Full Value Advisors, LLC historic quarter change: USA ETF, Reduced
In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 9 quarters from 2007-06-30 to 2009-09-30, Full Value Advisors, LLC opened 39 positions, added to 42, reduced 57 and sold out of 46.
- Q3 2009: Stock FT; Country of operation —; Class SH BEN INT; Shares before 48,854.
- Q2 2009: Stock FT; Country of operation —; Class SH BEN INT; Shares before 1,093,238.
- Q2 2009: Stock FIRST TRUST ABERDEEN EMG OPP; Country of operation —; Class Com; Shares before 350,741.
- Q2 2009: Stock GF; Country of operation —; Class Com; Shares before 91,100.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1388269), 9 quarters: Q3 2009 (2009-06-30 to 2009-09-30, filed 2015-10-16); Q2 2009 (2009-03-31 to 2009-06-30, filed 2015-10-05); Q1 2009 (2008-12-31 to 2009-03-31, filed 2015-09-21); Q4 2008 (2008-09-30 to 2008-12-31, filed 2015-09-10); Q3 2008 (2008-06-30 to 2008-09-30, filed 2015-09-02); Q2 2008 (2008-03-31 to 2008-06-30, filed 2015-08-24); Q1 2008 (2007-12-31 to 2008-03-31, filed 2015-08-18); Q4 2007 (2007-09-30 to 2007-12-31, filed 2015-08-14); Q3 2007 (2007-06-30 to 2007-09-30, filed 2015-08-07). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2006-12-31.
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q3 2009 | FT
FRANKLIN UNVL TR | | SH BEN INT | 48,854 | 35,954 | -12,900 | $229,000 | $196,000 | -$33,000 | 2015-10-16 |
|---|
| Q2 2009 | FT
FRANKLIN UNVL TR | | SH BEN INT | 1,093,238 | 48,854 | -1,044,384 | $4,169,000 | $229,000 | -$3,940,000 | 2015-10-05 |
|---|
| Q2 2009 | FIRST TRUST ABERDEEN EMG OPP
CUSIP 33731K102 | | Com | 350,741 | 312,841 | -37,900 | $3,746,000 | $4,521,000 | +$775,000 | 2015-10-05 |
|---|
| Q2 2009 | GF
NEW GERMANY FUND | | Com | 91,100 | 30,769 | -60,331 | $583,000 | $264,000 | -$319,000 | 2015-10-05 |
|---|
| Q2 2009 | PDT
HANCOCK JOHN PATRIOT PREM II | | COM SH BEN INT | 13,273 | 9,268 | -4,005 | $84,000 | $73,000 | -$11,000 | 2015-10-05 |
|---|
| Q1 2009 | MXF
MEXICO FD INC | | Com | 343,429 | 128,520 | -214,909 | $5,220,000 | $1,606,000 | -$3,614,000 | 2015-09-21 |
|---|
| Q1 2009 | FT
FRANKLIN UNVL TR | | SH BEN INT | 1,882,766 | 1,093,238 | -789,528 | $7,060,000 | $4,169,000 | -$2,891,000 | 2015-09-21 |
|---|
| Q1 2009 | PDT
HANCOCK JOHN PATRIOT PREM II | | COM SH BEN INT | 14,449 | 13,273 | -1,176 | $103,000 | $84,000 | -$19,000 | 2015-09-21 |
|---|
| Q4 2008 | JPC
NUVEEN MULTI STRAT INC & GR | | Com | 104,488 | 12,300 | -92,188 | $632,000 | $23,034,000 | +$22,402,000 | 2015-09-10 |
|---|
| Q4 2008 | GF
NEW GERMANY FUND | | Com | 995,047 | 91,100 | -903,947 | $10,647,000 | $730,000 | -$9,917,000 | 2015-09-10 |
|---|
| Q4 2008 | MXF
MEXICO FD INC | | Com | 576,792 | 343,429 | -233,363 | $14,420,000 | $5,220,000 | -$9,200,000 | 2015-09-10 |
|---|
| Q4 2008 | FT
FRANKLIN UNVL TR | | SH BEN INT | 2,445,766 | 1,882,766 | -563,000 | $12,693,000 | $7,060,000 | -$5,633,000 | 2015-09-10 |
|---|
| Q4 2008 | MMT
MFS MULTIMARKET INC TRUST | | SH BEN INT | 476,090 | 10,000 | -466,090 | $2,380,000 | $48,000 | -$2,332,000 | 2015-09-10 |
|---|
| Q4 2008 | FIRST TR FOUR CRNRS SR FLT R
