Mariner Wealth Advisors-Madison, LLC Current Holdings: USA Funds

Mariner Wealth Advisors-Madison, LLC current holdings: USA Funds

Mariner Wealth Advisors-Madison, LLC reported $0.03 billion in funds and trusts that are not on this site's ETF list (sponsor series, commodity pools, money market) (listed in the US), 5 positions, in its Form 13F for the quarter ended 2013-09-30; the largest are CLAYMORE EXCHANGE TRD FD TR, EGA EMERGING GLOBAL SHS TR, PIMCO MUNICIPAL INCOME FD.

CLAYMORE EXCHANGE TRD FD TR: Country of operation —; Class GUGG S&P GBL WTR; Shares 818,541; Value $21,004,000.
EGA EMERGING GLOBAL SHS TR: Country of operation —; Class LOW VOL EM DIV; Shares 562,325; Value $9,998,000.
PIMCO MUNICIPAL INCOME FD: Country of operation United States; Class COM; Shares 2,000; Value $25,000.
CLAYMORE EXCHANGE TRD FD TR: Country of operation —; Class GUG MULTI ASSET; Shares 787; Value $19,000.

Form 13F-HR as filed (SEC CIK 1174248): quarter ended 2013-09-30, filed 2013-11-14. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.

Stock	Country of operation	Class	Shares	Value	Quarter end	Filed
CLAYMORE EXCHANGE TRD FD TR CUSIP 18383Q507		GUGG S&P GBL WTR	818,541	$21,004,000	2013-09-30	2013-11-14
EGA EMERGING GLOBAL SHS TR CUSIP 268461654		LOW VOL EM DIV	562,325	$9,998,000	2013-09-30	2013-11-14
PIMCO MUNICIPAL INCOME FD CUSIP 72200R107	United States	COM	2,000	$25,000	2013-09-30	2013-11-14
CLAYMORE EXCHANGE TRD FD TR CUSIP 18383M506		GUG MULTI ASSET	787	$19,000	2013-09-30	2013-11-14
H & Q HEALTHCARE INVESTORS CUSIP 404052102		SH BEN INT	21	$1,000	2013-09-30	2013-11-14

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