|---|
| Q2 2016 | BTI
BRITISH AMERN TOB PLC | | SPONSORED ADR | 2,588 | 2,609 | +21 | $315,000 | $335,000 | +$20,000 | 2016-08-09 |
|---|
| Q1 2016 | IEP
ICAHN ENTERPRISES LP | United States | DEPOSITARY UNIT | 14,013 | 16,113 | +2,100 | $716,000 | $890,000 | +$174,000 | 2016-05-16 |
|---|
| Q1 2016 | BTI
BRITISH AMERN TOB PLC | | SPONSORED ADR | 2,439 | 2,588 | +149 | $264,000 | $315,000 | +$51,000 | 2016-05-16 |
|---|
| Q4 2015 | BP
BP PLC | | SPONSORED ADR | 58,120 | 83,128 | +25,008 | $2,113,000 | $2,532,000 | +$419,000 | 2016-02-16 |
|---|
| Q4 2015 | IEP
ICAHN ENTERPRISES LP | United States | DEPOSITARY UNIT | 13,821 | 14,013 | +192 | $1,087,000 | $716,000 | -$371,000 | 2016-02-16 |
|---|
| Q4 2015 | TEVA
TEVA PHARMACEUTICAL INDS LTD | | ADR | 6,227 | 10,252 | +4,025 | $383,000 | $603,000 | +$220,000 | 2016-02-16 |
|---|
| Q4 2015 | VOD
VODAFONE GROUP PLC NEW | | SPNSR ADR NO PAR | 12,199 | 18,389 | +6,190 | $407,000 | $554,000 | +$147,000 | 2016-02-16 |
|---|
| Q4 2015 | NVS
NOVARTIS A G | | SPONSORED ADR | 18,032 | 19,916 | +1,884 | $1,621,000 | $1,480,000 | -$141,000 | 2016-02-16 |
|---|
| Q4 2015 | BIDU
BAIDU INC | | SPON ADR REP A | 2,566 | 3,991 | +1,425 | $508,000 | $580,000 | +$72,000 | 2016-02-16 |
|---|
| Q4 2015 | ULXXXX
UNILEVER PLC | | SPON ADR NEW | 5,706 | 6,256 | +550 | $253,000 | $271,000 | +$18,000 | 2016-02-16 |
|---|
| Q4 2015 | SNY
SANOFI | | SPONSORED ADR | 12,761 | 16,451 | +3,690 | $640,000 | $655,000 | +$15,000 | 2016-02-16 |
|---|
| Q4 2015 | BTI
BRITISH AMERN TOB PLC | | SPONSORED ADR | 2,284 | 2,439 | +155 | $270,000 | $264,000 | -$6,000 | 2016-02-16 |
|---|
| Q4 2015 | DEO
DIAGEO P L C | | SPON ADR NEW | 5,736 | 6,340 | +604 | $666,000 | $662,000 | -$4,000 | 2016-02-16 |
|---|
| Q3 2015 | TM
TOYOTA MOTOR CORP | | SP ADR REP2COM | 3,011 | 14,262 | +11,251 | $388,000 | $1,762,000 | +$1,374,000 | 2015-11-12 |
|---|
| Q3 2015 | BP
BP PLC | | SPONSORED ADR | 51,852 | 58,120 | +6,268 | $1,869,000 | $2,113,000 | +$244,000 | 2015-11-12 |
|---|
| Q3 2015 | DEO
DIAGEO P L C | | SPON ADR NEW | 4,281 | 5,736 | +1,455 | $481,000 | $666,000 | +$185,000 | 2015-11-12 |
|---|
| Q3 2015 | IEP
ICAHN ENTERPRISES LP | United States | DEPOSITARY UNIT | 13,325 | 13,821 | +496 | $1,016,000 | $1,087,000 | +$71,000 | 2015-11-12 |
|---|
| Q3 2015 | VOD
VODAFONE GROUP PLC NEW | | SPNSR ADR NO PAR | 12,048 | 12,199 | +151 | $453,000 | $407,000 | -$46,000 | 2015-11-12 |
|---|
| Q3 2015 | SNY
SANOFI | | SPONSORED ADR | 11,011 | 12,761 | +1,750 | $599,000 | $640,000 | +$41,000 | 2015-11-12 |
|---|
| Q3 2015 | NVO
NOVO-NORDISK A S | | ADR | 15,216 | 15,714 | +498 | $872,000 | $842,000 | -$30,000 | 2015-11-12 |
|---|
| Q3 2015 | BTI
BRITISH AMERN TOB PLC | | SPONSORED ADR | 2,209 | 2,284 | +75 | $260,000 | $270,000 | +$10,000 | 2015-11-12 |