CUSIP 33733Q107 | | COM SHS | 137,677 | 124,477 | -13,200 | $1,402,000 | $834,000 | -$568,000 | 2015-09-10 |
|---|
| Q4 2008 | JQC
NUVEEN CREDIT STRAT INC FD | | Com | 75,763 | 10,000 | -65,763 | $452,000 | $49,000 | -$403,000 | 2015-09-10 |
|---|
| Q4 2008 | PMO
PUTNAM MUNI OPPORTUNITIES TR | | Mutual Funds | 124,200 | 114,300 | -9,900 | $1,285,000 | $998,000 | -$287,000 | 2015-09-10 |
|---|
| Q4 2008 | PDT
HANCOCK JOHN PATRIOT PREM II | | COM SH BEN INT | 22,408 | 14,449 | -7,959 | $165,000 | $103,000 | -$62,000 | 2015-09-10 |
|---|
| Q3 2008 | UTF
COHEN & STEERS INFRASTRUCTUR | | Com | 1,866,597 | 1,066,383 | -800,214 | $45,545,000 | $16,955,000 | -$28,590,000 | 2015-09-02 |
|---|
| Q3 2008 | PPT
PUTNAM PREMIER INCOME TRUST | | SH BEN INT | 1,382,571 | 65,157 | -1,317,414 | $8,323,000 | $354,000 | -$7,969,000 | 2015-09-02 |
|---|
| Q3 2008 | PIM
PUTNAM MASTER INTER INC TST | | SH BEN INT | 3,083,056 | 2,087,072 | -995,984 | $18,622,000 | $11,249,000 | -$7,373,000 | 2015-09-02 |
|---|
| Q3 2008 | GF
NEW GERMANY FUND | | Com | 1,008,147 | 995,047 | -13,100 | $16,453,000 | $10,647,000 | -$5,806,000 | 2015-09-02 |
|---|
| Q3 2008 | FT
FRANKLIN UNVL TR | | SH BEN INT | 2,630,266 | 2,445,766 | -184,500 | $17,070,000 | $12,693,000 | -$4,377,000 | 2015-09-02 |
|---|
| Q3 2008 | SWZ
SWISS HELVETIA FUND | | Com | 282,322 | 207,022 | -75,300 | $4,286,000 | $2,606,000 | -$1,680,000 | 2015-09-02 |
|---|
| Q3 2008 | TDF
TEMPLETON DRAGON FUND INC | | Com | 134,900 | 88,908 | -45,992 | $3,360,000 | $1,751,000 | -$1,609,000 | 2015-09-02 |
|---|
| Q3 2008 | JQC
NUVEEN CREDIT STRAT INC FD | | Com | 99,763 | 75,763 | -24,000 | $985,000 | $452,000 | -$533,000 | 2015-09-02 |
|---|
| Q3 2008 | MMT
MFS MULTIMARKET INC TRUST | | SH BEN INT | 501,090 | 476,090 | -25,000 | $2,856,000 | $2,380,000 | -$476,000 | 2015-09-02 |
|---|
| Q3 2008 | JPC
NUVEEN MULTI STRAT INC & GR | | Com | 110,488 | 104,488 | -6,000 | $1,063,000 | $632,000 | -$431,000 | 2015-09-02 |
|---|
| Q3 2008 | USA
LIBERTY ALL STAR EQUITY FUND | | Com | 233,716 | 227,316 | -6,400 | $1,372,000 | $1,025,000 | -$347,000 | 2015-09-02 |
|---|
| Q3 2008 | DTF
DTF TAX-FREE INCOME INC | | Com | 19,700 | 15,200 | -4,500 | $265,000 | $177,000 | -$88,000 | 2015-09-02 |
|---|
| Q2 2008 | PIM
PUTNAM MASTER INTER INC TST | | SH BEN INT | 6,126,208 | 3,083,056 | -3,043,152 | $37,799,000 | $18,622,000 | -$19,177,000 | 2015-08-24 |
|---|
| Q2 2008 | PPT
PUTNAM PREMIER INCOME TRUST | | SH BEN INT | 2,554,147 | 1,382,571 | -1,171,576 | $15,503,000 | $8,323,000 | -$7,180,000 | 2015-08-24 |
|---|
| Q2 2008 | UTF
COHEN & STEERS INFRASTRUCTUR | | Com | 2,278,317 | 1,866,597 | -411,720 | $52,151,000 | $45,545,000 | -$6,606,000 | 2015-08-24 |
|---|
| Q2 2008 | MIN
MFS INTER INCOME TR | | SH BEN INT | 998,876 | 41,126 | -957,750 | $6,353,000 | $257,000 | -$6,096,000 | 2015-08-24 |
|---|
| Q2 2008 | SWZ
SWISS HELVETIA FUND | | Com | 290,342 | 282,322 | -8,020 | $4,712,000 | $4,286,000 | -$426,000 | 2015-08-24 |
|---|
| Q2 2008 | USA
LIBERTY ALL STAR EQUITY FUND | | Com | 270,716 | 233,716 | -37,000 | $1,730,000 | $1,372,000 | -$358,000 | 2015-08-24 |
|---|
| Q2 2008 | MXF
