FNY Investment Advisers, LLC quarter change: USA Stocks, Unchanged
In share positions in stocks (listed in the US), from the quarter ended 2026-03-31 to 2026-06-30, FNY Investment Advisers, LLC opened 249 positions, added to 123, reduced 168, sold out of 149 and left 113 unchanged. The largest increase in value was NUVL (+$13,455); the largest decrease was SEE (-$6,386).
- CMPS: Country of operation —; Class COM; Shares 2026-03-31 20,000; Shares 2026-06-30 20,000.
- AZN: Country of operation —; Class COM; Shares 2026-03-31 200; Shares 2026-06-30 200.
- ALB: Country of operation United States; Class COM; Shares 2026-03-31 1,300; Shares 2026-06-30 1,300.
- SGRY: Country of operation United States; Class COM; Shares 2026-03-31 6,500; Shares 2026-06-30 6,500.
Two Form 13F-HR filings compared (SEC CIK 1742998): 2026-03-31 (filed 2026-04-15) and 2026-06-30 (filed 2026-07-08). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.
| Stock | Country of operation | Class | Shares 2026-03-31 | Shares 2026-06-30 | Share change | Value 2026-03-31 | Value 2026-06-30 | Value change |
|---|
CMPS
COMPASS PATHWAYS ADR | | COM | 20,000 | 20,000 | 0 | $110 | $283 | +$173 |
|---|
AZN
ASTRAZENECA CVR | | COM | 200 | 200 | 0 | $2,938 | $2,820 | -$118 |
|---|
ALB
ALBEMARLE ORD | United States | COM | 1,300 | 1,300 | 0 | $233 | $175 | -$58 |
|---|
SGRY
SURGERY PARTNERS ORD | United States | COM | 6,500 | 6,500 | 0 | $77 | $109 | +$32 |
|---|
TAP
MOLSON COORS BEVERAGE COMPA CL B ORD | | COM | 7,500 | 7,500 | 0 | $322 | $292 | -$30 |
|---|
GLIBA
LIBERTY CAPITAL SRS A ORD | United States | COM | 1,933 | 1,933 | 0 | $71 | $42 | -$29 |
|---|
NAUT
NAUTILUS BIOTECHNOLGY ORD | United States | COM | 14,000 | 14,000 | 0 | $54 | $26 | -$28 |
|---|
UNFYF
EDGE TOTAL INTELLIGENCE SUB VOT ORD | | COM | 192,715 | 192,715 | 0 | $96 | $68 | -$28 |
|---|
AVR
ANTERIS TECHNOLOGIES GLOBAL ORD | United States | COM | 5,000 | 5,000 | 0 | $27 | $49 | +$22 |
|---|
RTO
RENTOKIL INITIAL ADS ECH REP 5 ORD | United Kingdom | COM | 6,800 | 6,800 | 0 | $214 | $194 | -$20 |
|---|
RSKD
RISKIFIED CL A ORD | United States | COM | 15,110 | 15,110 | 0 | $59 | $76 | +$17 |
|---|
EVH
EVOLENT HEALTH CL A ORD | United States | COM | 5,000 | 5,000 | 0 | $11 | $27 | +$16 |
|---|
NAK
NORTHERN DYNASTY MINERALS ORD | | COM | 25,000 | 25,000 | 0 | $35 | $48 | +$13 |
|---|
CNTX
CONTEXT THERAPEUTICS ORD | United States | COM | 6,000 | 6,000 | 0 | $15 | $3 | -$12 |
|---|
MCK
MCKESSON ORD | United States | COM | 100 | 100 | 0 | $86 | $75 | -$11 |
