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MAPLE SECURITIES USA INC Historic Quarter Change: Foreign Stocks, Reduced

MAPLE SECURITIES USA INC historic quarter change: Foreign Stocks, Reduced

In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 13 quarters from 2013-06-30 to 2016-09-30, MAPLE SECURITIES USA INC opened 66 positions, added to 12, reduced 14 and sold out of 78.

  • Q2 2015: Stock ULXXXX; Country of operation —; Class SPON ADR NEW; Shares before 26,579.
  • Q4 2014: Stock DEO; Country of operation —; Class SPON ADR NEW; Shares before 6,828.
  • Q4 2014: Stock VOD; Country of operation —; Class SPNSR ADR NO PAR; Shares before 19,716.
  • Q4 2014: Stock TV; Country of operation —; Class SPON ADR REP ORD; Shares before 27,027.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1277275), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-11); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-13); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-04-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-01-15); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-03); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-24); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-13); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-11); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-10-21); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-06); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-04-24); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-05); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-10-21). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2003-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q2 2015ULXXXX
UNILEVER PLC
SPON ADR NEW26,57913,876-12,703$1,109,000$596,000-$513,0002015-07-24
Q4 2014DEO
DIAGEO P L C
SPON ADR NEW6,8283,044-3,784$788,000$347,000-$441,0002015-02-11
Q4 2014VOD
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR19,7166,271-13,445$648,000$214,000-$434,0002015-02-11
Q4 2014TV
GRUPO TELEVISA SA
SPON ADR REP ORD27,02719,789-7,238$916,000$674,000-$242,0002015-02-11
Q4 2014BTI
BRITISH AMERN TOB PLC
SPONSORED ADR5,2643,419-1,845$595,000$369,000-$226,0002015-02-11
Q4 2014BSBR
BANCO SANTANDER BRASIL S A
ADS REP 1 UNIT13,67610,937-2,739$89,000$55,000-$34,0002015-02-11
Q3 2014RIO
RIO TINTO PLC
SPONSORED ADR7,7776,126-1,651$422,000$301,000-$121,0002014-10-21
Q3 2014BSBR
BANCO SANTANDER BRASIL S A
ADS REP 1 UNIT28,96313,676-15,287$200,000$89,000-$111,0002014-10-21
Q4 2013GFI
GOLD FIELDS LTD NEW
SPONSORED ADR71,87211,710-60,162$328,000$37,000-$291,0002014-02-05
Q4 2013EMBJ
EMBRAER S A
SP ADR REP 4 COM14,3869,342-5,044$467,000$301,000-$166,0002014-02-05
Q4 2013TSM
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR51,05845,905-5,153$866,000$801,000-$65,0002014-02-05
Q3 2013SAP
SAP AG
SPON ADR22,2465,056-17,190$1,620,000$374,000-$1,246,0002013-10-21
Q3 2013VALE
VALE S A
ADR56,39538,426-17,969$742,000$600,000-$142,0002013-10-21
Q3 2013DEO
DIAGEO P L C
SPON ADR NEW2,8331,804-1,029$326,000$229,000-$97,0002013-10-21

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