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GOFEN & GLOSSBERG LLC /IL/ Historic Quarter Change: USA Everything Else, New

GOFEN & GLOSSBERG LLC /IL/ historic quarter change: USA Everything Else, New

In partnership units, exchange-traded notes and anything else (listed in the US), over 13 quarters from 2013-06-30 to 2016-09-30, GOFEN & GLOSSBERG LLC /IL/ opened 3 positions, added to 14, reduced 28 and sold out of 5.

  • Q1 2014: Stock Cedar Fair Ltd Prtnshp; Country of operation United States; Class LTD; Shares before 0.
  • Q4 2013: Stock AP Alternative Assets LP; Country of operation —; Class LTD; Shares before 0.
  • Q4 2013: Stock AP Alternative Assets LP; Country of operation —; Class LTD; Shares before 0.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 315498), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-10-11); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-13); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-04-12); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-02); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-10-19); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-16); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-04-15); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-09); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-10-08); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-07-15); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-04-14); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-01-14); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-10-10). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 1999-03-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q1 2014Cedar Fair Ltd Prtnshp
CUSIP 150185106
United StatesLTD02,454+2,454$0$131,000+$131,0002014-04-14
Q4 2013AP Alternative Assets LP
CUSIP 00186K101
LTD0205,250+205,250$0$5,798,000+$5,798,0002014-01-14
Q4 2013AP Alternative Assets LP
CUSIP G04036102
LTD032,500+32,500$0$918,000+$918,0002014-01-14

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