|---|
WHRPRA
WHIRLPOOL DS REP 1 20TH SER A PRF | United States | COM | 1,950 | 1,950 | 0 | $79 | $68 | -$11 |
|---|
CART
MAPLEBEAR ORD | United States | COM | 972 | 972 | 0 | $36 | $46 | +$10 |
|---|
BRSL
BRIGHTSTAR LOTTERY ORD | United Kingdom | COM | 5,100 | 5,100 | 0 | $64 | $54 | -$10 |
|---|
STRO
SUTRO BIOPHARMA ORD | United States | COM | 1,000 | 1,000 | 0 | $24 | $33 | +$9 |
|---|
M
MACYS ORD | United States | COM | 1,500 | 1,500 | 0 | $27 | $35 | +$8 |
|---|
NEUP
NEUPHORIA THERAPEUTICS ORD | United States | COM | 26,500 | 26,500 | 0 | $107 | $115 | +$8 |
|---|
CP
CANADIAN PACIFIC KANSAS CITY ORD | | COM | 1,000 | 1,000 | 0 | $78 | $86 | +$8 |
|---|
NTRS
NORTHERN TRUST ORD | United States | COM | 200 | 200 | 0 | $27 | $34 | +$7 |
|---|
REGN
REGENERON PHARMACEUTICALS ORD | United States | COM | 50 | 50 | 0 | $38 | $31 | -$7 |
|---|
TASK
TASKUS CL A ORD | United States | COM | 3,500 | 3,500 | 0 | $23 | $16 | -$7 |
|---|
UBSI
UNITED BANKSHARES ORD | United States | COM | 1,600 | 1,600 | 0 | $66 | $73 | +$7 |
|---|
INBX
INHIBRX BIOSCIENCES ORD | United States | COM | 250 | 250 | 0 | $16 | $23 | +$7 |
|---|
AOS
A O SMITH ORD | United States | COM | 2,000 | 2,000 | 0 | $131 | $125 | -$6 |
|---|
MDRX
VERADIGM ORD | United States | COM | 13,000 | 13,000 | 0 | $60 | $66 | +$6 |
|---|
VIR
VIR BIOTECHNOLOGY ORD | United States | COM | 5,000 | 5,000 | 0 | $44 | $50 | +$6 |
|---|
IMRX
IMMUNEERING CL A ORD | United States | COM | 20,000 | 20,000 | 0 | $105 | $99 | -$6 |
|---|
COMP
COMPASS CL A ORD | United States | COM | 1,100 | 1,100 | 0 | $8 | $13 | +$5 |
|---|
PPL
PPL ORD | United States | COM | 2,500 | 2,500 | 0 | $95 | $90 | -$5 |
|---|
ZENVF
ZENVIA CL A ORD | | COM | 8,000 | 8,000 | 0 | $5 | $0 | -$5 |
|---|
NEU
NEWMARKET ORD | United States | COM | 30 | 30 | 0 | $19 | $23 | +$4 |
|---|
GRAB
GRAB HOLDINGS CL A ORD | | COM | 30,840 | 30,840 | 0 | $112 | $116 | +$4 |
|---|
CXM
SPRINKLR CL A ORD | United States | COM | 4,000 | 4,000 | 0 | $24 | $20 | -$4 |
|---|
KDKRW
KODIAK ROBOTICS INC WRT | | COM | 9,000 | 9,000 | 0 | $9 | $6 | -$3 |
|---|
NEWT
NEWTEKONE ORD | United States | COM | 800 | 800 | 0 | $8 | $11 | +$3 |
|---|
ARBE
ARBE ROBOTICS ORD | | COM | 13,000 | 13,000 | 0 | $7 | $10 | +$3 |
|---|
AVIR
ATEA PHARMACEUTICALS ORD | United States | COM | 5,000 | 5,000 | 0 | $26 | $23 | -$3 |
|---|
OKLO
OKLO CL A ORD | United States | COM | 1,000 | 1,000 | 0 | $49 | $52 | +$3 |
|---|
PACB
PACIFIC BIOSCIENCES OF CALIFRNIA ORD | United States | COM | 10,000 | 10,000 | 0 | $13 | $16 | +$3 |
