Ground Swell Capital, LLC historic quarter change: USA Funds, Sold out
In funds and trusts that are not on this site's ETF list (sponsor series, commodity pools, money market) (listed in the US), over 11 quarters from 2014-06-30 to 2026-06-30, Ground Swell Capital, LLC opened 55 positions, added to 10, reduced 7 and sold out of 36.
- Q3 2014: Stock COMMONWEALTH REIT; Country of operation —; Class COM SH BEN INT; Shares before 1,820.
- Q3 2014: Stock CLAYMORE EXCHANGE TRD FD TR; Country of operation —; Class GUG RAYM JAMES S; Shares before 769.
- Q3 2014: Stock AMERICAN CAP MTG INVT CORP; Country of operation —; Class COM; Shares before 876.
- Q3 2014: Stock RETAIL OPPORTUNITY INVTS COR; Country of operation United States; Class COM; Shares before 769.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1534450), 11 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-05); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-04-21); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-04); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-06); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-07-31); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-13); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-14); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-10-29); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-07); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-14); Q3 2014 (2014-06-30 to 2014-09-30, filed 2015-02-05). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2014-06-30. Not compared, as a quarter between them is not held here yet: 2014-09-30 to 2023-12-31 (missing 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2014 | COMMONWEALTH REIT
CUSIP 203233101 | | COM SH BEN INT | 1,820 | 0 | -1,820 | $48,000 | $0 | -$48,000 | 2015-02-05 |
|---|
| Q3 2014 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M613 | | GUG RAYM JAMES S | 769 | 0 | -769 | $27,000 | $0 | -$27,000 | 2015-02-05 |
|---|
| Q3 2014 | AMERICAN CAP MTG INVT CORP
CUSIP 02504A104 | | COM | 876 | 0 | -876 | $18,000 | $0 | -$18,000 | 2015-02-05 |
|---|
| Q3 2014 | RETAIL OPPORTUNITY INVTS COR
CUSIP 76131N101 | United States | COM | 769 | 0 | -769 | $12,000 | $0 | -$12,000 | 2015-02-05 |
|---|
| Q3 2014 | EGA EMERGING GLOBAL SHS TR
CUSIP 268461654 | | LOW VOL EM DIV | 624 | 0 | -624 | $11,000 | $0 | -$11,000 | 2015-02-05 |
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| Q3 2014 | NASDAQ PREM INCM & GRW FD IN
CUSIP 63110R105 | | COM | 600 | 0 | -600 | $11,000 | $0 | -$11,000 | 2015-02-05 |
|---|
| Q3 2014 | CIM COML TR CORP
CUSIP 125525105 | | COM | 500 | 0 | -500 | $11,000 | $0 | -$11,000 | 2015-02-05 |
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| Q3 2014 | RETAIL OPPORTUNITY INVTS COR
CUSIP 76131N200 | | UNIT 10/23/2014 | 346 | 0 | -346 | $6,000 | $0 | -$6,000 | 2015-02-05 |
|---|
| Q3 2014 | NUVEEN DIVERSIFIED COMMODTY
CUSIP 67074P104 | | COM UT BEN INT | 300 | 0 | -300 | $5,000 | $0 | -$5,000 | 2015-02-05 |
|---|
| Q3 2014 | POWERSHARES DB G10 CURCY HAR
CUSIP 73935Y102 | | COM UT BEN INT | 197 | 0 | -197 | $5,000 | $0 | -$5,000 | 2015-02-05 |
|---|
| Q3 2014 | GUGGENHEIM EQ WEIGHT ENHANC
CUSIP 40167M106 | | COM SH BEN INT | 255 | 0 | -255 | $5,000 | $0 | -$5,000 | 2015-02-05 |
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| Q3 2014 | EATON VANCE CALIF MUN BD FD
CUSIP 27828C106 | | COM | 316 | 0 | -316 | $4,000 | $0 | -$4,000 | 2015-02-05 |
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| Q3 2014 | ETFS ASIAN GOLD TR
CUSIP 26923C102 | | PHYS ASAIN GLD | 30 | 0 | -30 | $4,000 | $0 | -$4,000 | 2015-02-05 |
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| Q3 2014 | CUTWATER SELECT INCOME FD
CUSIP 232229104 | | COM | 200 | 0 | -200 | $4,000 | $0 | -$4,000 | 2015-02-05 |