|---|
| Q2 2015 | IEP
ICAHN ENTERPRISES LP | United States | DEPOSITARY UNIT | 12,358 | 13,325 | +967 | $1,136,000 | $1,016,000 | -$120,000 | 2015-08-14 |
|---|
| Q2 2015 | BHP
BHP BILLITON LTD | | SPONSORED ADR | 8,078 | 8,128 | +50 | $420,000 | $307,000 | -$113,000 | 2015-08-14 |
|---|
| Q2 2015 | NVS
NOVARTIS A G | | SPONSORED ADR | 21,339 | 22,444 | +1,105 | $2,180,000 | $2,292,000 | +$112,000 | 2015-08-14 |
|---|
| Q2 2015 | BP
BP PLC | | SPONSORED ADR | 45,831 | 51,852 | +6,021 | $1,975,000 | $1,869,000 | -$106,000 | 2015-08-14 |
|---|
| Q2 2015 | TM
TOYOTA MOTOR CORP | | SP ADR REP2COM | 2,371 | 3,011 | +640 | $326,000 | $388,000 | +$62,000 | 2015-08-14 |
|---|
| Q2 2015 | TEVA
TEVA PHARMACEUTICAL INDS LTD | | ADR | 6,118 | 6,227 | +109 | $376,000 | $433,000 | +$57,000 | 2015-08-14 |
|---|
| Q2 2015 | BIDU
BAIDU INC | | SPON ADR REP A | 2,582 | 2,792 | +210 | $503,000 | $469,000 | -$34,000 | 2015-08-14 |
|---|
| Q2 2015 | BTI
BRITISH AMERN TOB PLC | | SPONSORED ADR | 2,168 | 2,209 | +41 | $234,000 | $260,000 | +$26,000 | 2015-08-14 |
|---|
| Q2 2015 | SAN
BANCO SANTANDER SA | | ADR | 34,818 | 36,576 | +1,758 | $253,000 | $249,000 | -$4,000 | 2015-08-14 |
|---|
| Q1 2015 | NVS
NOVARTIS A G | | SPONSORED ADR | 19,067 | 21,339 | +2,272 | $1,755,538,000 | $2,180,000 | -$1,753,358,000 | 2015-05-12 |
|---|
| Q1 2015 | BP
BP PLC | | SPONSORED ADR | 35,690 | 45,831 | +10,141 | $1,281,971,000 | $1,975,000 | -$1,279,996,000 | 2015-05-12 |
|---|
| Q1 2015 | IEP
ICAHN ENTERPRISES LP | United States | DEPOSITARY UNIT | 11,518 | 12,358 | +840 | $1,054,127,000 | $1,136,000 | -$1,052,991,000 | 2015-05-12 |
|---|
| Q1 2015 | SNY
SANOFI | | SPONSORED ADR | 10,259 | 11,671 | +1,412 | $458,368,000 | $585,000 | -$457,783,000 | 2015-05-12 |
|---|
| Q1 2015 | BHP
BHP BILLITON LTD | | SPONSORED ADR | 7,706 | 8,078 | +372 | $354,399,000 | $420,000 | -$353,979,000 | 2015-05-12 |
|---|
| Q1 2015 | SAN
BANCO SANTANDER SA | | ADR | 16,984 | 34,818 | +17,834 | $134,173,000 | $253,000 | -$133,920,000 | 2015-05-12 |
|---|
| Q4 2014 | BP
BP PLC | | SPONSORED ADR | 27,417 | 35,690 | +8,273 | $1,171,000 | $1,281,971,000 | +$1,280,800,000 | 2015-01-20 |
|---|
| Q4 2014 | IEP
ICAHN ENTERPRISES LP | United States | DEPOSITARY UNIT | 10,667 | 11,518 | +851 | $1,142,000 | $1,054,127,000 | +$1,052,985,000 | 2015-01-20 |
|---|
| Q4 2014 | VOD
VODAFONE GROUP PLC NEW | | SPNSR ADR NO PAR | 17,920 | 18,787 | +867 | $583,000 | $616,965,000 | +$616,382,000 | 2015-01-20 |
|---|
| Q4 2014 | TEVA
TEVA PHARMACEUTICAL INDS LTD | | ADR | 9,665 | 9,918 | +253 | $531,000 | $567,522,000 | +$566,991,000 | 2015-01-20 |
|---|
| Q4 2014 | SNY
SANOFI | | SPONSORED ADR | 7,933 | 10,259 | +2,326 | $434,000 | $458,368,000 | +$457,934,000 | 2015-01-20 |
