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LPL Financial LLC Historic Quarter Change: Foreign Options, Sold Out

LPL Financial LLC historic quarter change: Foreign Options, Sold out

In put and call options, at their filed underlying value (depositary receipts and foreign shares traded over the counter), over 23 quarters from 2013-06-30 to 2026-06-30, LPL Financial LLC opened 23 positions, added to 15, reduced 15 and sold out of 19.

  • Q1 2026: Stock NVO; Country of operation —; Class ADR · Call; Shares before 12,400.
  • Q1 2026: Stock BUD; Country of operation —; Class SPONSORED ADR · Put; Shares before 8,000.
  • Q1 2026: Stock BIDU; Country of operation —; Class SPON ADR REP A · Put; Shares before 2,000.
  • Q1 2026: Stock MESO; Country of operation —; Class SPONS ADR · Call; Shares before 10,000.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1403438), 23 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-07); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-06); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-11); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-12); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-12); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-07); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-11); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-08); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-07); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-10); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-16); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-15); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-16); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-12); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-13); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-14); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-14); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-13); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-10); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-05); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-12); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-13); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-04). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2006-12-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q1 2026NVO
NOVO-NORDISK A S
ADR · Call12,4000-12,400$630,912$0-$630,9122026-05-06
Q1 2026BUD
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR · Put8,0000-8,000$512,320$0-$512,3202026-05-06
Q1 2026BIDU
BAIDU INC
SPON ADR REP A · Put2,0000-2,000$261,320$0-$261,3202026-05-06
Q1 2026MESO
MESOBLAST LTD
SPONS ADR · Call10,0000-10,000$180,400$0-$180,4002026-05-06
Q4 2025ARM
ARM HOLDINGS PLC
SPONSORED ADS · Call2,6000-2,600$367,874$0-$367,8742026-02-11
Q3 2025EQNR
EQUINOR ASA
SPONSORED ADR · Put16,5000-16,500$414,810$0-$414,8102025-11-12
Q3 2025GSK
GSK PLC
SPONSORED ADR · Put10,2000-10,200$391,680$0-$391,6802025-11-12
Q3 2025BABA
ALIBABA GROUP HLDG LTD
SPONSORED ADS · Call2,7000-2,700$306,207$0-$306,2072025-11-12
Q2 2025BIDU
BAIDU INC
SPON ADR REP A · Put7,3000-7,300$671,819$0-$671,8192025-08-12
Q2 2025BIDU
BAIDU INC
SPON ADR REP A · Call3,5000-3,500$322,105$0-$322,1052025-08-12
Q1 2025PDD
PDD HOLDINGS INC
SPONSORED ADS · Call6,0000-6,000$581,940$0-$581,9402025-05-07
Q4 2024BIDU
BAIDU INC
SPON ADR REP A · Put8,5000-8,500$894,965$0-$894,9652025-02-11
Q4 2024IEP
ICAHN ENTERPRISES LP
United StatesDEPOSITARY UNIT · Call27,5000-27,500$371,800$0-$371,8002025-02-11
Q4 2024JD
JD.COM INC
SPON ADS CL A · Call8,0000-8,000$320,000$0-$320,0002025-02-11
Q3 2024BABA
ALIBABA GROUP HLDG LTD
SPONSORED ADS · Call27,6000-27,600$1,987,200$0-$1,987,2002024-11-08
Q2 2024JD
JD.COM INC
SPON ADR CL A · Call3300-330$903,870$0-$903,8702024-08-07
Q1 2024VALE
VALE S A
SPONSORED ADS · Call29,7000-29,700$471,042$0-$471,0422024-05-10
Q1 2024BIDU
BAIDU INC
SPON ADR REP A · Call3,5000-3,500$416,815$0-$416,8152024-05-10
Q1 2024BABA
ALIBABA GROUP HLDG LTD
SPONSORED ADS · Put3,4000-3,400$263,534$0-$263,5342024-05-10

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