Horizon Kinetics LLC Last Quarter Change: USA Funds, Reduced

Horizon Kinetics LLC quarter change: USA Funds, Reduced

In funds and trusts that are not on this site's ETF list (sponsor series, commodity pools, money market) (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, Horizon Kinetics LLC opened 0 positions, added to 5, reduced 13, sold out of 5 and left 1 unchanged. The largest increase in value was TORTOISE MLP FD INC (+$794,000); the largest decrease was NUVEEN PERFORM PLUS MUN FD (-$5,836,000).

PIMCO INCOME OPPORTUNITY FD: Country of operation —; Class COM; Shares 2016-06-30 320,208; Shares 2016-09-30 219,289.
BROOKFIELD HIGH INCOME FD INC: Country of operation —; Class COM; Shares 2016-06-30 266,346; Shares 2016-09-30 203,256.
MANAGED DURATION INVT GRD FUND: Country of operation —; Class COM; Shares 2016-06-30 53,940; Shares 2016-09-30 34,248.
INVESCO DYNAMIC CR OPP FD: Country of operation —; Class COM; Shares 2016-06-30 98,015; Shares 2016-09-30 68,166.

Two Form 13F-HR filings compared (SEC CIK 1519418): 2016-06-30 (filed 2016-08-15) and 2016-09-30 (filed 2016-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

Stock	Country of operation	Class	Shares 2016-06-30	Shares 2016-09-30	Share change	Value 2016-06-30	Value 2016-09-30	Value change
PIMCO INCOME OPPORTUNITY FD CUSIP 72202B100		COM	320,208	219,289	-100,919	$7,365,000	$5,078,000	-$2,287,000
BROOKFIELD HIGH INCOME FD INC CUSIP 11272P102		COM	266,346	203,256	-63,090	$1,920,000	$1,488,000	-$432,000
MANAGED DURATION INVT GRD FUND CUSIP 56165R103		COM	53,940	34,248	-19,692	$794,000	$492,000	-$302,000
INVESCO DYNAMIC CR OPP FD CUSIP 46132R104		COM	98,015	68,166	-29,849	$1,080,000	$802,000	-$278,000
PIMCO DYNAMIC CR INCOME FD CUSIP 72202D106		COM SHS	154,284	153,627	-657	$2,951,000	$3,132,000	+$181,000
NUVEEN SR INCOME FD CUSIP 67067Y104		COM	244,945	203,683	-41,262	$1,479,000	$1,332,000	-$147,000
PIMCO NY MUNICIPAL INCOME FD CUSIP 72200T103	United States	COM	57,419	56,919	-500	$812,000	$756,000	-$56,000
NUVEEN FLTNG RTE INCM OPP FD CUSIP 6706EN100		COM SHS	69,576	69,076	-500	$714,000	$764,000	+$50,000
ALTISOURCE PORTFOLIO SOLNS S CUSIP L0175J104		REG SHS	15,982	13,216	-2,766	$445,000	$428,000	-$17,000
MFS CALIF MUN FD CUSIP 59318C106		COM	12,315	11,415	-900	$171,000	$159,000	-$12,000
BLACKROCK DEBT STRAT FD INC CUSIP 09255R103		COM	17,960	15,586	-2,374	$63,000	$57,000	-$6,000
VOYA PRIME RATE TR CUSIP 92913A100		SH BEN INT	20,427	19,614	-813	$105,000	$104,000	-$1,000
APOLLO INVT CORP CUSIP 03761U106		COM	11,249	10,639	-610	$62,000	$62,000	$0

Similar Firms

Firm Name	Country	13F Value	Holdings
Not available yet