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MARINER INDEPENDENT ADVISOR NETWORK, LLC Historic Quarter Change: Foreign Stocks, Added

MARINER INDEPENDENT ADVISOR NETWORK, LLC historic quarter change: Foreign Stocks, Added

In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 9 quarters from 2014-06-30 to 2016-09-30, MARINER INDEPENDENT ADVISOR NETWORK, LLC opened 4 positions, added to 4, reduced 1 and sold out of 6.

  • Q3 2015: Stock BP; Country of operation —; Class SPONSORED ADR; Shares before 10,947.
  • Q4 2014: Stock ORANY; Country of operation France; Class ADR; Shares before 12,547.
  • Q3 2014: Stock ORANY; Country of operation France; Class ADR; Shares before 12,111.
  • Q3 2014: Stock PBR; Country of operation —; Class ADR; Shares before 13,153.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1548916), 9 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-17); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-17); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-25); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-03-08); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-18); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-13); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-12); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-17). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2014-06-30.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q3 2015BP
BP PLC
SPONSORED ADR10,94749,644+38,697$437,437,000$1,517,000-$435,920,0002015-11-18
Q4 2014ORANY
ORANGE SPONS ADR
FranceADR12,54713,843+1,296$184,948,000$234,229,000+$49,281,0002015-02-12
Q3 2014ORANY
ORANGE SPONS ADR
FranceADR12,11112,547+436$191,359,000$184,948,000-$6,411,0002014-11-17
Q3 2014PBR
PETROLEO BRASILEIRO ADRF
ADR13,15313,615+462$192,428,000$193,197,000+$769,0002014-11-17

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