KMS FINANCIAL SERVICES, INC historic quarter change: Foreign Stocks, Added
In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 5 quarters from 2013-06-30 to 2014-09-30, KMS FINANCIAL SERVICES, INC opened 13 positions, added to 29, reduced 22 and sold out of 9.
- Q3 2014: Stock NVS; Country of operation —; Class SPONSORED ADR; Shares before 10,595.
- Q3 2014: Stock BIDU; Country of operation —; Class SPON ADR REP A; Shares before 1,219.
- Q3 2014: Stock SNY; Country of operation —; Class SPONSORED ADR; Shares before 4,328.
- Q3 2014: Stock BP; Country of operation —; Class SPONSORED ADR; Shares before 9,588.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1580308), 5 quarters: Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-17); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-12); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-08-08); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-10); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-10-25). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2013-06-30.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2014 | NVS
NOVARTIS A G | | SPONSORED ADR | 10,595 | 11,480 | +885 | $960,000 | $1,081,000 | +$121,000 | 2014-11-17 |
|---|
| Q3 2014 | BIDU
BAIDU INC | | SPON ADR REP A | 1,219 | 1,451 | +232 | $228,000 | $316,000 | +$88,000 | 2014-11-17 |
|---|
| Q3 2014 | SNY
SANOFI | | SPONSORED ADR | 4,328 | 5,537 | +1,209 | $230,000 | $313,000 | +$83,000 | 2014-11-17 |
|---|
| Q3 2014 | BP
BP PLC | | SPONSORED ADR | 9,588 | 11,731 | +2,143 | $506,000 | $516,000 | +$10,000 | 2014-11-17 |
|---|
| Q3 2014 | ULXXXX
UNILEVER PLC | | SPON ADR NEW | 25,492 | 27,616 | +2,124 | $1,155,000 | $1,157,000 | +$2,000 | 2014-11-17 |
|---|
| Q2 2014 | ULXXXX
UNILEVER PLC | | SPON ADR NEW | 22,488 | 25,492 | +3,004 | $962,000 | $1,155,000 | +$193,000 | 2014-08-12 |
|---|
| Q2 2014 | BTI
BRITISH AMERN TOB PLC | | SPONSORED ADR | 12,385 | 12,418 | +33 | $1,380,000 | $1,479,000 | +$99,000 | 2014-08-12 |
|---|
| Q2 2014 | VOD
VODAFONE GROUP PLC NEW | | SPNSR ADR NO PAR | 24,402 | 24,872 | +470 | $899,000 | $831,000 | -$68,000 | 2014-08-12 |
|---|
| Q2 2014 | BP
BP PLC | | SPONSORED ADR | 9,395 | 9,588 | +193 | $452,000 | $506,000 | +$54,000 | 2014-08-12 |
|---|
| Q2 2014 | DEO
DIAGEO P L C | | SPON ADR NEW | 5,072 | 5,324 | +252 | $632,000 | $677,000 | +$45,000 | 2014-08-12 |
|---|
| Q2 2014 | ABBNY
ABB LTD | Switzerland | SPONSORED ADR | 38,704 | 41,379 | +2,675 | $998,000 | $953,000 | -$45,000 | 2014-08-12 |
|---|
| Q2 2014 | NVO
NOVO-NORDISK A S | | ADR | 13,019 | 13,084 | +65 | $594,000 | $605,000 | +$11,000 | 2014-08-12 |
|---|
| Q2 2014 | NOK
NOKIA CORP | | SPONSORED ADR | 11,005 | 11,835 | +830 | $81,000 | $89,000 | +$8,000 | 2014-08-12 |
|---|
| Q1 2014 | ULXXXX
UNILEVER PLC | | SPON ADR NEW | 10,309 | 22,488 | +12,179 | $425,000 | $962,000 | +$537,000 | 2014-08-08 |
|---|
| Q1 2014 | ABBNY
ABB LTD | Switzerland | SPONSORED ADR | 30,589 | 38,704 | +8,115 | $813,000 | $998,000 | +$185,000 | 2014-08-08 |
|---|
| Q1 2014 | NVO
NOVO-NORDISK A S | | ADR | 2,215 | 13,019 | +10,804 | $410,000 | $594,000 | +$184,000 | 2014-08-08 |
|---|
| Q1 2014 | DEO
DIAGEO P L C | | SPON ADR NEW | 4,295 | 5,072 | +777 | $568,000 | $632,000 | +$64,000 | 2014-08-08 |
|---|
| Q1 2014 | BIDU
BAIDU INC | | SPON ADR REP A | 2,179 | 2,194 | +15 | $388,000 | $334,000 | -$54,000 | 2014-08-08 |
|---|
| Q1 2014 | BHP
BHP BILLITON LTD | | SPONSORED ADR | 5,224 | 5,387 | +163 | $357,000 | $366,000 | +$9,000 | 2014-08-08 |
|---|
| Q1 2014 | NOK
NOKIA CORP | | SPONSORED ADR | 10,555 | 11,005 | +450 | $86,000 | $81,000 | -$5,000 | 2014-08-08 |
|---|
| Q4 2013 | BTI
BRITISH AMERN TOB PLC | | SPONSORED ADR | 2,833 | 12,409 | +9,576 | $298,000 | $1,333,000 | +$1,035,000 | 2014-02-10 |
|---|
| Q4 2013 | BIDU
BAIDU INC | | SPON ADR REP A | 1,336 | 2,179 | +843 | $207,000 | $388,000 | +$181,000 | 2014-02-10 |
|---|
| Q4 2013 | ULXXXX
UNILEVER PLC | | SPON ADR NEW | 6,690 | 10,309 | +3,619 | $258,000 | $425,000 | +$167,000 | 2014-02-10 |
|---|
| Q4 2013 | DEO
DIAGEO P L C | | SPON ADR NEW | 3,178 | 4,295 | +1,117 | $404,000 | $568,000 | +$164,000 | 2014-02-10 |
|---|
| Q4 2013 | NVS
NOVARTIS A G | | SPONSORED ADR | 13,922 | 14,661 | +739 | $1,068,000 | $1,178,000 | +$110,000 | 2014-02-10 |
|---|
| Q4 2013 | NVO
NOVO-NORDISK A S | | ADR | 1,791 | 2,215 | +424 | $303,000 | $410,000 | +$107,000 | 2014-02-10 |
|---|
| Q4 2013 | BHP
BHP BILLITON LTD | | SPONSORED ADR | 5,102 | 5,224 | +122 | $339,000 | $357,000 | +$18,000 | 2014-02-10 |
|---|
| Q3 2013 | DEO
DIAGEO P L C | | SPON ADR NEW | 2,409 | 3,178 | +769 | $278,000 | $404,000 | +$126,000 | 2013-10-25 |
|---|
| Q3 2013 | NVO
NOVO-NORDISK A S | | ADR | 1,491 | 1,791 | +300 | $232,000 | $303,000 | +$71,000 | 2013-10-25 |
|---|
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