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| Q3 2014 | BLACKROCK MUNIYIELD INVST FD
CUSIP 09254R104 | | COM | 200 | 0 | -200 | $3,000 | $0 | -$3,000 | 2015-02-05 |
|---|
| Q3 2014 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383M381 | | GUG BLT2018 HY | 122 | 0 | -122 | $3,000 | $0 | -$3,000 | 2015-02-05 |
|---|
| Q3 2014 | CLAYMORE EXCHANGE TRD FD TR
CUSIP 18383Q606 | | GUGG CA ENRG INC | 153 | 0 | -153 | $3,000 | $0 | -$3,000 | 2015-02-05 |
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| Q3 2014 | PIMCO INCOME OPPORTUNITY FD
CUSIP 72202B100 | | COM | 100 | 0 | -100 | $3,000 | $0 | -$3,000 | 2015-02-05 |
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| Q3 2014 | RETAIL OPPORTUNITY INVTS COR
CUSIP 76131N119 | | *W EXP 10/23/201 | 720 | 0 | -720 | $3,000 | $0 | -$3,000 | 2015-02-05 |
|---|
| Q3 2014 | EATON VANCE MI MUNI INCOME T
CUSIP 27826D106 | | SH BEN INT | 200 | 0 | -200 | $2,000 | $0 | -$2,000 | 2015-02-05 |
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| Q3 2014 | EATON VANCE MICH MUN BD FD
CUSIP 27828M104 | | COM | 145 | 0 | -145 | $2,000 | $0 | -$2,000 | 2015-02-05 |
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| Q3 2014 | FELCOR LODGING TR INC
CUSIP 31430F101 | | COM | 171 | 0 | -171 | $2,000 | $0 | -$2,000 | 2015-02-05 |
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| Q3 2014 | FIRST AMERN MINN MUN INC FD
CUSIP 31849P104 | | COM | 115 | 0 | -115 | $2,000 | $0 | -$2,000 | 2015-02-05 |
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| Q3 2014 | ASIA TIGERS FD INC
CUSIP 04516T105 | | COM | 200 | 0 | -200 | $2,000 | $0 | -$2,000 | 2015-02-05 |
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| Q3 2014 | DOW 30 PREMIUM & DIV INC FD
CUSIP 260582101 | | COM | 100 | 0 | -100 | $2,000 | $0 | -$2,000 | 2015-02-05 |
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| Q3 2014 | PACHOLDER HIGH YIELD FD INC
CUSIP 693742108 | | COM | 200 | 0 | -200 | $2,000 | $0 | -$2,000 | 2015-02-05 |
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| Q3 2014 | VOYA PRIME RATE TR
CUSIP 92913A100 | | SH BEN INT | 100 | 0 | -100 | $1,000 | $0 | -$1,000 | 2015-02-05 |
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| Q3 2014 | EATON VANCE N Y MUN BD FD II
CUSIP 27828T109 | | COM | 108 | 0 | -108 | $1,000 | $0 | -$1,000 | 2015-02-05 |
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| Q3 2014 | ABERDEEN ISRAEL FUND INC
CUSIP 00301L109 | | COM | 50 | 0 | -50 | $1,000 | $0 | -$1,000 | 2015-02-05 |
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| Q3 2014 | ABERDEEN LATIN AMER EQTY FD
CUSIP 00306K106 | | COM | 20 | 0 | -20 | $1,000 | $0 | -$1,000 | 2015-02-05 |
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| Q3 2014 | DELAWARE INV CO MUN INC FD I
CUSIP 246101109 | | COM | 64 | 0 | -64 | $1,000 | $0 | -$1,000 | 2015-02-05 |
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| Q3 2014 | DELAWARE INVTS DIV & INCOME
CUSIP 245915103 | | COM | 75 | 0 | -75 | $1,000 | $0 | -$1,000 | 2015-02-05 |
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| Q3 2014 | BLACKROCK N J MUN INCOME TR
CUSIP 09248J101 | | SH BEN INT | 100 | 0 | -100 | $1,000 | $0 | -$1,000 | 2015-02-05 |
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| Q3 2014 | BLACKROCK N Y MUN INCOME TR
CUSIP 09248L106 | United States | SH BEN INT | 63 | 0 | -63 | $1,000 | $0 | -$1,000 | 2015-02-05 |
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| Q3 2014 | BLACKROCK STRATEGIC MUN TR
CUSIP 09248T109 | | COM | 108 | 0 | -108 | $1,000 | $0 | -$1,000 | 2015-02-05 |
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| Q3 2014 | BROOKFIELD HIGH INCOME FD IN
CUSIP 11272P102 | | COM | 87 | 0 | -87 | $1,000 | $0 | -$1,000 | 2015-02-05 |
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