Horizon Kinetics LLC quarter change: USA Stocks, Unchanged
In share positions in stocks (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, Horizon Kinetics LLC opened 5 positions, added to 41, reduced 179, sold out of 4 and left 40 unchanged. The largest increase in value was LBRDK (+$12,400,000); the largest decrease was NWL (-$27,853,000).
- BIIB: Country of operation United States; Class COM; Shares 2016-06-30 7,705; Shares 2016-09-30 7,705.
- IONS: Country of operation United States; Class COM; Shares 2016-06-30 17,200; Shares 2016-09-30 17,200.
- DORM: Country of operation United States; Class COM; Shares 2016-06-30 32,789; Shares 2016-09-30 32,789.
- MRK: Country of operation United States; Class COM; Shares 2016-06-30 45,497; Shares 2016-09-30 45,497.
Two Form 13F-HR filings compared (SEC CIK 1519418): 2016-06-30 (filed 2016-08-15) and 2016-09-30 (filed 2016-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2016-06-30 | Shares 2016-09-30 | Share change | Value 2016-06-30 | Value 2016-09-30 | Value change |
|---|
BIIB
BIOGEN INC | United States | COM | 7,705 | 7,705 | 0 | $1,863,000 | $2,412,000 | +$549,000 |
|---|
IONS
IONIS PHARMACEUTICALS INC | United States | COM | 17,200 | 17,200 | 0 | $401,000 | $630,000 | +$229,000 |
|---|
DORM
DORMAN PRODUCTS INC | United States | COM | 32,789 | 32,789 | 0 | $1,876,000 | $2,096,000 | +$220,000 |
|---|
MRK
MERCK & COMPANY | United States | COM | 45,497 | 45,497 | 0 | $2,621,000 | $2,840,000 | +$219,000 |
|---|
CPRT
COPART INC | United States | COM | 36,000 | 36,000 | 0 | $1,764,000 | $1,928,000 | +$164,000 |
|---|
PM
PHILIP MORRIS INTL INC | United States | COM | 31,308 | 31,308 | 0 | $3,185,000 | $3,044,000 | -$141,000 |
|---|
MKTX
MARKETAXESS HLDGS INC | United States | COM | 5,700 | 5,700 | 0 | $829,000 | $944,000 | +$115,000 |
|---|
CMS
CMS ENERGY CORP | United States | COM | 29,862 | 29,862 | 0 | $1,369,000 | $1,255,000 | -$114,000 |
|---|
SEB
SEABOARD CORP DEL | United States | COM | 170 | 170 | 0 | $488,000 | $585,000 | +$97,000 |
|---|
ALKS
ALKERMES PLC | | COM | 25,000 | 25,000 | 0 | $1,080,000 | $1,176,000 | +$96,000 |
|---|
QCOM
QUALCOMM INC | United States | COM | 5,688 | 5,688 | 0 | $305,000 | $390,000 | +$85,000 |
|---|
IFF
INTL FLAVORS & FRAGRANCES | United States | COM | 4,650 | 4,650 | 0 | $586,000 | $665,000 | +$79,000 |
|---|
TREE
LENDINGTREE INC NEW | United States | COM | 8,233 | 8,233 | 0 | $727,000 | $798,000 | +$71,000 |
|---|
ROK
ROCKWELL AUTOMATION INC | United States | COM | 8,213 | 8,213 | 0 | $943,000 | $1,005,000 | +$62,000 |
|---|
KLAC
KLA-TENCOR CORP | United States | COM | 15,200 | 15,200 | 0 | $1,113,000 | $1,060,000 | -$53,000 |
|---|
KMB
KIMBERLY CLARK CORP | United States | COM | 3,646 | 3,646 | 0 | $501,000 | $460,000 | -$41,000 |
|---|
EPD
ENTERPRISE PRODS PARTNERS L | United States | COM | 20,567 | 20,567 | 0 | $602,000 | $568,000 | -$34,000 |
|---|
NDAQ
NASDAQ INC | United States | COM | 11,771 | 11,771 | 0 | $761,000 | $795,000 | +$34,000 |
|---|
BAX
BAXTER INTL INC | United States | COM | 14,122 | 14,122 | 0 | $639,000 | $672,000 | +$33,000 |
|---|
HEIA
HEICO CORP NEW | | CL A | 4,016 | 4,016 | 0 | $215,000 | $243,000 | +$28,000 |
|---|
TROW
PRICE T ROWE GROUP INC | United States | COM | 4,155 | 4,155 | 0 | $303,000 | $276,000 | -$27,000 |
|---|
AMP
AMERIPRISE FINL INC | United States | COM | 2,681 | 2,681 | 0 | $241,000 | $267,000 | +$26,000 |
|---|
PACB
PACIFIC BIOSCIENCES CALIF IN | United States | COM | 12,000 | 12,000 | 0 | $84,000 | $108,000 | +$24,000 |
|---|
DAL
DELTA AIR LINES INC DEL | United States | COM NEW | 6,550 | 6,550 | 0 | $239,000 | $258,000 | +$19,000 |
|---|
CSWC
CAPITAL SOUTHWEST CORP | United States | COM | 17,700 | 17,700 | 0 | $242,000 | $260,000 | +$18,000 |
|---|
GRC
GORMAN RUPP CO | United States | COM | 8,672 | 8,672 | 0 | $238,000 | $222,000 | -$16,000 |
|---|
BA
BOEING CO | United States | COM | 7,839 | 7,839 | 0 | $1,018,000 | $1,033,000 | +$15,000 |
|---|
VTR
VENTAS INC | United States | COM | 3,415 | 3,415 | 0 | $249,000 | $241,000 | -$8,000 |
|---|
SYK
STRYKER CORP | United States | COM | 2,000 | 2,000 | 0 | $240,000 | $233,000 | -$7,000 |
|---|
UPS
UNITED PARCEL SVC INC | United States | CL B | 4,238 | 4,238 | 0 | $457,000 | $463,000 | +$6,000 |
|---|
SLB
SCHLUMBERGER LTD | | COM | 11,764 | 11,764 | 0 | $930,000 | $925,000 | -$5,000 |
|---|
GPC
GENUINE PARTS CO | United States | COM | 4,530 | 4,530 | 0 | $459,000 | $455,000 | -$4,000 |
|---|
CINF
CINCINNATI FINL CORP | United States | COM | 8,253 | 8,253 | 0 | $618,000 | $622,000 | +$4,000 |
|---|
CL
COLGATE PALMOLIVE CO | United States | COM | 4,339 | 4,339 | 0 | $318,000 | $322,000 | +$4,000 |
|---|
CSGP
COSTAR GROUP INC | United States | COM | 2,000 | 2,000 | 0 | $437,000 | $433,000 | -$4,000 |
|---|
HONZZZZ
HONEYWELL INTL INC | | COM | 10,294 | 10,294 | 0 | $1,197,000 | $1,200,000 | +$3,000 |
|---|
CSW
CSW INDUSTRIALS INC | United States | COM | 15,800 | 15,800 | 0 | $515,000 | $512,000 | -$3,000 |
|---|
VMI
VALMONT INDS INC | United States | COM | 3,075 | 3,075 | 0 | $416,000 | $414,000 | -$2,000 |
|---|
VRSK
VERISK ANALYTICS INC | United States | CL A | 7,600 | 7,600 | 0 | $616,000 | $618,000 | +$2,000 |
|---|
CXE
MFS HIGH INCOME MUN TR | United States | SH BEN INT | 16,762 | 16,762 | 0 | $92,000 | $90,000 | -$2,000 |
|---|
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