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Intersect Capital LLC Historic Quarter Change: Foreign ETF, Reduced

Intersect Capital LLC historic quarter change: Foreign ETF, Reduced

In exchange-traded fund shares (known by the fund name on the filing) (depositary receipts and foreign shares traded over the counter), over 7 quarters from 2014-12-31 to 2016-09-30, Intersect Capital LLC opened 0 positions, added to 1, reduced 2 and sold out of 1.

  • Q3 2015: Stock BABA; Country of operation —; Class SPONSORED ADS; Shares before 14,005.
  • Q2 2015: Stock BABA; Country of operation —; Class SPONSORED ADS; Shares before 16,505.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1633861), 7 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-27); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-09); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-05); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-01); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-03); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-03); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-11). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2014-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q3 2015BABA
Alibaba Group Hldg Adr
SPONSORED ADS14,0055,805-8,200$1,152,000$342,000-$810,0002015-11-03
Q2 2015BABA
Alibaba Group Hldg Adr
SPONSORED ADS16,50514,005-2,500$1,342,000$1,152,000-$190,0002015-08-03

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