Geneva Advisors, LLC current holdings: USA Preferred Shares
Geneva Advisors, LLC reported $0.03 billion in preferred shares (listed in the US), 24 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are SARATOGA INVT CORP SR NT 7.5%2, ANNALY CAPITAL 7.5% PFD PFD SE, SEASPAN CORPO 7.95% PFD PFD SE.
- SARATOGA INVT CORP SR NT 7.5%2: Country of operation —; Class PFD; Shares 90,015; Value $2,313,000.
- ANNALY CAPITAL 7.5% PFD PFD SE: Country of operation —; Class PFD; Shares 88,565; Value $2,236,000.
- SEASPAN CORPO 7.95% PFD PFD SE: Country of operation —; Class PFD; Shares 86,635; Value $2,162,000.
- CHSCO: Country of operation United States; Class PFD; Shares 67,600; Value $2,002,000.
Form 13F-HR as filed (SEC CIK 1269932): quarter ended 2016-09-30, filed 2016-11-09. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed |
|---|
SARATOGA INVT CORP SR NT 7.5%2
CUSIP 80349A307 | | PFD | 90,015 | $2,313,000 | 2016-09-30 | 2016-11-09 |
|---|
ANNALY CAPITAL 7.5% PFD PFD SE
CUSIP 035710805 | | PFD | 88,565 | $2,236,000 | 2016-09-30 | 2016-11-09 |
|---|
SEASPAN CORPO 7.95% PFD PFD SE
CUSIP Y75638208 | | PFD | 86,635 | $2,162,000 | 2016-09-30 | 2016-11-09 |
|---|
CHSCO
CHS INC PFD CL B | United States | PFD | 67,600 | $2,002,000 | 2016-09-30 | 2016-11-09 |
|---|
AHTPRD
ASHFORD 8.45% SER D PFD 8.45% | | PFD | 78,555 | $2,000,000 | 2016-09-30 | 2016-11-09 |
|---|
STERICYCLE INC DEP PFD A 1/10
CUSIP 858912207 | | PFD | 30,020 | $1,989,000 | 2016-09-30 | 2016-11-09 |
|---|
FULL CIRCLE CAP CORP NT 8.25%
CUSIP 390320208 | | PFD | 75,620 | $1,911,000 | 2016-09-30 | 2016-11-09 |
|---|
NATIONAL GEN HLDGS CORP PFD SE
CUSIP 636220709 | | PFD | 71,625 | $1,855,000 | 2016-09-30 | 2016-11-09 |
|---|
MAIDEN HLDGS NORTH AMER LTD GT
CUSIP 56029Q309 | | PFD | 68,700 | $1,762,000 | 2016-09-30 | 2016-11-09 |
|---|
INVESCO MORTGAGE CAPTL PFD-B
CUSIP 46131B407 | United States | PFD | 64,660 | $1,646,000 | 2016-09-30 | 2016-11-09 |
|---|
KEMPER CORP DEL SUB NT 54
CUSIP 488401209 | | PFD | 59,100 | $1,595,000 | 2016-09-30 | 2016-11-09 |
|---|
AEGON N V NON CUM SUB NTS
CUSIP 007924608 | | PFD | 40,366 | $1,078,000 | 2016-09-30 | 2016-11-09 |
|---|
CAPITALA FIN CORP SR NT 061621
CUSIP 14054R205 | | PFD | 39,550 | $1,012,000 | 2016-09-30 | 2016-11-09 |
|---|
LTSAP
LADENBURG THALMA 8% PFD PFD SE | United States | PFD | 38,800 | $970,000 | 2016-09-30 | 2016-11-09 |
|---|
PARTNERRE LTD PFD SER H
CUSIP G68603144 | | PFD | 32,125 | $965,000 | 2016-09-30 | 2016-11-09 |
|---|
DUPONT FABROS TECHNOLO PFD SER
CUSIP 26613Q403 | | PFD | 24,698 | $699,000 | 2016-09-30 | 2016-11-09 |
|---|
AVIVA PLC SECS 8.25%41
CUSIP 05382A203 | | PFD | 27,115 | $692,000 | 2016-09-30 | 2016-11-09 |
|---|
KKR & CO LP 6.75% PFD PFD SER
CUSIP 48248M201 | | PFD | 23,853 | $646,000 | 2016-09-30 | 2016-11-09 |
|---|
GENERAL ELECTRIC 4.7%PFD DUE 0
CUSIP 369622394 | | PFD | 24,736 | $637,000 | 2016-09-30 | 2016-11-09 |
|---|
EBAY INC 6%PFD DUE 02/01/56 SU
CUSIP 278642202 | | PFD | 18,495 | $502,000 | 2016-09-30 | 2016-11-09 |
|---|
FIRST REP BK SAN FRANC DEP 1/4
CUSIP 33616C860 | | PFD | 16,664 | $455,000 | 2016-09-30 | 2016-11-09 |
|---|
CHSCL
CHS INC CLASS B SER 4 | United States | PFD | 12,158 | $359,000 | 2016-09-30 | 2016-11-09 |
|---|
ALLSTATE COR 6.625% PFD PFD SE
CUSIP 020002879 | | PFD | 10,104 | $274,000 | 2016-09-30 | 2016-11-09 |
|---|
ISTAR INC. 7.875% PFD PFD SER
CUSIP 45031U507 | | PFD | 9,502 | $233,000 | 2016-09-30 | 2016-11-09 |
|---|
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