MEXICO FD INC | | Com | 146,515 | 136,721 | -9,794 | $5,075,000 | $4,798,000 | -$277,000 | 2015-08-24 |
|---|
| Q2 2008 | TDF
TEMPLETON DRAGON FUND INC | | Com | 144,100 | 134,900 | -9,200 | $3,523,000 | $3,360,000 | -$163,000 | 2015-08-24 |
|---|
| Q2 2008 | PDT
HANCOCK JOHN PATRIOT PREM II | | COM SH BEN INT | 16,133 | 7,517 | -8,616 | $148,000 | $68,000 | -$80,000 | 2015-08-24 |
|---|
| Q2 2008 | HTD
JOHN HANCOCK T/A DVD INCOME | | Com | 15,400 | 12,400 | -3,000 | $236,000 | $182,000 | -$54,000 | 2015-08-24 |
|---|
| Q1 2008 | GF
NEW GERMANY FUND | | Com | 2,040,151 | 1,008,147 | -1,032,004 | $35,662,000 | $15,576,000 | -$20,086,000 | 2015-08-18 |
|---|
| Q1 2008 | NRO
NEUBERGER BERMAN REAL ESTATE | | Com | 730,823 | 309,266 | -421,557 | $8,412,000 | $3,207,000 | -$5,205,000 | 2015-08-18 |
|---|
| Q1 2008 | HTD
HANCOCK JOHN TAX-ADV DIV INC | | Com | 150,500 | 15,400 | -135,100 | $2,694,000 | $236,000 | -$2,458,000 | 2015-08-18 |
|---|
| Q1 2008 | PPT
PUTNAM PREMIER INCOME TRUST | | SH BEN INT | 2,737,232 | 2,554,147 | -183,085 | $16,970,000 | $15,503,000 | -$1,467,000 | 2015-08-18 |
|---|
| Q1 2008 | ADX
ADAMS DIVERSIFIED EQUITY FUN | | Com | 19,528 | 13,764 | -5,764 | $276,000 | $172,000 | -$104,000 | 2015-08-18 |
|---|
| Q4 2007 | MGF
MFS GOVT MKTS INCOME TR | | SH BEN INT | 5,365,754 | 448,916 | -4,916,838 | $36,808,000 | $3,006,000 | -$33,802,000 | 2015-08-14 |
|---|
| Q4 2007 | NRO
NEUBERGER BERMAN RE ES SEC F | | Com | 1,172,835 | 730,823 | -442,012 | $18,073,000 | $8,412,000 | -$9,661,000 | 2015-08-14 |
|---|
| Q4 2007 | MXF
MEXICO FD INC | | Com | 169,917 | 146,513 | -23,404 | $7,206,000 | $5,142,000 | -$2,064,000 | 2015-08-14 |
|---|
| Q4 2007 | HTD
HANCOCK JOHN TAX-ADV DIV INC | | Com | 164,000 | 150,500 | -13,500 | $3,111,000 | $2,694,000 | -$417,000 | 2015-08-14 |
|---|
| Q4 2007 | STEW
BOULDER GROWTH & INCOME FD I | | Com | 23,199 | 17,799 | -5,400 | $226,000 | $170,000 | -$56,000 | 2015-08-14 |
|---|
| Q3 2007 | PPT
PUTNAM PREMIER INCOME TR | | SH BEN INT | 3,407,939 | 2,692,452 | -715,487 | $22,492,000 | $17,097,000 | -$5,395,000 | 2015-08-07 |
|---|
| Q3 2007 | WIW
WSTRN ASSET/CLYMRE US TR INF | | Com | 702,080 | 402,123 | -299,957 | $7,982,000 | $4,693,000 | -$3,289,000 | 2015-08-07 |
|---|
| Q3 2007 | CII
BLACKROCK CAP & INCOME STRA | | Com | 224,300 | 100,600 | -123,700 | $4,952,000 | $2,120,000 | -$2,832,000 | 2015-08-07 |
|---|
| Q3 2007 | NRO
NEUBERGER BERMAN RE ES SEC F | | Com | 1,193,435 | 1,172,835 | -20,600 | $20,471,000 | $18,073,000 | -$2,398,000 | 2015-08-07 |
|---|
| Q3 2007 | SWZ
SWISS HELVETIA FD INC | | Com | 393,482 | 286,882 | -106,600 | $7,004,000 | $5,187,000 | -$1,817,000 | 2015-08-07 |
|---|
| Q3 2007 | MXE
MEXICO EQUITY & INCOME FD | | Com | 95,018 | 56,872 | -38,146 | $3,365,000 | $1,887,000 | -$1,478,000 | 2015-08-07 |
|---|
| Q3 2007 | STEW
BOULDER GROWTH & INCOME FD I | | Com | 42,400 | 23,199 | -19,201 | $503,000 | $226,000 | -$277,000 | 2015-08-07 |
|---|
| Q3 2007 | CEE
CENTRAL EUROPE AND RUSSIA FD | | Com | 71,000 | 68,600 | -2,400 | $3,671,000 | $3,842,000 | +$171,000 | 2015-08-07 |
|---|
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