FIRST TRUST ADVISORS LP historic quarter change: USA Funds, Sold out
In funds and trusts that are not on this site's ETF list (sponsor series, commodity pools, money market) (listed in the US), over 23 quarters from 2013-06-30 to 2026-06-30, FIRST TRUST ADVISORS LP opened 42 positions, added to 331, reduced 285 and sold out of 57.
- Q2 2025: Stock EQUITY COMWLTH; Country of operation United States; Class COM SH BEN INT; Shares before 2,339,196.
- Q1 2025: Stock RETAIL OPPORTUNITY INVTS COR; Country of operation United States; Class COM; Shares before 123,327.
- Q2 2024: Stock CHIMERA INVT CORP; Country of operation United States; Class COM NEW; Shares before 864,335.
- Q2 2024: Stock DUCKHORN PORTFOLIO INC; Country of operation United States; Class COM; Shares before 344,112.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1125816), 23 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-11); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-13); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-13); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-12); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-13); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-14); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-13); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-13); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-13); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-13); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-01); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-04); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-10); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-05-04); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-05); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-04); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-04); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-13); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-11); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-12); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-08-08); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2001-03-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q2 2025 | EQUITY COMWLTH
CUSIP 294628102 | United States | COM SH BEN INT | 2,339,196 | 0 | -2,339,196 | $3,766,105 | $0 | -$3,766,105 | 2025-08-13 |
|---|
| Q1 2025 | RETAIL OPPORTUNITY INVTS COR
CUSIP 76131N101 | United States | COM | 123,327 | 0 | -123,327 | $2,140,956 | $0 | -$2,140,956 | 2025-05-14 |
|---|
| Q2 2024 | CHIMERA INVT CORP
CUSIP 16934Q208 | United States | COM NEW | 864,335 | 0 | -864,335 | $3,984,584 | $0 | -$3,984,584 | 2024-08-13 |
|---|
| Q2 2024 | DUCKHORN PORTFOLIO INC
CUSIP 26414D106 | United States | COM | 344,112 | 0 | -344,112 | $3,203,682 | $0 | -$3,203,682 | 2024-08-13 |
|---|
| Q1 2024 | PHYSICIANS RLTY TR
CUSIP 71943U104 | United States | COM | 272,306 | 0 | -272,306 | $3,624,392 | $0 | -$3,624,392 | 2024-05-13 |
|---|
| Q3 2016 | NUVEEN SELECT QUALITY MUN FD
CUSIP 670973106 | | COM | 61,283 | 0 | -61,283 | $951,000 | $0 | -$951,000 | 2016-11-01 |
|---|
| Q3 2016 | NUVEEN PREM INCOME MUN FD 2
CUSIP 67063W102 | | COM | 42,036 | 0 | -42,036 | $651,000 | $0 | -$651,000 | 2016-11-01 |
|---|
| Q3 2016 | FS INVT CORP
CUSIP 302635107 | | COM | 48,430 | 0 | -48,430 | $438,000 | $0 | -$438,000 | 2016-11-01 |
|---|
| Q3 2016 | NUVEEN PREM INCOME MUN FD
CUSIP 67062T100 | | COM | 21,059 | 0 | -21,059 | $325,000 | $0 | -$325,000 | 2016-11-01 |
|---|
| Q3 2016 | AG MTG INVT TR INC
CUSIP 001228105 | | COM | 14,565 | 0 | -14,565 | $210,000 | $0 | -$210,000 | 2016-11-01 |
|---|
| Q3 2016 | LEGG MASON BW GLB INC OPP FD
CUSIP 52469B100 | | COM | 11,025 | 0 | -11,025 | $143,000 | $0 | -$143,000 | 2016-11-01 |
