GAM Holding AG historic quarter change: USA Bonds: Convertible Notes, Reduced
In convertible notes that pay a coupon (listed in the US), over 23 quarters from 2013-06-30 to 2026-06-30, GAM Holding AG opened 84 positions, added to 27, reduced 41 and sold out of 82.
- Q3 2016: Stock ON SEMICONDUCTOR CORP; Country of operation —; Class NOTE 1.000%12/0; Principal before $27,621,000.
- Q3 2016: Stock SOLARCITY CORP; Country of operation —; Class NOTE 1.625%11/0; Principal before $2,000,000.
- Q3 2016: Stock CEMEX SAB DE CV; Country of operation —; Class NOTE 3.750% 3/1; Principal before $2,500,000.
- Q2 2016: Stock PRICELINE GRP INC; Country of operation —; Class NOTE 0.350% 6/1; Principal before $15,000,000.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1438848), 23 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-14); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-08-13); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-17); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-10-21); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-04); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-04-22); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-01-31); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-10-22); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-07-26); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-13); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-07); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-11); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-08); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-12); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-07-27); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-12); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-06); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-11); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-15); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-12); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2009-12-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).
| Quarter | Stock | Country of operation | Class | Principal before | Principal after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2016 | ON SEMICONDUCTOR CORP
CUSIP 682189AK1 | | NOTE 1.000%12/0 | $27,621,000 | $22,751,000 | -4,870,000 | $24,510,000 | $23,223,000 | -$1,287,000 | 2016-11-07 |
|---|
| Q3 2016 | SOLARCITY CORP
CUSIP 83416TAC4 | | NOTE 1.625%11/0 | $2,000,000 | $1,000,000 | -1,000,000 | $1,329,000 | $755,000 | -$574,000 | 2016-11-07 |
|---|
| Q3 2016 | CEMEX SAB DE CV
CUSIP 151290BC6 | | NOTE 3.750% 3/1 | $2,500,000 | $2,200,000 | -300,000 | $2,560,000 | $2,481,000 | -$79,000 | 2016-11-07 |
|---|
| Q2 2016 | PRICELINE GRP INC
CUSIP 741503AS5 | | NOTE 0.350% 6/1 | $15,000,000 | $10,000,000 | -5,000,000 | $18,099,000 | $11,735,000 | -$6,364,000 | 2016-08-11 |
|---|
| Q2 2016 | INTERDIGITAL INC
CUSIP 458660AD9 | | NOTE 1.500% 3/0 | $2,000,000 | $1,700,000 | -300,000 | $2,057,000 | $1,785,000 | -$272,000 | 2016-08-11 |
|---|
| Q1 2016 | SALESFORCE COM INC
