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IMPAX ASSET MANAGEMENT LLC Historic Quarter Change: Foreign Stocks, Added

IMPAX ASSET MANAGEMENT LLC historic quarter change: Foreign Stocks, Added

In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 13 quarters from 2013-06-30 to 2016-09-30, IMPAX ASSET MANAGEMENT LLC opened 6 positions, added to 9, reduced 15 and sold out of 16.

  • Q4 2015: Stock VOD; Country of operation —; Class SPNSR ADR NO PAR; Shares before 28,287.
  • Q1 2015: Stock VOD; Country of operation —; Class SPNSR ADR NO PAR; Shares before 31,500.
  • Q4 2014: Stock VOD; Country of operation —; Class SPNSR ADR NO PAR; Shares before 31,234.
  • Q2 2014: Stock SNY; Country of operation —; Class SPONSORED ADR; Shares before 65,087.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1127990), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-09); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-08); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-11); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-16); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-13); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-13); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-14); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-17); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-13); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-14); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2000-09-30.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q4 2015VOD
Vodafone Group PLC, ADR
SPNSR ADR NO PAR28,28731,608+3,321$898,000$1,020,000+$122,0002016-02-16
Q1 2015VOD
Vodafone Group PLC, ADR
SPNSR ADR NO PAR31,50031,659+159$1,076,000$1,035,000-$41,0002015-05-14
Q4 2014VOD
Vodafone Group PLC, ADR
SPNSR ADR NO PAR31,23431,500+266$1,027,000$1,076,000+$49,0002015-02-17
Q2 2014SNY
Sanofi, ADR
SPONSORED ADR65,087115,177+50,090$3,403,000$6,124,000+$2,721,0002014-08-14
Q1 2014ABBNY
ABB, Ltd., ADR
SwitzerlandSPONSORED ADR643,227644,071+844$17,084,000$16,611,000-$473,0002014-05-14
Q1 2014SNY
Sanofi, ADR
SPONSORED ADR65,00065,087+87$3,486,000$3,403,000-$83,0002014-05-14
Q3 2013TSM
Taiwan Semiconductor Manu. Co.
SPONSORED ADR719,033726,506+7,473$13,173,000$12,322,000-$851,0002013-11-12
Q3 2013SAP
SAP AG, ADR
SPON ADR21,69629,996+8,300$1,580,000$2,217,000+$637,0002013-11-12
Q3 2013SAN
Banco Santander SA, ADR
ADR63,00098,000+35,000$408,000$801,000+$393,0002013-11-12

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