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Hoxton Financial, Inc. Historic Quarter Change: Foreign Stocks, Added

Hoxton Financial, Inc. historic quarter change: Foreign Stocks, Added

In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 11 quarters from 2013-06-30 to 2016-03-31, Hoxton Financial, Inc. opened 18 positions, added to 10, reduced 9 and sold out of 28.

  • Q2 2015: Stock VOD; Country of operation —; Class SPNSR ADR NO PAR; Shares before 16.
  • Q4 2013: Stock NVS; Country of operation —; Class SPONSORED ADR; Shares before 671.
  • Q4 2013: Stock NVO; Country of operation —; Class ADR; Shares before 277.
  • Q4 2013: Stock BCS; Country of operation —; Class ADR; Shares before 1,654.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1497943), 11 quarters: Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-04-29); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-01-21); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-10-20); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-17); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-04-13); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-01-20); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-10-22); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-07-10); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-04-25); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-01-16); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-10-07). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2012-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q2 2015VOD
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR16234+218$1,000$9,000+$8,0002015-07-17
Q4 2013NVS
NOVARTIS A G
SPONSORED ADR6711,166+495$51,000$94,000+$43,0002014-01-16
Q4 2013NVO
NOVO-NORDISK A S
ADR277417+140$47,000$77,000+$30,0002014-01-16
Q4 2013BCS
BARCLAYS PLC
ADR1,6543,134+1,480$28,000$57,000+$29,0002014-01-16
Q4 2013LYG
LLOYDS BANKING GROUP PLC
SPONSORED ADR6,80610,637+3,831$33,000$57,000+$24,0002014-01-16
Q4 2013BTI
BRITISH AMERN TOB PLC
SPONSORED ADR437648+211$46,000$70,000+$24,0002014-01-16
Q4 2013HSBC
HSBC HLDGS PLC
SPON ADR NEW8021,169+367$44,000$64,000+$20,0002014-01-16
Q4 2013BBVA
BANCO BILBAO VIZCAYA ARGENTA
SPONSORED ADR1,3172,383+1,066$15,000$30,000+$15,0002014-01-16
Q4 2013CUK
CARNIVAL PLC
ADR467702+235$16,000$29,000+$13,0002014-01-16
Q4 2013BP
BP PLC
SPONSORED ADR180200+20$8,000$10,000+$2,0002014-01-16

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