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GOODWIN DANIEL L Last Quarter Change: Foreign ADRs, Added

GOODWIN DANIEL L quarter change: Foreign ADRs, Added

In depositary receipts for foreign shares (depositary receipts and foreign shares traded over the counter), from the quarter ended 2016-06-30 to 2016-09-30, GOODWIN DANIEL L opened 0 positions, added to 1, reduced 0, sold out of 0 and left 0 unchanged. The largest increase in value was ROYAL DUTCH SHELL PLC (+$242,000); the largest decrease was ROYAL DUTCH SHELL PLC (+$242,000).

  • ROYAL DUTCH SHELL PLC: Country of operation —; Class SPONS ADR A; Shares 2016-06-30 50,200; Shares 2016-09-30 60,200.

Two Form 13F-HR filings compared (SEC CIK 1119191): 2016-06-30 (filed 2016-07-28) and 2016-09-30 (filed 2016-10-19). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

StockCountry of operationClassShares 2016-06-30Shares 2016-09-30Share changeValue 2016-06-30Value 2016-09-30Value change
ROYAL DUTCH SHELL PLC
CUSIP 780259206
SPONS ADR A50,20060,200+10,000$2,772,000$3,014,000+$242,000

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