CUSIP 79466LAD6 | | NOTE 0.250% 4/0 | $23,227,000 | $18,227,000 | -5,000,000 | $29,980,000 | $22,563,000 | -$7,417,000 | 2016-05-13 |
|---|
| Q1 2016 | SUNEDISON INC
CUSIP 86732YAC3 | | NOTE 2.000%10/0 | $9,500,000 | $8,785,000 | -715,000 | $5,264,000 | $327,000 | -$4,937,000 | 2016-05-13 |
|---|
| Q1 2016 | QIHOO 360 TECHNOLOGY CO LTD
CUSIP 74734MAE9 | | NOTE 0.500% 8/1 | $14,200,000 | $13,200,000 | -1,000,000 | $13,761,000 | $13,038,000 | -$723,000 | 2016-05-13 |
|---|
| Q1 2016 | STILLWATER MNG CO
CUSIP 86074QAL6 | | NOTE 1.750%10/1 | $2,700,000 | $2,300,000 | -400,000 | $2,572,000 | $2,473,000 | -$99,000 | 2016-05-13 |
|---|
| Q4 2015 | PRICELINE GRP INC
CUSIP 741503AQ9 | | NOTE 1.000% 3/1 | $13,633,000 | $9,633,000 | -4,000,000 | $19,164,000 | $13,763,000 | -$5,401,000 | 2016-02-08 |
|---|
| Q4 2015 | SPIRIT RLTY CAP INC NEW
CUSIP 84860WAA0 | | NOTE 2.875% 5/1 | $12,890,000 | $8,000,000 | -4,890,000 | $12,151,000 | $7,680,000 | -$4,471,000 | 2016-02-08 |
|---|
| Q4 2015 | CARDTRONICS INC
CUSIP 14161HAG3 | | NOTE 1.000%12/0 | $2,900,000 | $1,130,000 | -1,770,000 | $2,701,000 | $1,054,000 | -$1,647,000 | 2016-02-08 |
|---|
| Q4 2015 | AMERICAN RLTY CAP PPTYS INC
CUSIP 02917TAB0 | | NOTE 3.750%12/1 | $4,000,000 | $3,000,000 | -1,000,000 | $3,734,000 | $2,709,000 | -$1,025,000 | 2016-02-08 |
|---|
| Q4 2015 | QIHOO 360 TECHNOLOGY CO LTD
CUSIP 74734MAE9 | | NOTE 0.500% 8/1 | $15,200,000 | $14,200,000 | -1,000,000 | $13,215,000 | $13,761,000 | +$546,000 | 2016-02-08 |
|---|
| Q3 2015 | AMERICAN RLTY CAP PPTYS INC
CUSIP 02917TAA2 | | NOTE 3.000% 8/0 | $24,688,000 | $4,524,000 | -20,164,000 | $23,579,000 | $4,296,000 | -$19,283,000 | 2015-11-12 |
|---|
| Q3 2015 | SALESFORCE COM INC
CUSIP 79466LAD6 | | NOTE 0.250% 4/0 | $36,392,000 | $21,727,000 | -14,665,000 | $44,200,000 | $26,587,000 | -$17,613,000 | 2015-11-12 |
|---|
| Q3 2015 | LAM RESEARCH CORP
CUSIP 512807AJ7 | | NOTE 0.500% 5/1 | $14,935,000 | $9,052,000 | -5,883,000 | $19,875,000 | $10,280,000 | -$9,595,000 | 2015-11-12 |
|---|
| Q3 2015 | SOUFUN HLDGS LTD
CUSIP 836034AB4 | | NOTE 2.000%12/1 | $3,000,000 | $800,000 | -2,200,000 | $2,844,000 | $766,000 | -$2,078,000 | 2015-11-12 |
|---|
| Q3 2015 | FLUIDIGM CORP DEL
CUSIP 34385PAA6 | | NOTE 2.750% 2/0 | $3,000,000 | $1,000,000 | -2,000,000 | $2,665,000 | $722,000 | -$1,943,000 | 2015-11-12 |
|---|
| Q2 2015 | QIHOO 360 TECHNOLOGY CO LTD
CUSIP 74734MAB5 | | NOTE 2.500% 9/1 | $12,500,000 | $8,500,000 | -4,000,000 | $11,909,000 | $8,382,000 | -$3,527,000 | 2015-07-27 |
|---|
| Q2 2015 | ELECTRONIC ARTS INC
CUSIP 285512AA7 | | NOTE 0.750% 7/1 | $10,694,000 | $10,511,000 | -183,000 | $19,819,000 | $21,974,000 | +$2,155,000 | 2015-07-27 |
|---|
| Q1 2015 | SALESFORCE COM INC
CUSIP 79466LAD6 | | NOTE 0.250% 4/0 | $39,236,000 | $27,750,000 | -11,486,000 | $43,716,000 | $33,217,000 | -$10,499,000 | 2015-05-12 |
|---|
| Q1 2015 | ELECTRONIC ARTS INC
CUSIP 285512AA7 | | NOTE 0.750% 7/1 | $14,699,000 | $10,694,000 | -4,005,000 | $18,184,000 | $19,819,000 | +$1,635,000 | 2015-05-12 |
|---|
| Q1 2015 | NUANCE COMMUNICATIONS INC
