Integrated Wealth Management quarter change: USA Stocks, Unchanged
In share positions in stocks (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, Integrated Wealth Management opened 118 positions, added to 88, reduced 95, sold out of 123 and left 245 unchanged. The largest increase in value was UPS (+$5,228,000); the largest decrease was UPS (-$5,194,000).
- SPGI: Country of operation United States; Class COM; Shares 2016-06-30 12,301; Shares 2016-09-30 12,301.
- UNB: Country of operation United States; Class COM; Shares 2016-06-30 63,755; Shares 2016-09-30 63,755.
- K: Country of operation United States; Class COM; Shares 2016-06-30 23,952; Shares 2016-09-30 23,952.
- CHTR: Country of operation United States; Class CL A; Shares 2016-06-30 2,299; Shares 2016-09-30 2,299.
Two Form 13F-HR filings compared (SEC CIK 1640250): 2016-06-30 (filed 2016-08-01) and 2016-09-30 (filed 2016-10-21). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2016-06-30 | Shares 2016-09-30 | Share change | Value 2016-06-30 | Value 2016-09-30 | Value change |
|---|
SPGI
S&P GLOBAL INC | United States | COM | 12,301 | 12,301 | 0 | $1,319,000 | $1,557,000 | +$238,000 |
|---|
UNB
UNION BANKSHARES INC | United States | COM | 63,755 | 63,755 | 0 | $2,318,000 | $2,171,000 | -$147,000 |
|---|
K
KELLOGG CO | United States | COM | 23,952 | 23,952 | 0 | $1,956,000 | $1,856,000 | -$100,000 |
|---|
CHTR
CHARTER COMMUNICATIONS INC N | United States | CL A | 2,299 | 2,299 | 0 | $526,000 | $621,000 | +$95,000 |
|---|
CPB
CAMPBELL SOUP CO | United States | COM | 4,329 | 4,329 | 0 | $288,000 | $237,000 | -$51,000 |
|---|
EQT
EQT CORP | United States | COM | 8,104 | 8,104 | 0 | $627,000 | $589,000 | -$38,000 |
|---|
DLTR
DOLLAR TREE INC | United States | COM | 2,049 | 2,049 | 0 | $193,000 | $162,000 | -$31,000 |
|---|
TSCO
TRACTOR SUPPLY CO | United States | COM | 960 | 960 | 0 | $88,000 | $65,000 | -$23,000 |
|---|
ADI
ANALOG DEVICES INC | United States | COM | 2,188 | 2,188 | 0 | $124,000 | $141,000 | +$17,000 |
|---|
ILMN
ILLUMINA INC | United States | COM | 311 | 311 | 0 | $44,000 | $56,000 | +$12,000 |
|---|
PNW
PINNACLE WEST CAP CORP | United States | COM | 2,350 | 2,350 | 0 | $190,000 | $179,000 | -$11,000 |
|---|
KR
KROGER CO | United States | COM | 1,501 | 1,501 | 0 | $55,000 | $45,000 | -$10,000 |
|---|
DDD
3-D SYS CORP DEL | United States | COM NEW | 2,420 | 2,420 | 0 | $33,000 | $43,000 | +$10,000 |
|---|
HSY
HERSHEY CO | United States | COM | 511 | 511 | 0 | $58,000 | $49,000 | -$9,000 |
|---|
NEE
NEXTERA ENERGY INC | United States | COM | 1,083 | 1,083 | 0 | $141,000 | $132,000 | -$9,000 |
|---|
REX
REX AMERICAN RESOURCES CORP | United States | COM | 379 | 379 | 0 | $23,000 | $32,000 | +$9,000 |
|---|
FLXS
