MARXE AUSTIN W & GREENHOUSE DAVID M Current Holdings: USA Warrants

MARXE AUSTIN W & GREENHOUSE DAVID M current holdings: USA Warrants

MARXE AUSTIN W & GREENHOUSE DAVID M reported $0.03 billion in warrants (listed in the US), 6 positions, in its Form 13F for the quarter ended 2014-09-30; the largest are ARI Network Services, @2.00 3/, Cellectar [email protected] 2/6, NV5 Holding Inc. @7.80 3/27/18.

ARI Network Services, @2.00 3/: Country of operation —; Class warrants; Shares 119,694,585; Value $27,752,000.
Cellectar [email protected] 2/6: Country of operation —; Class warrants; Shares 1,066,000; Value $704,000.
NV5 Holding Inc. @7.80 3/27/18: Country of operation —; Class warrants; Shares 99,970; Value $299,000.
CytRx Corporation R/R 8/1/16 @: Country of operation —; Class warrants; Shares 2,400,000; Value $72,000.

Form 13F-HR as filed (SEC CIK 1044321): quarter ended 2014-09-30, filed 2014-11-14. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.

Stock	Class	Shares	Value	Quarter end	Filed
ARI Network Services, @2.00 3/ CUSIP 999999999	warrants	119,694,585	$27,752,000	2014-09-30	2014-11-14
Cellectar [email protected] 2/6 CUSIP 15117F203	warrants	1,066,000	$704,000	2014-09-30	2014-11-14
NV5 Holding Inc. @7.80 3/27/18 CUSIP 62945V117	warrants	99,970	$299,000	2014-09-30	2014-11-14
CytRx Corporation R/R 8/1/16 @ CUSIP 232828301	warrants	2,400,000	$72,000	2014-09-30	2014-11-14
Dynavax Technologies Corp @1.5 CUSIP 268158102	warrants	360,000	$25,000	2014-09-30	2014-11-14
Altair Nanotech @.58 5/28/16 * CUSIP 03820G106	warrants	939,973	$12,000	2014-09-30	2014-11-14

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