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GOODWIN DANIEL L Historic Quarter Change: USA Everything Else, Sold Out

GOODWIN DANIEL L historic quarter change: USA Everything Else, Sold out

In partnership units, exchange-traded notes and anything else (listed in the US), over 13 quarters from 2013-06-30 to 2016-09-30, GOODWIN DANIEL L opened 5 positions, added to 1, reduced 2 and sold out of 13.

  • Q4 2015: Stock BOARDWALK PIPELINE PARTNERS; Country of operation —; Class UT LTD PARTNER; Shares before 12,500.
  • Q1 2015: Stock ANNALY CAP MGMT INC; Country of operation United States; Class NOTE 4.000% 2/1; Shares before 153,000.
  • Q4 2014: Stock KINDER MORGAN ENERGY PARTNER; Country of operation —; Class UT LTD PARTNER; Shares before 5,500.
  • Q4 2014: Stock INLAND REAL ESTATE CORP; Country of operation —; Class NOTE 5.000%11/1; Shares before 33,000.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1119191), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-19); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-28); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-04-29); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-04); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-04); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-05); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-12); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-11); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-13); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2007-09-30.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q4 2015BOARDWALK PIPELINE PARTNERS
CUSIP 096627104
UT LTD PARTNER12,5000-12,500$147,000$0-$147,0002016-02-04
Q1 2015ANNALY CAP MGMT INC
CUSIP 035710409
United StatesNOTE 4.000% 2/1153,0000-153,000$1,654,000$0-$1,654,0002015-05-12
Q4 2014KINDER MORGAN ENERGY PARTNER
CUSIP 494550106
UT LTD PARTNER5,5000-5,500$513,000$0-$513,0002015-02-11
Q4 2014INLAND REAL ESTATE CORP
CUSIP 457461AC5
NOTE 5.000%11/133,0000-33,000$35,000$0-$35,0002015-02-11
Q3 2014AMREIT INC NEW
CUSIP 03216B208
AMREIT INC NEW107,8930-107,893$1,974,000$0-$1,974,0002014-11-13
Q2 2014INLAND REAL ESTATE CORP
CUSIP 457461AC5
NOTE 5.000%11/133,0000-33,000$36,000$0-$36,0002014-08-14
Q3 2013AMERICAN RLTY CAP PPTYS INC
CUSIP 02917T954
PUT120,0000-120,000$1,831,000$0-$1,831,0002013-11-14
Q3 2013RETAIL PPTYS AMER INC
CUSIP 76131V952
PUT88,8000-88,800$1,268,000$0-$1,268,0002013-11-14
Q3 2013SEARS HLDGS CORP
CUSIP 812350906
CALL10,0000-10,000$421,000$0-$421,0002013-11-14
Q3 2013BANK OF AMERICA CORPORATION
CUSIP 060505904
CALL25,0000-25,000$322,000$0-$322,0002013-11-14
Q3 2013ENERGY TRANSFER PRTNRS L P
CUSIP 29273R909
CALL2,5000-2,500$126,000$0-$126,0002013-11-14
Q3 2013ENERGY TRANSFER PRTNRS L P
CUSIP 29273R959
PUT2,5000-2,500$126,000$0-$126,0002013-11-14
Q3 2013MEDICAL PPTYS TRUST INC
CUSIP 58463J954
PUT3,1000-3,100$44,000$0-$44,0002013-11-14

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