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Mariner Wealth Advisors-Cincinnati, LLC Historic Quarter Change: Foreign Everything Else, Added

Mariner Wealth Advisors-Cincinnati, LLC historic quarter change: Foreign Everything Else, Added

In partnership units, exchange-traded notes and anything else (depositary receipts and foreign shares traded over the counter), over 11 quarters from 2013-06-30 to 2016-09-30, Mariner Wealth Advisors-Cincinnati, LLC opened 1 positions, added to 5, reduced 2 and sold out of 2.

  • Q1 2015: Stock Royal Dutch Shell PLC; Country of operation —; Class COS; Shares before 137,259.
  • Q4 2014: Stock Royal Dutch Shell PLC; Country of operation —; Class COS; Shares before 117,535.
  • Q2 2014: Stock Royal Dutch Shell PLC; Country of operation —; Class COS; Shares before 111,156.
  • Q4 2013: Stock Royal Dutch Shell PLC; Country of operation —; Class COS; Shares before 107,931.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1567390), 11 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-10); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-12); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-12); Q4 2015 (2015-03-31 to 2015-12-31, filed 2016-02-17); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-04-23); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-10); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-10-17); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-07-18); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-04-23); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-01-27); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-10-29). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2012-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q1 2015Royal Dutch Shell PLC
CUSIP 780259206
COS137,259142,974+5,715$9,189,000$8,528,000-$661,0002015-04-23
Q4 2014Royal Dutch Shell PLC
CUSIP 780259206
COS117,535137,259+19,724$8,948,000$9,189,000+$241,0002015-02-10
Q2 2014Royal Dutch Shell PLC
CUSIP 780259206
COS111,156117,778+6,622$8,121,000$9,701,000+$1,580,0002014-07-18
Q4 2013Royal Dutch Shell PLC
CUSIP 780259206
COS107,931113,006+5,075$7,089,000$8,054,000+$965,0002014-01-27
Q3 2013Royal Dutch Shell PLC
CUSIP 780259206
COS88,200107,931+19,731$5,627,000$7,089,000+$1,462,0002013-10-29

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