|---|
PMTR
PERIMETER ACQUISITION CL A ORD | | COM | 15,110 | 15,110 | 0 | $154 | $157 | +$3 |
|---|
RYAAY
RYANAIR HOLDINGS ORD | | COM | 309 | 309 | 0 | $17 | $20 | +$3 |
|---|
SFNC
SIMMONS FIRST NATIONAL CL A ORD | United States | COM | 800 | 800 | 0 | $15 | $18 | +$3 |
|---|
STLA
STELLANTIS ORD | | COM | 2,000 | 2,000 | 0 | $14 | $11 | -$3 |
|---|
TRST
TRUSTCO BANK ORD | United States | COM | 300 | 300 | 0 | $13 | $16 | +$3 |
|---|
WSBC
WESBANCO ORD | United States | COM | 600 | 600 | 0 | $20 | $23 | +$3 |
|---|
FLD
FOLD HOLDINGS CL A ORD | United States | COM | 3,000 | 3,000 | 0 | $3 | $1 | -$2 |
|---|
FLWS
1-800 FLOWERS.COM CL A ORD | United States | COM | 5,000 | 5,000 | 0 | $15 | $17 | +$2 |
|---|
ATCX
ATLAS CRITICAL MINERALS ORD | | COM | 1,255 | 1,255 | 0 | $6 | $4 | -$2 |
|---|
CC
CHEMOURS ORD | United States | COM | 1,000 | 1,000 | 0 | $22 | $20 | -$2 |
|---|
CNTB
CONNECT BIOPHARMA HOLDINGS ORD | | COM | 5,000 | 5,000 | 0 | $13 | $11 | -$2 |
|---|
ORGN
ORIGIN MATERIALS CL A ORD | United States | COM | 934 | 934 | 0 | $2 | $0 | -$2 |
|---|
WENN
WEN ACQUISITION CL A ORD | | COM | 20,000 | 20,000 | 0 | $203 | $205 | +$2 |
|---|
KCHV
KOCHAV DEFENSE ACQUISITION CL A ORD | | COM | 290 | 290 | 0 | $2 | $3 | +$1 |
|---|
MANU
MANCHESTER UNITED CL A ORD | | COM | 100 | 100 | 0 | $1 | $2 | +$1 |
|---|
NFE
NEW FORTRESS ENERGY CL A ORD | United States | COM | 2,000 | 2,000 | 0 | $1 | $0 | -$1 |
|---|
NJR
NJ RESOURCES ORD | United States | COM | 400 | 400 | 0 | $21 | $22 | +$1 |
|---|
OXY
OCCIDENTAL PETROLEUM ORD | United States | COM | 40 | 40 | 0 | $2 | $1 | -$1 |
|---|
ENSC
ENSYSCE BIOSCIENCES ORD | United States | COM | 3,000 | 3,000 | 0 | $1 | $0 | -$1 |
|---|
FFIN
FIRST FINANCIAL BANKSHARES ORD | United States | COM | 200 | 200 | 0 | $5 | $6 | +$1 |
|---|
GETY
GETTY IMAGES HOLDINGS CL A ORD | United States | COM | 10,000 | 10,000 | 0 | $7 | $8 | +$1 |
|---|
PEW
GRABAGUN DIGITAL HOLDINGS ORD | United States | COM | 750 | 750 | 0 | $2 | $1 | -$1 |
|---|
ATYR
ATYR PHARMA ORD | United States | COM | 1,500 | 1,500 | 0 | $1 | $0 | -$1 |
|---|
BANC
BANC OF CALIFORNIA ORD | United States | COM | 50 | 50 | 0 | $0 | $1 | +$1 |
|---|
BAX
BAXTER INTERNATIONAL ORD | United States | COM | 300 | 300 | 0 | $5 | $6 | +$1 |
|---|
BILL
BILL HOLDINGS ORD | United States | COM | 400 | 400 | 0 | $15 | $14 | -$1 |
|---|
CTBI
COMMUNITY TRUST BANCORP ORD | United States | COM | 100 | 100 | 0 | $6 | $7 | +$1 |
|---|
PFLT
