HL FINANCIAL SERVICES LLC Last Quarter Change: Foreign Stocks, Reduced

HL FINANCIAL SERVICES LLC quarter change: Foreign Stocks, Reduced

In share positions in stocks (depositary receipts and foreign shares traded over the counter), from the quarter ended 2016-06-30 to 2016-09-30, HL FINANCIAL SERVICES LLC opened 2 positions, added to 2, reduced 4, sold out of 1 and left 0 unchanged. The largest increase in value was TM (+$620,000); the largest decrease was TEVA (-$127,000).

TEVA: Country of operation —; Class ADR; Shares 2016-06-30 8,138; Shares 2016-09-30 6,139.
NVS: Country of operation —; Class SPONSORED ADR; Shares 2016-06-30 20,439; Shares 2016-09-30 20,371.
ULXXXX: Country of operation —; Class SPON ADR NEW; Shares 2016-06-30 22,124; Shares 2016-09-30 21,274.
DEO: Country of operation —; Class SPON ADR NEW; Shares 2016-06-30 8,740; Shares 2016-09-30 8,670.

Two Form 13F-HR filings compared (SEC CIK 1430233): 2016-06-30 (filed 2016-07-26) and 2016-09-30 (filed 2016-10-25). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

Stock	Class	Shares 2016-06-30	Shares 2016-09-30	Share change	Value 2016-06-30	Value 2016-09-30	Value change
TEVA TEVA PHARMACEUTICAL INDS	ADR	8,138	6,139	-1,999	$409,000	$282,000	-$127,000
NVS NOVARTIS AG	SPONSORED ADR	20,439	20,371	-68	$1,686,000	$1,608,000	-$78,000
ULXXXX UNILEVER PLC	SPON ADR NEW	22,124	21,274	-850	$1,060,000	$1,008,000	-$52,000
DEO DIAGEO PLC NEW	SPON ADR NEW	8,740	8,670	-70	$987,000	$1,006,000	+$19,000

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