HIGH POINTE CAPITAL MANAGEMENT LLC historic quarter change: Foreign Stocks, Added
In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 13 quarters from 2013-06-30 to 2016-09-30, HIGH POINTE CAPITAL MANAGEMENT LLC opened 30 positions, added to 43, reduced 16 and sold out of 23.
- Q2 2016: Stock CX; Country of operation —; Class SPONSORED ADR; Shares before 38,750.
- Q4 2015: Stock BIDU; Country of operation —; Class SPONSORED ADR; Shares before 3,180.
- Q4 2015: Stock NVS; Country of operation —; Class SPONSORED ADR; Shares before 14,382.
- Q4 2015: Stock BBVA; Country of operation —; Class SPONSORED ADR; Shares before 49,397.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1280051), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-07); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-09); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-05); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-01); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-04); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-27); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-01); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-01-29); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-10-30); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-07-25); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-09); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-01-28); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-10-28). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2003-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q2 2016 | CX
Cemex SAB de CV ADR | | SPONSORED ADR | 38,750 | 40,298 | +1,548 | $282,000 | $249,000 | -$33,000 | 2016-08-09 |
|---|
| Q4 2015 | BIDU
Baidu Inc | | SPONSORED ADR | 3,180 | 6,560 | +3,380 | $437,000 | $1,240,000 | +$803,000 | 2016-02-01 |
|---|
| Q4 2015 | NVS
Novartis AG | | SPONSORED ADR | 14,382 | 14,490 | +108 | $1,322,000 | $1,247,000 | -$75,000 | 2016-02-01 |
|---|
| Q4 2015 | BBVA
Banco Bilbao Vizcaya Argentari | | SPONSORED ADR | 49,397 | 49,933 | +536 | $413,000 | $366,000 | -$47,000 | 2016-02-01 |
|---|
| Q3 2015 | ITUB
Itau Unibanco Banco Multiplo S | | SPONSORED ADR | 35,633 | 39,196 | +3,563 | $390,000 | $259,000 | -$131,000 | 2015-11-04 |
|---|
| Q3 2015 | DEO
Diageo PLC | | SPONSORED ADR | 7,450 | 7,584 | +134 | $864,000 | $817,000 | -$47,000 | 2015-11-04 |
|---|
| Q3 2015 | ULXXXX
Unilever PLC | | SPONSORED ADR | 23,000 | 23,307 | +307 | $988,000 | $950,000 | -$38,000 | 2015-11-04 |
|---|
| Q3 2015 | NVS
Novartis AG | | SPONSORED ADR | 13,780 | 14,382 | +602 | $1,355,000 | $1,322,000 | -$33,000 | 2015-11-04 |
|---|
| Q3 2015 | SNY
Sanofi | | SPONSORED ADR | 24,410 | 25,275 | +865 | $1,209,000 | $1,200,000 | -$9,000 | 2015-11-04 |
|---|
| Q2 2015 | LYG
Lloyds Banking Group PLC | | SPONSORED ADR | 141,630 | 170,030 | +28,400 | $661,000 | $923,000 | +$262,000 | 2015-07-27 |
|---|
| Q2 2015 | TV
Grupo Televisa SA | | SPONSORED ADR | 18,580 | 20,570 | +1,990 | $613,000 | $799,000 | +$186,000 | 2015-07-27 |
|---|
| Q2 2015 | SMFG
Sumitomo Mitsui Financial Grou | | SPONSORED ADR | 13,700 | 29,050 | +15,350 | $106,000 | $258,000 | +$152,000 | 2015-07-27 |
|---|
| Q2 2015 | BIDU
Baidu Inc | | SPONSORED ADR | 2,500 | 3,180 | +680 | $521,000 | $633,000 | +$112,000 | 2015-07-27 |
|---|
| Q2 2015 | GLNCY
Glencore PLC | | ADR | 16,100 | 26,390 | +10,290 | $136,000 | $212,000 | +$76,000 | 2015-07-27 |
|---|
| Q2 2015 | IBN
ICICI Bank Ltd ADS | | ADR | 62,030 | 67,320 | +5,290 | $643,000 | $701,000 | +$58,000 | 2015-07-27 |
|---|
| Q2 2015 | ITUB
Itau Unibanco Banco Multiplo S | | SPONSORED ADR | 31,173 | 35,633 | +4,460 | $345,000 | $390,000 | +$45,000 | 2015-07-27 |