FLEXSTEEL INDS INC | United States | COM | 714 | 714 | 0 | $28,000 | $37,000 | +$9,000 |
|---|
BMRN
BIOMARIN PHARMACEUTICAL INC | United States | COM | 602 | 602 | 0 | $47,000 | $56,000 | +$9,000 |
|---|
MCHP
MICROCHIP TECHNOLOGY INC | United States | COM | 692 | 692 | 0 | $35,000 | $43,000 | +$8,000 |
|---|
ED
CONSOLIDATED EDISON INC | United States | COM | 1,290 | 1,290 | 0 | $104,000 | $97,000 | -$7,000 |
|---|
HE
HAWAIIAN ELEC INDUSTRIES | United States | COM | 2,190 | 2,190 | 0 | $72,000 | $65,000 | -$7,000 |
|---|
CRM
SALESFORCE COM INC | United States | COM | 820 | 820 | 0 | $65,000 | $58,000 | -$7,000 |
|---|
URI
UNITED RENTALS INC | United States | COM | 543 | 543 | 0 | $36,000 | $43,000 | +$7,000 |
|---|
FFWM
FIRST FNDTN INC | United States | COM | 2,284 | 2,284 | 0 | $49,000 | $56,000 | +$7,000 |
|---|
AOS
SMITH A O | United States | COM | 713 | 713 | 0 | $63,000 | $70,000 | +$7,000 |
|---|
KWR
QUAKER CHEM CORP | United States | COM | 340 | 340 | 0 | $30,000 | $36,000 | +$6,000 |
|---|
WMB
WILLIAMS COS INC DEL | United States | COM | 614 | 614 | 0 | $13,000 | $19,000 | +$6,000 |
|---|
ALNY
ALNYLAM PHARMACEUTICALS INC | United States | COM | 500 | 500 | 0 | $28,000 | $34,000 | +$6,000 |
|---|
INCY
INCYTE CORP | United States | COM | 337 | 337 | 0 | $27,000 | $32,000 | +$5,000 |
|---|
XYL
XYLEM INC | United States | COM | 710 | 710 | 0 | $32,000 | $37,000 | +$5,000 |
|---|
BNS
BANK N S HALIFAX | | COM | 1,050 | 1,050 | 0 | $51,000 | $56,000 | +$5,000 |
|---|
IDXX
IDEXX LABS INC | United States | COM | 200 | 200 | 0 | $19,000 | $23,000 | +$4,000 |
|---|
EBF
ENNIS INC | United States | COM | 1,697 | 1,697 | 0 | $33,000 | $29,000 | -$4,000 |
|---|
XEL
XCEL ENERGY INC | United States | COM | 1,115 | 1,115 | 0 | $50,000 | $46,000 | -$4,000 |
|---|
UCTT
ULTRA CLEAN HLDGS INC | United States | COM | 2,600 | 2,600 | 0 | $15,000 | $19,000 | +$4,000 |
|---|
LNG
CHENIERE ENERGY INC | United States | COM NEW | 787 | 787 | 0 | $30,000 | $34,000 | +$4,000 |
|---|
HOFT
HOOKER FURNITURE CORP | United States | COM | 1,039 | 1,039 | 0 | $22,000 | $25,000 | +$3,000 |
|---|
PRU
PRUDENTIAL FINL INC | United States | COM | 231 | 231 | 0 | $16,000 | $19,000 | +$3,000 |
|---|
CNXN
PC CONNECTION INC | United States | COM | 861 | 861 | 0 | $20,000 | $23,000 | +$3,000 |
|---|
PNC
PNC FINL SVCS GROUP INC | United States | COM | 403 | 403 | 0 | $33,000 | $36,000 | +$3,000 |
|---|
DLR
DIGITAL RLTY TR INC | United States | COM | 200 | 200 | 0 | $22,000 | $19,000 | -$3,000 |
|---|
WM
WASTE MGMT INC DEL | United States | COM | 1,054 | 1,054 | 0 | $70,000 | $67,000 | -$3,000 |
|---|
USNA
USANA HEALTH SCIENCES INC | United States | COM | 119 | 119 | 0 | $13,000 | $16,000 | +$3,000 |
|---|
TTWO
TAKE-TWO INTERACTIVE SOFTWAR | United States | COM | 300 | 300 | 0 | $11,000 | $14,000 | +$3,000 |