|---|
| Q4 2014 | BHP
BHP BILLITON LTD | | SPONSORED ADR | 4,475 | 7,706 | +3,231 | $256,000 | $354,399,000 | +$354,143,000 | 2015-01-20 |
|---|
| Q4 2014 | TM
TOYOTA MOTOR CORP | | SP ADR REP2COM | 2,387 | 2,545 | +158 | $277,000 | $318,498,000 | +$318,221,000 | 2015-01-20 |
|---|
| Q4 2014 | BTI
BRITISH AMERN TOB PLC | | SPONSORED ADR | 2,202 | 2,218 | +16 | $245,000 | $231,071,000 | +$230,826,000 | 2015-01-20 |
|---|
| Q4 2014 | SAN
BANCO SANTANDER SA | | ADR | 16,171 | 16,984 | +813 | $149,000 | $134,173,000 | +$134,024,000 | 2015-01-20 |
|---|
| Q3 2014 | BIDU
BAIDU INC | | SPON ADR REP A | 4,317 | 4,753 | +436 | $806,000 | $1,029,000 | +$223,000 | 2014-10-24 |
|---|
| Q3 2014 | IEP
ICAHN ENTERPRISES LP | United States | DEPOSITARY UNIT | 9,727 | 10,667 | +940 | $970,000 | $1,142,000 | +$172,000 | 2014-10-24 |
|---|
| Q3 2014 | NVS
NOVARTIS A G | | SPONSORED ADR | 20,095 | 20,558 | +463 | $1,819,000 | $1,899,000 | +$80,000 | 2014-10-24 |
|---|
| Q3 2014 | SAN
BANCO SANTANDER SA | | ADR | 12,053 | 16,171 | +4,118 | $126,000 | $149,000 | +$23,000 | 2014-10-24 |
|---|
| Q3 2014 | BTI
BRITISH AMERN TOB PLC | | SPONSORED ADR | 1,959 | 2,202 | +243 | $233,000 | $245,000 | +$12,000 | 2014-10-24 |
|---|
| Q3 2014 | VOD
VODAFONE GROUP PLC NEW | | SPNSR ADR NO PAR | 17,519 | 17,920 | +401 | $585,000 | $583,000 | -$2,000 | 2014-10-24 |
|---|
| Q2 2014 | BP
BP PLC | | SPONSORED ADR | 24,448 | 31,028 | +6,580 | $1,184,000 | $1,637,000 | +$453,000 | 2014-07-16 |
|---|
| Q2 2014 | NVS
NOVARTIS A G | | SPONSORED ADR | 18,213 | 20,095 | +1,882 | $1,540,000 | $1,819,000 | +$279,000 | 2014-07-16 |
|---|
| Q2 2014 | SNY
SANOFI | | SPONSORED ADR | 6,652 | 9,183 | +2,531 | $346,000 | $488,000 | +$142,000 | 2014-07-16 |
|---|
| Q2 2014 | BIDU
BAIDU INC | | SPON ADR REP A | 4,249 | 4,317 | +68 | $682,000 | $806,000 | +$124,000 | 2014-07-16 |
|---|
| Q2 2014 | TEVA
TEVA PHARMACEUTICAL INDS LTD | | ADR | 7,951 | 9,763 | +1,812 | $424,000 | $512,000 | +$88,000 | 2014-07-16 |
|---|
| Q2 2014 | DEO
DIAGEO P L C | | SPON ADR NEW | 8,764 | 8,961 | +197 | $1,073,000 | $1,141,000 | +$68,000 | 2014-07-16 |
|---|
| Q2 2014 | VOD
VODAFONE GROUP PLC NEW | | SPNSR ADR NO PAR | 17,394 | 17,519 | +125 | $639,000 | $585,000 | -$54,000 | 2014-07-16 |
|---|
| Q2 2014 | PBR
PETROLEO BRASILEIRO SA PETRO | | SPONSORED ADR | 28,228 | 28,328 | +100 | $387,000 | $414,000 | +$27,000 | 2014-07-16 |
|---|
| Q2 2014 | NVO
NOVO-NORDISK A S | | ADR | 24,825 | 25,025 | +200 | $1,130,000 | $1,156,000 | +$26,000 | 2014-07-16 |
|---|
| Q2 2014 | IEP
ICAHN ENTERPRISES LP | United States | DEPOSITARY UNIT | 9,569 | 9,727 | +158 | $968,000 | $970,000 | +$2,000 | 2014-07-16 |
|---|
| Q1 2014 | NVO
