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FT Options LLC Last Quarter Change: USA Stocks, Unchanged

FT Options LLC quarter change: USA Stocks, Unchanged

In share positions in stocks (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, FT Options LLC opened 23 positions, added to 12, reduced 10, sold out of 21 and left 1 unchanged. The largest increase in value was PG (+$3,954,000); the largest decrease was CALM (-$3,638,000).

  • SVVC: Country of operation —; Class COM; Shares 2016-06-30 22,238; Shares 2016-09-30 22,238.

Two Form 13F-HR filings compared (SEC CIK 1594954): 2016-06-30 (filed 2016-08-12) and 2016-09-30 (filed 2016-11-10). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

StockCountry of operationClassShares 2016-06-30Shares 2016-09-30Share changeValue 2016-06-30Value 2016-09-30Value change
SVVC
FIRSTHAND TECH VALUE FD INC
COM22,23822,2380$165,000$173,000+$8,000

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