Integrated Wealth Management quarter change: USA Everything Else, New
In partnership units, exchange-traded notes and anything else (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, Integrated Wealth Management opened 20 positions, added to 0, reduced 0, sold out of 0 and left 0 unchanged. The largest increase in value was CREDIT SUISSE AG NASSAU BRH (+$243,000); the largest decrease was CHESAPEAKE ENERGY CORP ($0).
- CREDIT SUISSE AG NASSAU BRH: Country of operation —; Class VEL SH 3X LG CRD; Shares 2016-06-30 0; Shares 2016-09-30 10,110.
- DONNELLEY R R & SONS CO: Country of operation —; Class WHEN ISSUED; Shares 2016-06-30 0; Shares 2016-09-30 1,524.
- DANAHER CORP DEL: Country of operation —; Class NOTE 1/2; Shares 2016-06-30 0; Shares 2016-09-30 3,000.
- CHART INDS INC: Country of operation —; Class NOTE 2.000% 8/0; Shares 2016-06-30 0; Shares 2016-09-30 6,000.
Two Form 13F-HR filings compared (SEC CIK 1640250): 2016-06-30 (filed 2016-08-01) and 2016-09-30 (filed 2016-10-21). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2016-06-30 | Shares 2016-09-30 | Share change | Value 2016-06-30 | Value 2016-09-30 | Value change |
|---|
CREDIT SUISSE AG NASSAU BRH
CUSIP 22539T316 | | VEL SH 3X LG CRD | 0 | 10,110 | +10,110 | $0 | $243,000 | +$243,000 |
|---|
DONNELLEY R R & SONS CO
CUSIP 257867200 | | WHEN ISSUED | 0 | 1,524 | +1,524 | $0 | $24,000 | +$24,000 |
|---|
DANAHER CORP DEL
CUSIP 235851AF9 | | NOTE 1/2 | 0 | 3,000 | +3,000 | $0 | $9,000 | +$9,000 |
|---|
CHART INDS INC
CUSIP 16115QAC4 | | NOTE 2.000% 8/0 | 0 | 6,000 | +6,000 | $0 | $6,000 | +$6,000 |
|---|
CIENA CORP
CUSIP 171779AE1 | | NOTE 0.875% 6/1 | 0 | 6,000 | +6,000 | $0 | $6,000 | +$6,000 |
|---|
MICRON TECHNOLOGY INC
CUSIP 595112AW3 | | NOTE 2.375% 5/0 | 0 | 3,000 | +3,000 | $0 | $6,000 | +$6,000 |
|---|
CURRENCYSHARES SWISS FRANC T
CUSIP 23129V109 | | SWISS FRANC SH | 0 | 52 | +52 | $0 | $5,000 | +$5,000 |
|---|
BARCLAYS BK PLC
CUSIP 06738C786 | | IPSP CROIL ETN | 0 | 900 | +900 | $0 | $5,000 | +$5,000 |
|---|
AIR LEASE CORP
CUSIP 00912XAK0 | | NOTE | 0 | 4,000 | +4,000 | $0 | $5,000 | +$5,000 |
|---|
TESLA MTRS INC
CUSIP 88160RAC5 | | NOTE 1.250% 3/0 | 0 | 6,000 | +6,000 | $0 | $5,000 | +$5,000 |
|---|
POWERSHS DB MULTI SECT COMM
CUSIP 73936B507 | | DB OIL FUND | 0 | 400 | +400 | $0 | $4,000 | +$4,000 |
|---|
BIOMARIN PHARMACEUTICAL INC
CUSIP 09061GAF8 | | NOTE 1.500%10/1 | 0 | 3,000 | +3,000 | $0 | $4,000 | +$4,000 |
|---|
CURRENCYSHS BRIT POUND STER
CUSIP 23129S106 | | BRIT POUND STE | 0 | 15 | +15 | $0 | $2,000 | +$2,000 |
|---|
MORGAN STANLEY TRUSTS
CUSIP 61745P874 | | INCOME SECS INC | 0 | 90 | +90 | $0 | $2,000 | +$2,000 |
|---|
FLUIDIGM CORP DEL
CUSIP 34385PAA6 | | NOTE 2.750% 2/0 | 0 | 3,000 | +3,000 | $0 | $2,000 | +$2,000 |
|---|
JEFFERIES GROUP INC NEW
CUSIP 472319AG7 | | DBCV 3.875%11/0 | 0 | 2,000 | +2,000 | $0 | $2,000 | +$2,000 |
|---|
KB HOME
CUSIP 48666KAS8 | | NOTE 1.375% 2/0 | 0 | 2,000 | +2,000 | $0 | $2,000 | +$2,000 |
|---|
ON SEMICONDUCTOR CORP
CUSIP 682189AH8 | | NOTE 2.625%12/1 | 0 | 2,000 | +2,000 | $0 | $2,000 | +$2,000 |
|---|
TEEKAY OFFSHORE PARTNERS L P
CUSIP Y8565J101 | | PARTNERSHIP UN | 0 | 100 | +100 | $0 | $1,000 | +$1,000 |
|---|
CHESAPEAKE ENERGY CORP
CUSIP 165167BW6 | | NOTE 2.750%11/1 | 0 | 3,000 | +3,000 | $0 | $0 | $0 |
|---|
Similar Firms
| Firm Name | Country | 13F Value | Holdings |
|---|
| Not available yet |