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GOODWIN DANIEL L Historic Quarter Change: USA Bonds: Convertible Notes, New

GOODWIN DANIEL L historic quarter change: USA Bonds: Convertible Notes, New

In convertible notes that pay a coupon (listed in the US), over 13 quarters from 2013-06-30 to 2016-09-30, GOODWIN DANIEL L opened 2 positions, added to 0, reduced 0 and sold out of 2.

  • Q2 2014: Stock INLAND REAL ESTATE CORP; Country of operation —; Class NOTE 5.000%11/1; Principal before $0.
  • Q4 2013: Stock INLAND REAL ESTATE CORP; Country of operation —; Class NOTE 5.000%11/1; Principal before $0.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1119191), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-19); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-28); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-04-29); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-04); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-04); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-05); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-12); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-11); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-13); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-14); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2007-09-30.

QuarterStockCountry of operationClassPrincipal beforePrincipal afterShare changeValue beforeValue afterValue changeFiled
Q2 2014INLAND REAL ESTATE CORP
CUSIP 457461AC5
NOTE 5.000%11/1$0$33,000+33,000$0$37,000+$37,0002014-08-14
Q4 2013INLAND REAL ESTATE CORP
CUSIP 457461AC5
NOTE 5.000%11/1$0$33,000+33,000$0$37,000+$37,0002014-02-14

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