Geneva Advisors, LLC Historic Quarter Change: USA Funds, Added

Geneva Advisors, LLC historic quarter change: USA Funds, Added

In funds and trusts that are not on this site's ETF list (sponsor series, commodity pools, money market) (listed in the US), over 13 quarters from 2013-06-30 to 2016-09-30, Geneva Advisors, LLC opened 7 positions, added to 15, reduced 26 and sold out of 10.

Q3 2016: Stock TWO HBRS INVT CORP COM; Country of operation —; Class COM; Shares before 65,477.
Q2 2016: Stock UNITED STATES OIL FUND LP; Country of operation —; Class COM; Shares before 13,632.
Q1 2016: Stock SILVER BAY RLTY TR CORP; Country of operation —; Class COM; Shares before 61,819.
Q1 2016: Stock UNITED STATES OIL FUND LP; Country of operation —; Class COM; Shares before 12,255.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1269932), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-09); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-08); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-03); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-04); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-03); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-03); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-05); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-02); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-03); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-07); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-05); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-04); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-04). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2003-12-31.

Quarter	Stock	Class	Shares before	Shares after	Share change	Value before	Value after	Value change	Filed
Q3 2016	TWO HBRS INVT CORP COM CUSIP 90187B101	COM	65,477	77,385	+11,908	$560,000	$660,000	+$100,000	2016-11-09
Q2 2016	UNITED STATES OIL FUND LP CUSIP 91232N108	COM	13,632	13,692	+60	$132,000	$158,000	+$26,000	2016-08-08
Q1 2016	SILVER BAY RLTY TR CORP CUSIP 82735Q102	COM	61,819	61,821	+2	$968,000	$918,000	-$50,000	2016-05-03
Q1 2016	UNITED STATES OIL FUND LP CUSIP 91232N108	COM	12,255	13,632	+1,377	$135,000	$132,000	-$3,000	2016-05-03
Q4 2015	SILVER BAY RLTY TR CORP CUSIP 82735Q102	COM	61,817	61,819	+2	$990,000	$968,000	-$22,000	2016-02-04
Q2 2015	SILVER BAY RLTY TR CORP CUSIP 82735Q102	COM	71,616	71,816	+200	$1,157,000	$1,170,000	+$13,000	2015-08-03
Q1 2015	METOLIUS DIVERSIFIED FD PRIVAT CUSIP 2597471	COM	112,738	121,113	+8,375	$113,000	$121,000	+$8,000	2015-05-05
Q4 2014	METOLIUS DIVERSIFIED FD PRIVAT CUSIP 2597471	COM	102,523	112,738	+10,215	$103,000	$113,000	+$10,000	2015-02-02
Q3 2014	METOLIUS DIVERSIFIED FD PRIVAT CUSIP 2597471	COM	94,164	102,523	+8,359	$94,000	$103,000	+$9,000	2014-11-03
Q3 2014	SARATOGA INVT CO 7.5%PFD DUE 0 CUSIP 80349A307	COM	72,125	72,375	+250	$1,839,000	$1,842,000	+$3,000	2014-11-03
Q2 2014	SARATOGA INVT CP 7.5%13 CUSIP 80349A307	COM	71,325	72,125	+800	$1,796,000	$1,839,000	+$43,000	2014-08-07
Q1 2014	POWERSHS EXCH TRAD FD TR POWER CUSIP 73935X583	COM	3,972	5,639	+1,667	$329,000	$477,000	+$148,000	2014-05-05
Q1 2014	SARATOGA INVT CP 7.5%13 CUSIP 80349A307	COM	65,225	71,325	+6,100	$1,656,000	$1,796,000	+$140,000	2014-05-05
Q4 2013	POWERSHS EXCH TRAD FD TR POWER CUSIP 73935X583	COM	2,795	3,972	+1,177	$211,000	$329,000	+$118,000	2014-02-04
Q4 2013	SARATOGA INVT CP 7.5%13 CUSIP 80349A307	COM	63,125	65,225	+2,100	$1,589,000	$1,656,000	+$67,000	2014-02-04

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