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LPL Financial LLC Historic Quarter Change: Foreign Preferred Shares, New

LPL Financial LLC historic quarter change: Foreign Preferred Shares, New

In preferred shares (depositary receipts and foreign shares traded over the counter), over 23 quarters from 2013-06-30 to 2026-06-30, LPL Financial LLC opened 27 positions, added to 51, reduced 45 and sold out of 26.

  • Q1 2026: Stock CIG; Country of operation —; Class SP ADR N-V PFD; Shares before 0.
  • Q1 2026: Stock GGB; Country of operation —; Class SPON ADR REP PFD; Shares before 0.
  • Q2 2024: Stock BAK; Country of operation —; Class SP ADR PFD A; Shares before 0.
  • Q3 2016: Stock ITUB; Country of operation —; Class SPON ADR REP PFD; Shares before 0.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1403438), 23 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-07); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-06); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-11); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-12); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-12); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-07); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-11); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-08); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-07); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-10); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-16); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-15); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-16); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-12); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-13); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-14); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-13); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-10); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-05); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-12); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-13); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-04). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2006-12-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q1 2026CIG
CIA ENERGETICA DE MINAS GERA
SP ADR N-V PFD021,035+21,035$0$50,274+$50,2742026-05-06
Q1 2026GGB
GERDAU SA
SPON ADR REP PFD012,413+12,413$0$44,811+$44,8112026-05-06
Q2 2024BAK
BRASKEM S A
SP ADR PFD A083,796+83,796$0$540,484+$540,4842024-08-07
Q3 2016ITUB
ITAU UNIBANCO
SPON ADR REP PFD053,840+53,840$0$605,000+$605,0002016-11-16
Q2 2016BARCLAYS BANK
CUSIP 06739H362
ADR PFD SR 5018,801+18,801$0$484,000+$484,0002016-08-15
Q2 2016ROYAL BANK
CUSIP 780097713
SP ADR PREF T015,122+15,122$0$380,000+$380,0002016-08-15
Q2 2016ROYAL BANK
CUSIP 780097739
SP ADR PREF S08,000+8,000$0$200,000+$200,0002016-08-15
Q2 2016CIG
COMPANHIA ENERGETICA
SP ADR N-V PFD021,456+21,456$0$48,000+$48,0002016-08-15
Q1 2016BARCLAYS BANK
CUSIP 06739H362
ADR PFD SR 5034,455+34,455$0$886,000+$886,0002016-05-16
Q1 2016ROYAL BANK
CUSIP 780097713
SP ADR PREF T028,239+28,239$0$707,000+$707,0002016-05-16
Q1 2016CIG
COMPANHIA ENERGETICA
SP ADR N-V PFD044,620+44,620$0$88,000+$88,0002016-05-16
Q1 2016CENTRAIS ELECTRICAS
CUSIP 15234Q108
SPON ADR PFD B016,000+16,000$0$46,000+$46,0002016-05-16
Q4 2015BARCLAYS BANK
CUSIP 06739H362
ADR PFD SR 5032,048+32,048$0$859,000+$859,0002016-02-12
Q4 2015BARCLAYS BANK
CUSIP 06739F390
ADR 2 PREF 2019,900+19,900$0$517,000+$517,0002016-02-12
Q4 2015ROYAL BANK
CUSIP 780097739
SP ADR PREF S016,412+16,412$0$417,000+$417,0002016-02-12
Q4 2015CENTRAIS ELECTRICAS
CUSIP 15234Q108
SPON ADR PFD B016,000+16,000$0$40,000+$40,0002016-02-12
Q2 2015ROYAL BANK
CUSIP 780097770
ADR PFD SER N057,625+57,625$0$1,427,000+$1,427,0002015-08-14
Q2 2015ROYAL BANK
CUSIP 780097713
SP ADR PREF T08,626+8,626$0$218,000+$218,0002015-08-14
Q4 2014CIG
COMPANHIA ENERGETICA
SP ADR N-V PFD062,284+62,284$0$310,000+$310,0002015-02-13
Q3 2014BBD
BANCO BRADESCO
SP ADR PFD NEW027,397+27,397$0$371,000+$371,0002014-11-10
Q3 2014GGB
GERDAU S A
SPON ADR REP PFD011,544+11,544$0$55,000+$55,0002014-11-10
Q2 2014BARCLAYS BANK
CUSIP 06739H362
ADR PFD SR 508,468+8,468$0$219,000+$219,0002014-08-05
Q1 2014CIG
COMPANHIA ENERGETICA
SP ADR N-V PFD0215,935+215,935$0$1,468,000+$1,468,0002014-05-12
Q4 2013ROYAL BANK
CUSIP 780097770
ADR PREF SER N013,728+13,728$0$281,000+$281,0002014-02-13
Q4 2013ROYAL BANK
CUSIP 780097713
SP ADR PREF T010,078+10,078$0$242,000+$242,0002014-02-13
Q3 2013BAK
BRASKEM SA
SP ADR PFD A027,477+27,477$0$474,000+$474,0002013-11-04
Q3 2013GGB
GERDAU S A
SPON ADR REP PFD014,352+14,352$0$118,000+$118,0002013-11-04

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