|---|
BMO
BANK MONTREAL QUE | | COM | 1,000 | 1,000 | 0 | $63,000 | $66,000 | +$3,000 |
|---|
CMG
CHIPOTLE MEXICAN GRILL INC | United States | COM | 130 | 130 | 0 | $52,000 | $55,000 | +$3,000 |
|---|
FTNT
FORTINET INC | United States | COM | 400 | 400 | 0 | $13,000 | $15,000 | +$2,000 |
|---|
HNI
HNI CORP | United States | COM | 300 | 300 | 0 | $14,000 | $12,000 | -$2,000 |
|---|
IDA
IDACORP INC | United States | COM | 600 | 600 | 0 | $49,000 | $47,000 | -$2,000 |
|---|
ITT
ITT INC | United States | COM | 355 | 355 | 0 | $11,000 | $13,000 | +$2,000 |
|---|
KE
KIMBALL ELECTRONICS INC | United States | COM | 1,753 | 1,753 | 0 | $22,000 | $24,000 | +$2,000 |
|---|
OKE
ONEOK INC NEW | United States | COM | 400 | 400 | 0 | $19,000 | $21,000 | +$2,000 |
|---|
PFG
PRINCIPAL FINL GROUP INC | United States | COM | 175 | 175 | 0 | $7,000 | $9,000 | +$2,000 |
|---|
DG
DOLLAR GEN CORP NEW | United States | COM | 100 | 100 | 0 | $9,000 | $7,000 | -$2,000 |
|---|
DCO
DUCOMMUN INC DEL | United States | COM | 738 | 738 | 0 | $15,000 | $17,000 | +$2,000 |
|---|
ESS
ESSEX PPTY TR INC | United States | COM | 501 | 501 | 0 | $114,000 | $112,000 | -$2,000 |
|---|
VPG
VISHAY PRECISION GROUP INC | United States | COM | 1,020 | 1,020 | 0 | $14,000 | $16,000 | +$2,000 |
|---|
WABC
WESTAMERICA BANCORPORATION | United States | COM | 1,125 | 1,125 | 0 | $55,000 | $57,000 | +$2,000 |
|---|
WDC
WESTERN DIGITAL CORP | United States | COM | 157 | 157 | 0 | $7,000 | $9,000 | +$2,000 |
|---|
ZBH
ZIMMER BIOMET HLDGS INC | United States | COM | 150 | 150 | 0 | $18,000 | $20,000 | +$2,000 |
|---|
FRCB
FIRST REP BK SAN FRANCISCO C | United States | COM | 267 | 267 | 0 | $19,000 | $21,000 | +$2,000 |
|---|
FLO
FLOWERS FOODS INC | United States | COM | 400 | 400 | 0 | $8,000 | $6,000 | -$2,000 |
|---|
LAB
FLUIDIGM CORP DEL | United States | COM | 2,120 | 2,120 | 0 | $19,000 | $17,000 | -$2,000 |
|---|
APD
AIR PRODS & CHEMS INC | United States | COM | 210 | 210 | 0 | $30,000 | $32,000 | +$2,000 |
|---|
AKBA
AKEBIA THERAPEUTICS INC | United States | COM | 1,000 | 1,000 | 0 | $7,000 | $9,000 | +$2,000 |
|---|
AWK
AMERICAN WTR WKS CO INC NEW | United States | COM | 175 | 175 | 0 | $15,000 | $13,000 | -$2,000 |
|---|
HUBB
HUBBELL INC | United States | COM | 14 | 14 | 0 | $1,000 | $2,000 | +$1,000 |
|---|
IONS
IONIS PHARMACEUTICALS INC | United States | COM | 21 | 21 | 0 | $0 | $1,000 | +$1,000 |
|---|
LE
LANDS END INC NEW | United States | COM | 94 | 94 | 0 | $2,000 | $1,000 | -$1,000 |
|---|
MPC
MARATHON PETE CORP | United States | COM | 222 | 222 | 0 | $8,000 | $9,000 | +$1,000 |
|---|
VAC
MARRIOTT VACATIONS WRLDWDE C | United States | COM | 300 | 300 | 0 | $21,000 | $22,000 | +$1,000 |
|---|
MD
MEDNAX INC | United States | COM | 50 | 50 | 0 | $4,000 | $3,000 | -$1,000 |