NOVO-NORDISK A S | | ADR | 3,053 | 24,825 | +21,772 | $561,000 | $1,130,000 | +$569,000 | 2014-04-14 |
|---|
| Q1 2014 | DEO
DIAGEO P L C | | SPON ADR NEW | 5,308 | 8,764 | +3,456 | $703,000 | $1,073,000 | +$370,000 | 2014-04-14 |
|---|
| Q1 2014 | NVS
NOVARTIS A G | | SPONSORED ADR | 16,710 | 18,213 | +1,503 | $1,338,000 | $1,540,000 | +$202,000 | 2014-04-14 |
|---|
| Q1 2014 | TEVA
TEVA PHARMACEUTICAL INDS LTD | | ADR | 7,495 | 7,951 | +456 | $299,000 | $424,000 | +$125,000 | 2014-04-14 |
|---|
| Q1 2014 | IEP
ICAHN ENTERPRISES LP | United States | DEPOSITARY UNIT | 9,514 | 9,569 | +55 | $1,038,000 | $968,000 | -$70,000 | 2014-04-14 |
|---|
| Q1 2014 | ABEV
AMBEV SA | | SPONSORED ADR | 53,970 | 57,932 | +3,962 | $396,000 | $439,000 | +$43,000 | 2014-04-14 |
|---|
| Q1 2014 | BP
BP PLC | | SPONSORED ADR | 23,667 | 24,448 | +781 | $1,152,000 | $1,184,000 | +$32,000 | 2014-04-14 |
|---|
| Q1 2014 | BTI
BRITISH AMERN TOB PLC | | SPONSORED ADR | 2,205 | 2,253 | +48 | $240,000 | $249,000 | +$9,000 | 2014-04-14 |
|---|
| Q1 2014 | SNY
SANOFI | | SPONSORED ADR | 6,315 | 6,652 | +337 | $340,000 | $346,000 | +$6,000 | 2014-04-14 |
|---|
| Q4 2013 | IEP
ICAHN ENTERPRISES LP | United States | DEPOSITARY UNIT | 8,373 | 9,514 | +1,141 | $720,000 | $1,038,000 | +$318,000 | 2014-01-13 |
|---|
| Q4 2013 | NVS
NOVARTIS A G | | SPONSORED ADR | 14,087 | 16,710 | +2,623 | $1,087,000 | $1,338,000 | +$251,000 | 2014-01-13 |
|---|
| Q4 2013 | NVO
NOVO-NORDISK A S | | ADR | 2,929 | 3,053 | +124 | $491,000 | $561,000 | +$70,000 | 2014-01-13 |
|---|
| Q4 2013 | DEO
DIAGEO P L C | | SPON ADR NEW | 5,079 | 5,308 | +229 | $651,000 | $703,000 | +$52,000 | 2014-01-13 |
|---|
| Q4 2013 | BTI
BRITISH AMERN TOB PLC | | SPONSORED ADR | 2,194 | 2,205 | +11 | $232,000 | $240,000 | +$8,000 | 2014-01-13 |
|---|
| Q3 2013 | BP
BP PLC | | SPONSORED ADR | 9,735 | 25,057 | +15,322 | $408,000 | $1,052,000 | +$644,000 | 2013-10-22 |
|---|
| Q3 2013 | NVS
NOVARTIS A G | | SPONSORED ADR | 8,664 | 14,087 | +5,423 | $612,000 | $1,087,000 | +$475,000 | 2013-10-22 |
|---|
| Q3 2013 | BIDU
BAIDU INC | | SPON ADR REP A | 2,976 | 4,600 | +1,624 | $281,000 | $730,000 | +$449,000 | 2013-10-22 |
|---|
| Q3 2013 | IEP
ICAHN ENTERPRISES LP | United States | DEPOSITARY UNIT | 7,457 | 8,373 | +916 | $543,000 | $720,000 | +$177,000 | 2013-10-22 |
|---|
| Q3 2013 | DEO
DIAGEO P L C | | SPON ADR NEW | 4,517 | 5,079 | +562 | $517,000 | $651,000 | +$134,000 | 2013-10-22 |
|---|
| Q3 2013 | TEVA
TEVA PHARMACEUTICAL INDS LTD | | ADR | 6,674 | 7,890 | +1,216 | $263,000 | $300,000 | +$37,000 | 2013-10-22 |
|---|
| Q3 2013 | SAN
BANCO SANTANDER SA | | ADR | 11,728 | 12,769 | +1,041 | $76,000 | $106,000 | +$30,000 | 2013-10-22 |
|---|
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