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Frontier Wealth Management LLC Historic Quarter Change: Foreign Stocks, New

Frontier Wealth Management LLC historic quarter change: Foreign Stocks, New

In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 7 quarters from 2014-12-31 to 2016-09-30, Frontier Wealth Management LLC opened 11 positions, added to 16, reduced 20 and sold out of 11.

  • Q3 2016: Stock BHP; Country of operation —; Class SPONSORED ADR; Shares before 0.
  • Q2 2016: Stock UMC; Country of operation —; Class SPON ADR NEW; Shares before 0.
  • Q1 2016: Stock DEO; Country of operation —; Class SPON ADR NEW; Shares before 0.
  • Q1 2016: Stock ULXXXX; Country of operation —; Class SPON ADR NEW; Shares before 0.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1548179), 7 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-14); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-10); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-16); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-13); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-17); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2014-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q3 2016BHP
BHP BILLITON LTD
SPONSORED ADR08,944+8,944$0$310,000+$310,0002016-11-14
Q2 2016UMC
UNITED MICROELECTRONICS CORP
SPON ADR NEW014,465+14,465$0$29,000+$29,0002016-08-10
Q1 2016DEO
DIAGEO P L C
SPON ADR NEW02,870+2,870$0$310,000+$310,0002016-05-13
Q1 2016ULXXXX
UNILEVER PLC
SPON ADR NEW06,700+6,700$0$303,000+$303,0002016-05-13
Q1 2016BHP
BHP BILLITON LTD
SPONSORED ADR08,174+8,174$0$212,000+$212,0002016-05-13
Q4 2015BIDU
BAIDU INC
SPON ADR REP A01,061+1,061$0$201,000+$201,0002016-02-16
Q3 2015TEVA
TEVA PHARMACEUTICAL INDS LTD
ADR03,710+3,710$0$209,000+$209,0002015-11-13
Q2 2015BP
BP PLC
SPONSORED ADR024,628+24,628$0$984,000+$984,0002015-08-17
Q2 2015FMS
FRESENIUS MED CARE AG&CO KGA
SPONSORED ADR08,475+8,475$0$352,000+$352,0002015-08-17
Q2 2015NOK
NOKIA CORP
SPONSORED ADR015,249+15,249$0$104,000+$104,0002015-08-17
Q1 2015CELJF
CELLCOM ISRAEL LTD
SHS037,761+37,761$0$181,000+$181,0002015-05-14

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