CUSIP 67020YAF7 | | NOTE 2.750%11/0 | $3,400,000 | $2,400,000 | -1,000,000 | $3,383,000 | $2,387,000 | -$996,000 | 2015-05-12 |
|---|
| Q1 2015 | FLUIDIGM CORP DEL
CUSIP 34385PAA6 | | NOTE 2.750% 2/0 | $4,000,000 | $3,000,000 | -1,000,000 | $3,637,000 | $3,214,000 | -$423,000 | 2015-05-12 |
|---|
| Q4 2014 | ELECTRONIC ARTS INC
CUSIP 285512AA7 | | NOTE 0.750% 7/1 | $19,574,000 | $14,699,000 | -4,875,000 | $24,253,000 | $18,184,000 | -$6,069,000 | 2015-02-06 |
|---|
| Q4 2014 | NUANCE COMMUNICATIONS INC
CUSIP 67020YAF7 | | NOTE 2.750%11/0 | $5,000,000 | $3,400,000 | -1,600,000 | $4,944,000 | $3,383,000 | -$1,561,000 | 2015-02-06 |
|---|
| Q4 2014 | AMERICAN RLTY CAP PPTYS INC
CUSIP 02917TAB0 | | NOTE 3.750%12/1 | $5,000,000 | $4,000,000 | -1,000,000 | $5,030,000 | $3,690,000 | -$1,340,000 | 2015-02-06 |
|---|
| Q3 2014 | ELECTRONIC ARTS INC
CUSIP 285512AA7 | | NOTE 0.750% 7/1 | $22,874,000 | $19,574,000 | -3,300,000 | $29,019,000 | $24,253,000 | -$4,766,000 | 2014-11-12 |
|---|
| Q1 2014 | ELECTRONIC ARTS INC
CUSIP 285512AA7 | | NOTE 0.750% 7/1 | $45,915,000 | $26,374,000 | -19,541,000 | $49,071,000 | $30,721,000 | -$18,350,000 | 2014-05-15 |
|---|
| Q1 2014 | LAM RESEARCH CORP
CUSIP 512807AJ7 | | NOTE 0.500% 5/1 | $14,397,000 | $9,834,000 | -4,563,000 | $16,407,000 | $11,433,000 | -$4,974,000 | 2014-05-15 |
|---|
| Q1 2014 | SHIP FINANCE INTERNATIONAL L
CUSIP G81075AE6 | | NOTE 3.250% 2/0 | $8,172,000 | $6,903,000 | -1,269,000 | $8,437,000 | $7,718,000 | -$719,000 | 2014-05-15 |
|---|
| Q4 2013 | TIBCO SOFTWARE INC
CUSIP 88632QAB9 | | NOTE 2.250% 5/0 | $5,700,000 | $2,700,000 | -3,000,000 | $5,854,000 | $2,704,000 | -$3,150,000 | 2014-02-12 |
|---|
| Q4 2013 | Ford Motor Company 4.25% Cv. 15-11
CUSIP 345370CN8 | | NOTE 4.250% 11/1 | $8,117,000 | $7,948,000 | -169,000 | $16,150,000 | $14,684,000 | -$1,466,000 | 2014-02-12 |
|---|
| Q4 2013 | Ship Finance Intl Ltd 3.25% Cv. 01
CUSIP G81075AE6 | | NOTE 3.250% 2/0 | $8,200,000 | $8,172,000 | -28,000 | $8,251,000 | $8,437,000 | +$186,000 | 2014-02-12 |
|---|
| Q4 2013 | LAM RESEARCH CORP
CUSIP 512807AJ7 | | NOTE 0.500% 5/1 | $14,696,000 | $14,397,000 | -299,000 | $16,582,000 | $16,407,000 | -$175,000 | 2014-02-12 |
|---|
| Q3 2013 | GOLDCORP INC NEW
CUSIP 380956AB8 | | NOTE 2.000% 8/0 | $40,989,000 | $6,213,000 | -34,776,000 | $41,843,000 | $6,312,000 | -$35,531,000 | 2013-11-12 |
|---|
| Q3 2013 | D.R. Horton Inc 2% Cv. 15-05-2014
CUSIP 23331ABB4 | | NOTE 2.00% 5/1 | $21,790,000 | $20,186,000 | -1,604,000 | $36,321,000 | $30,878,000 | -$5,443,000 | 2013-11-12 |
|---|
| Q3 2013 | EMC Corp. 1.75% Cv. 01-12-2013
CUSIP 268648AM4 | | NOTE 1.75% 12/0 | $17,536,000 | $16,846,000 | -690,000 | $25,907,000 | $27,094,000 | +$1,187,000 | 2013-11-12 |
|---|
| Q3 2013 | Ford Motor Company 4.25% Cv. 15-11
CUSIP 345370CN8 | | NOTE 4.250% 11/1 | $9,492,000 | $8,117,000 | -1,375,000 | $17,237,000 | $16,150,000 | -$1,087,000 | 2013-11-12 |
|---|
| Q3 2013 | SHIP FINANCE INTERNATIONAL L
CUSIP G81075AE6 | | NOTE 3.250% 2/0 | $8,518,000 | $8,200,000 | -318,000 | $8,558,000 | $8,251,000 | -$307,000 | 2013-11-12 |
|---|