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MANAGED ACCOUNT ADVISORS LLC Historic Quarter Change: Foreign ETF, Added

MANAGED ACCOUNT ADVISORS LLC historic quarter change: Foreign ETF, Added

In exchange-traded fund shares (known by the fund name on the filing) (depositary receipts and foreign shares traded over the counter), over 8 quarters from 2013-06-30 to 2015-06-30, MANAGED ACCOUNT ADVISORS LLC opened 1 positions, added to 3, reduced 0 and sold out of 0.

  • Q2 2015: Stock BABA; Country of operation —; Class SPONSORED ADS; Shares before 2,843,660.
  • Q1 2015: Stock BABA; Country of operation —; Class SPONSORED ADS; Shares before 2,016,111.
  • Q4 2014: Stock BABA; Country of operation —; Class SPONSORED ADS; Shares before 1,240,212.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1418660), 8 quarters: Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-13); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-17); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-13); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-05). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2007-09-28.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q2 2015BABA
ALIBABA GROUP HLDG LTD
SPONSORED ADS2,843,6602,994,060+150,400$236,707,000$246,322,000+$9,615,0002015-08-14
Q1 2015BABA
ALIBABA GROUP HLDG LTD
SPONSORED ADS2,016,1112,843,660+827,549$209,555,000$236,707,000+$27,152,0002015-05-15
Q4 2014BABA
ALIBABA GROUP HLDG LTD
SPONSORED ADS1,240,2122,016,111+775,899$110,193,000$209,555,000+$99,362,0002015-02-13

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