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MARINER WEALTH ADVISORS-OKLAHOMA, LLC Current Holdings: USA Bonds: Convertible Notes

MARINER WEALTH ADVISORS-OKLAHOMA, LLC current holdings: USA Bonds: Convertible Notes

MARINER WEALTH ADVISORS-OKLAHOMA, LLC reported $0.00 billion in convertible notes that pay a coupon (listed in the US), 9 positions, in its Form 13F for the quarter ended 2014-06-30; the largest are BROADSOFT INC, RAIT FINANCIAL TRUST, ALLIANT TECHSYSTEMS INC.

  • BROADSOFT INC: Country of operation —; Class NOTE 1.500% 7/0; Principal $20,000; Value $20,000.
  • RAIT FINANCIAL TRUST: Country of operation —; Class NOTE 7.000% 4/0; Principal $15,000; Value $20,000.
  • ALLIANT TECHSYSTEMS INC: Country of operation —; Class NOTE 3.000% 8/1; Principal $10,000; Value $18,000.
  • AUXILIUM PHARMACEUTICALS INC: Country of operation —; Class NOTE 1.500% 7/1; Principal $15,000; Value $16,000.

Form 13F-HR as filed (SEC CIK 1570999): quarter ended 2014-06-30, filed 2014-08-14. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.

StockCountry of operationClassPrincipalValueQuarter endFiled
BROADSOFT INC
CUSIP 11133BAB8
NOTE 1.500% 7/0$20,000$20,0002014-06-302014-08-14
RAIT FINANCIAL TRUST
CUSIP 749227AA2
NOTE 7.000% 4/0$15,000$20,0002014-06-302014-08-14
ALLIANT TECHSYSTEMS INC
CUSIP 018804AK0
NOTE 3.000% 8/1$10,000$18,0002014-06-302014-08-14
AUXILIUM PHARMACEUTICALS INC
CUSIP 05334DAA5
NOTE 1.500% 7/1$15,000$16,0002014-06-302014-08-14
KB HOME
CUSIP 48666KAS8
NOTE 1.375% 2/0$15,000$15,0002014-06-302014-08-14
TITAN MACHY INC
CUSIP 88830RAB7
NOTE 3.750% 5/0$15,000$13,0002014-06-302014-08-14
JEFFERIES GROUP INC NEW
CUSIP 472319AG7
DBCV 3.875%11/0$10,000$11,0002014-06-302014-08-14
PROSPECT CAPITAL CORPORATION
CUSIP 74348TAK8
NOTE 5.375%10/1$10,000$10,0002014-06-302014-08-14
DENDREON CORP
CUSIP 24823QAC1
NOTE 2.875% 1/1$10,000$7,0002014-06-302014-08-14

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