|---|
| Q2 2015 | MLCO
Melco Crown Entertainment Ltd | | ADR | 15,150 | 17,230 | +2,080 | $325,000 | $338,000 | +$13,000 | 2015-07-27 |
|---|
| Q2 2015 | BBVA
Banco Bilbao Vizcaya Argentari | | SPONSORED ADR | 48,703 | 49,397 | +694 | $488,000 | $488,000 | $0 | 2015-07-27 |
|---|
| Q1 2015 | LYG
Lloyds Banking Group PLC | | SPONSORED ADR | 107,850 | 141,630 | +33,780 | $500,000 | $661,000 | +$161,000 | 2015-05-01 |
|---|
| Q1 2015 | BCS
Barclays PLC ADR | | ADR | 32,300 | 43,300 | +11,000 | $485,000 | $631,000 | +$146,000 | 2015-05-01 |
|---|
| Q1 2015 | ERIC
Ericsson L M | | ADR | 66,000 | 70,580 | +4,580 | $799,000 | $886,000 | +$87,000 | 2015-05-01 |
|---|
| Q1 2015 | PRDSY
Prada SPA | | ADR | 10,850 | 14,230 | +3,380 | $123,000 | $173,000 | +$50,000 | 2015-05-01 |
|---|
| Q1 2015 | DSEEY
Daiwa Securities Group Inc | Japan | ADR | 14,480 | 20,450 | +5,970 | $114,000 | $161,000 | +$47,000 | 2015-05-01 |
|---|
| Q1 2015 | IBN
ICICI Bank Ltd ADS | | ADR | 59,250 | 62,030 | +2,780 | $684,000 | $643,000 | -$41,000 | 2015-05-01 |
|---|
| Q1 2015 | MLCO
Melco Crown Entertainment Ltd | | ADR | 14,300 | 15,150 | +850 | $363,000 | $325,000 | -$38,000 | 2015-05-01 |
|---|
| Q1 2015 | BBVA
Banco Bilbao Vizcaya Argentari | | SPONSORED ADR | 48,217 | 48,703 | +486 | $453,000 | $488,000 | +$35,000 | 2015-05-01 |
|---|
| Q1 2015 | ITUB
Itau Unibanco Banco Multiplo S | | SPONSORED ADR | 28,803 | 31,173 | +2,370 | $375,000 | $345,000 | -$30,000 | 2015-05-01 |
|---|
| Q1 2015 | GLNCY
Glencore PLC | | ADR | 11,870 | 16,100 | +4,230 | $110,000 | $136,000 | +$26,000 | 2015-05-01 |
|---|
| Q1 2015 | TV
Grupo Televisa SA | | SPONSORED ADR | 17,750 | 18,580 | +830 | $605,000 | $613,000 | +$8,000 | 2015-05-01 |
|---|
| Q4 2014 | SNY
Sanofi | | SPONSORED ADR | 24,410 | 24,660 | +250 | $1,377,000 | $1,125,000 | -$252,000 | 2015-01-29 |
|---|
| Q4 2014 | BBVA
Banco Bilbao Vizcaya Argentari | | SPONSORED ADR | 47,819 | 48,217 | +398 | $574,000 | $453,000 | -$121,000 | 2015-01-29 |
|---|
| Q4 2014 | IBN
ICICI Bank Ltd ADS | | ADR | 11,850 | 59,250 | +47,400 | $582,000 | $684,000 | +$102,000 | 2015-01-29 |
|---|
| Q3 2014 | NVS
Novartis AG | | SPONSORED ADR | 17,960 | 21,060 | +3,100 | $1,626,000 | $1,982,000 | +$356,000 | 2014-10-30 |
|---|
| Q2 2014 | ULXXXX
Unilever PLC | | SPONSORED ADR | 21,950 | 23,300 | +1,350 | $939,000 | $1,056,000 | +$117,000 | 2014-07-25 |
|---|
| Q2 2014 | NVS
Novartis AG | | SPONSORED ADR | 17,780 | 17,960 | +180 | $1,512,000 | $1,626,000 | +$114,000 | 2014-07-25 |
|---|
| Q2 2014 | SNY
Sanofi | | SPONSORED ADR | 23,810 | 24,410 | +600 | $1,245,000 | $1,298,000 | +$53,000 | 2014-07-25 |
|---|
| Q2 2014 | BBVA
Banco Bilbao Vizcaya Argentari | | SPONSORED ADR | 46,900 | 47,819 | +919 | $563,000 | $611,000 | +$48,000 | 2014-07-25 |
|---|
| Q2 2014 | TV
Grupo Televisa SA | | SPONSORED ADR | 17,500 | 17,750 | +250 | $583,000 | $609,000 | +$26,000 | 2014-07-25 |
|---|
| Q2 2014 | ITUB
Itau Unibanco Banco Multiplo S | | SPONSORED ADR | 26,185 | 28,803 | +2,618 | $389,000 | $414,000 | +$25,000 | 2014-07-25 |
|---|
| Q2 2014 | DSEEY
Daiwa Securities Group Inc | Japan | ADR | 12,680 | 14,480 | +1,800 | $111,000 | $125,000 | +$14,000 | 2014-07-25 |
|---|
| Q1 2014 | NVS
Novartis AG | | SPONSORED ADR | 13,060 | 17,780 | +4,720 | $1,050,000 | $1,512,000 | +$462,000 | 2014-05-09 |
|---|
| Q1 2014 | SNY
Sanofi | | SPONSORED ADR | 23,620 | 23,810 | +190 | $1,267,000 | $1,245,000 | -$22,000 | 2014-05-09 |
|---|
| Q3 2013 | NVS
Novartis AG | | SPONS ADR | 5,300 | 5,400 | +100 | $375,000 | $414,000 | +$39,000 | 2013-10-28 |
|---|
Similar Firms
| Firm Name | Country | 13F Value | Holdings |
|---|
| Not available yet |