|---|
LNC
LINCOLN NATL CORP IND | United States | COM | 54 | 54 | 0 | $2,000 | $3,000 | +$1,000 |
|---|
RCKY
ROCKY BRANDS INC | United States | COM | 1,043 | 1,043 | 0 | $12,000 | $11,000 | -$1,000 |
|---|
ROST
ROSS STORES INC | United States | COM | 56 | 56 | 0 | $3,000 | $4,000 | +$1,000 |
|---|
RPM
RPM INTL INC | United States | COM | 200 | 200 | 0 | $10,000 | $11,000 | +$1,000 |
|---|
RSG
REPUBLIC SVCS INC | United States | COM | 1,430 | 1,430 | 0 | $73,000 | $72,000 | -$1,000 |
|---|
SBNY
SIGNATURE BK NEW YORK N Y | United States | COM | 4 | 4 | 0 | $1,000 | $0 | -$1,000 |
|---|
SFM
SPROUTS FMRS MKT INC | United States | COM | 200 | 200 | 0 | $5,000 | $4,000 | -$1,000 |
|---|
SHOE
SHOE CARNIVAL INC | United States | COM | 827 | 827 | 0 | $21,000 | $22,000 | +$1,000 |
|---|
SHW
SHERWIN WILLIAMS CO | United States | COM | 9 | 9 | 0 | $3,000 | $2,000 | -$1,000 |
|---|
SYF
SYNCHRONY FINL | United States | COM | 56 | 56 | 0 | $1,000 | $2,000 | +$1,000 |
|---|
SON
SONOCO PRODS CO | United States | COM | 88 | 88 | 0 | $4,000 | $5,000 | +$1,000 |
|---|
NI
NISOURCE INC | United States | COM | 296 | 296 | 0 | $8,000 | $7,000 | -$1,000 |
|---|
NAT
NORDIC AMERICAN TANKERS LIMI | | COM | 300 | 300 | 0 | $4,000 | $3,000 | -$1,000 |
|---|
ORLY
O REILLY AUTOMOTIVE INC NEW | United States | COM | 9 | 9 | 0 | $2,000 | $3,000 | +$1,000 |
|---|
NDAQ
NASDAQ INC | United States | COM | 399 | 399 | 0 | $26,000 | $27,000 | +$1,000 |
|---|
ORI
OLD REP INTL CORP | United States | COM | 192 | 192 | 0 | $4,000 | $3,000 | -$1,000 |
|---|
PCAR
PACCAR INC | United States | COM | 228 | 228 | 0 | $12,000 | $13,000 | +$1,000 |
|---|
PCRX
PACIRA PHARMACEUTICALS INC | United States | COM | 1,555 | 1,555 | 0 | $52,000 | $53,000 | +$1,000 |
|---|
RF
REGIONS FINL CORP NEW | United States | COM | 160 | 160 | 0 | $1,000 | $2,000 | +$1,000 |
|---|
PII
POLARIS INDS INC | United States | COM | 174 | 174 | 0 | $14,000 | $13,000 | -$1,000 |
|---|
PKG
PACKAGING CORP AMER | United States | COM | 32 | 32 | 0 | $2,000 | $3,000 | +$1,000 |
|---|
BB
BLACKBERRY LTD | | COM | 520 | 520 | 0 | $3,000 | $4,000 | +$1,000 |
|---|
HST
HOST HOTELS & RESORTS INC | United States | COM | 31 | 31 | 0 | $1,000 | $0 | -$1,000 |
|---|
VECO
VEECO INSTRS INC DEL | United States | COM | 28 | 28 | 0 | $0 | $1,000 | +$1,000 |
|---|
ETR
ENTERGY CORP NEW | United States | COM | 200 | 200 | 0 | $16,000 | $15,000 | -$1,000 |
|---|
EOG
EOG RES INC | United States | COM | 58 | 58 | 0 | $5,000 | $6,000 | +$1,000 |
|---|
ESPR
ESPERION THERAPEUTICS INC NE | United States | COM | 200 | 200 | 0 | $2,000 | $3,000 | +$1,000 |
|---|
FFIV
F5 NETWORKS INC | United States | COM | 100 | 100 | 0 | $11,000 | $12,000 | +$1,000 |
|---|
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