PENNANTPARK FLOATING RATE CAPITA ORD | United States | COM | 1,200 | 1,200 | 0 | $9 | $8 | -$1 |
|---|
BRR
PROCAP FINANCIAL ORD | United States | COM | 2,200 | 2,200 | 0 | $4 | $3 | -$1 |
|---|
SRG
SERITAGE GROWTH PROPERTIES CL A ORD | United States | COM | 3,000 | 3,000 | 0 | $8 | $7 | -$1 |
|---|
SORNU
SOREN ACQUISITION UNT | | COM | 100 | 100 | 0 | $0 | $1 | +$1 |
|---|
SYBT
STOCK YARDS BANCORP ORD | United States | COM | 100 | 100 | 0 | $6 | $7 | +$1 |
|---|
UGI
UGI ORD | United States | COM | 400 | 400 | 0 | $14 | $13 | -$1 |
|---|
PATH
UIPATH CL A ORD | United States | COM | 2,000 | 2,000 | 0 | $22 | $21 | -$1 |
|---|
UNF
UNIFIRST ORD | United States | COM | 100 | 100 | 0 | $25 | $26 | +$1 |
|---|
YLLXF
YELLOW CAKE ORD | | COM | 700 | 700 | 0 | $5 | $4 | -$1 |
|---|
IMO
IMPERIAL OIL ORD | | COM | 50 | 50 | 0 | $6 | $5 | -$1 |
|---|
LFEV
LIFE ELECTRIC VEHICLES HOLDINGS ORD (PNK) | | COM | 20 | 20 | 0 | $0 | $0 | $0 |
|---|
MBI
MBIA ORD | United States | COM | 150 | 150 | 0 | $0 | $0 | $0 |
|---|
MDU
MDU RESOURCES GROUP ORD | United States | COM | 400 | 400 | 0 | $8 | $8 | $0 |
|---|
CRON
CRONOS GROUP ORD | | COM | 1,000 | 1,000 | 0 | $2 | $2 | $0 |
|---|
HELP
CYBIN ORD | | COM | 100 | 100 | 0 | $0 | $0 | $0 |
|---|
NUCL
EAGLE NUCLEAR ENERGY CORP | United States | COM | 90 | 90 | 0 | $0 | $0 | $0 |
|---|
FIGXU
FIGX CAPITAL ACQUISITION UNT | | COM | 100 | 100 | 0 | $1 | $1 | $0 |
|---|
FUSB
FIRST US BANCSHARES ORD | United States | COM | 30 | 30 | 0 | $0 | $0 | $0 |
|---|
GENVR
GEN DIGITAL CONTINGENT VALUE RTS | United States | COM | 90 | 90 | 0 | $0 | $0 | $0 |
|---|
HWBK
HAWTHORN BANCSHARES ORD | United States | COM | 30 | 30 | 0 | $1 | $1 | $0 |
|---|
HCMAU
HCM III ACQUISITION UNT | | COM | 200 | 200 | 0 | $2 | $2 | $0 |
|---|
HMNY
HELIOS AND MATHESON ANALYTICS ORD | | COM | 1,002 | 1,002 | 0 | $0 | $0 | $0 |
|---|
AAGR
AFRICAN AGRICULTURE HOLDINGS ORD | United States | COM | 126,820 | 126,820 | 0 | $1 | $1 | $0 |
|---|
AACB
ARTIUS II ACQUISITION CL A ORD | | COM | 112 | 112 | 0 | $1 | $1 | $0 |
|---|
BRKB
BERKSHIRE HATHAWAY CL B ORD | | COM | 1 | 1 | 0 | $0 | $0 | $0 |
|---|
BB
BLACKBERRY ORD | | COM | 1 | 1 | 0 | $0 | $0 | $0 |
|---|
BLRKU
BLUEROCK ACQUISITION UNT | | COM | 3,800 | 3,800 | 0 | $38 | $38 | $0 |
|---|
BNKK
BONK ORD | United States | COM | 28 | 28 | 0 | $0 | $0 | $0 |
|---|
OFSSO
OFS CAPITAL 7 50 NTS | United States | COM | 500 | 500 | 0 | $12 | $12 | $0 |
|---|
OPEN
OPENDOOR TECHNOLOGIES ORD | United States | COM | 10 | 10 | 0 | $0 | $0 | $0 |
|---|