|---|
| Q3 2016 | WINTHROP RLTY TR
CUSIP 976391300 | | SH BEN INT NEW | 14,430 | 0 | -14,430 | $127,000 | $0 | -$127,000 | 2016-11-01 |
|---|
| Q2 2016 | NUVEEN QUALITY PFD INC FD 3
CUSIP 67072W101 | | COM | 39,893 | 0 | -39,893 | $342,000 | $0 | -$342,000 | 2016-08-04 |
|---|
| Q2 2016 | BROOKFIELD TOTAL RETURN FD I
CUSIP 11283U108 | | COM | 9,047 | 0 | -9,047 | $219,000 | $0 | -$219,000 | 2016-08-04 |
|---|
| Q1 2016 | NUVEEN INVT QUALITY MUN FD I
CUSIP 67062E103 | | COM | 39,148 | 0 | -39,148 | $604,000 | $0 | -$604,000 | 2016-05-10 |
|---|
| Q1 2016 | NUVEEN QUALITY PFD INCOME FD
CUSIP 67072C105 | United States | COM | 38,227 | 0 | -38,227 | $348,000 | $0 | -$348,000 | 2016-05-10 |
|---|
| Q1 2016 | NUVEEN MUN OPPORTUNITY FD IN
CUSIP 670984103 | | COM | 14,646 | 0 | -14,646 | $210,000 | $0 | -$210,000 | 2016-05-10 |
|---|
| Q4 2015 | GRAMERCY PPTY TR INC
CUSIP 38489R605 | | COM NEW | 20,945 | 0 | -20,945 | $435,000 | $0 | -$435,000 | 2016-05-04 |
|---|
| Q3 2015 | CYS INVTS INC
CUSIP 12673A108 | | COM | 1,929,326 | 0 | -1,929,326 | $14,914,000 | $0 | -$14,914,000 | 2015-11-05 |
|---|
| Q3 2015 | EXCEL TR INC
CUSIP 30068C109 | | COM | 24,658 | 0 | -24,658 | $389,000 | $0 | -$389,000 | 2015-11-05 |
|---|
| Q2 2015 | CHIMERA INVT CORP
CUSIP 16934Q109 | | COM | 6,910,196 | 0 | -6,910,196 | $21,698,000 | $0 | -$21,698,000 | 2015-08-04 |
|---|
| Q2 2015 | HERSHA HOSPITALITY TR
CUSIP 427825104 | | SH BEN INT A | 876,004 | 0 | -876,004 | $5,668,000 | $0 | -$5,668,000 | 2015-08-04 |
|---|
| Q2 2015 | ETFS PLATINUM TR
CUSIP 26922V101 | | SH BEN INT | 2,287 | 0 | -2,287 | $253,000 | $0 | -$253,000 | 2015-08-04 |
|---|
| Q2 2015 | NUVEEN DIV ADVANTAGE MUN FD
CUSIP 67070F100 | | COM | 16,194 | 0 | -16,194 | $230,000 | $0 | -$230,000 | 2015-08-04 |
|---|
| Q1 2015 | AMERICAN CAP MTG INVT CORP
CUSIP 02504A104 | | COM | 717,898 | 0 | -717,898 | $13,525,000 | $0 | -$13,525,000 | 2015-05-04 |
|---|
| Q1 2015 | GLIMCHER RLTY TR
CUSIP 379302102 | | SH BEN INT | 83,224 | 0 | -83,224 | $1,143,000 | $0 | -$1,143,000 | 2015-05-04 |
|---|
| Q1 2015 | GRAMERCY PPTY TR INC
CUSIP 38489R100 | | COM | 75,781 | 0 | -75,781 | $523,000 | $0 | -$523,000 | 2015-05-04 |
|---|
| Q1 2015 | AMER RLTY CAP HEALTHCAR TR I
CUSIP 02917R108 | | COM | 14,677 | 0 | -14,677 | $175,000 | $0 | -$175,000 | 2015-05-04 |
|---|
| Q4 2014 | HEALTHCARE TR AMER INC
CUSIP 42225P105 | | CL A | 408,891 | 0 | -408,891 | $4,743,000 | $0 | -$4,743,000 | 2015-02-13 |
|---|
| Q4 2014 | H & Q HEALTHCARE INVESTORS
CUSIP 404052102 | | SH BEN INT | 54,989 | 0 | -54,989 | $1,562,000 | $0 | -$1,562,000 | 2015-02-13 |
|---|
| Q4 2014 | PORTFOLIO RECOVERY ASSOCS IN
CUSIP 73640Q105 | | COM | 26,011 | 0 | -26,011 | $1,359,000 | $0 | -$1,359,000 | 2015-02-13 |
|---|
| Q4 2014 | H & Q LIFE SCIENCES INVS
CUSIP 404053100 | | SH BEN INT | 60,143 | 0 | -60,143 | $1,329,000 | $0 | -$1,329,000 | 2015-02-13 |
|---|
| Q4 2014 | EDUCATION RLTY TR INC
CUSIP 28140H104 | | COM | 62,253 | 0 | -62,253 | $640,000 | $0 | -$640,000 | 2015-02-13 |
|---|
| Q4 2014 | BLACKROCK DIVID INCOME TR
CUSIP 09250D109 | | SHS | 45,290 | 0 | -45,290 | $594,000 | $0 | -$594,000 | 2015-02-13 |
|---|
| Q4 2014 | WINTHROP RLTY TR
CUSIP 976391300 | | SH BEN INT NEW | 14,110 | 0 | -14,110 | $213,000 | $0 | -$213,000 | 2015-02-13 |
|---|
| Q3 2014 | COMMONWEALTH REIT
CUSIP 203233101 | | COM SH BEN INT | 47,072 | 0 | -47,072 | $1,239,000 | $0 | -$1,239,000 | 2014-11-12 |
|---|
| Q3 2014 | WESTERN ASSET MUN DEF OPP TR
CUSIP 95768A109 | | COM | 19,603 | 0 | -19,603 | $439,000 | $0 | -$439,000 | 2014-11-12 |
|---|
| Q3 2014 | NUVEEN DIVERSIFIED COMMODTY
CUSIP 67074P104 | | COM UT BEN INT | 24,125 | 0 | -24,125 | $392,000 | $0 | -$392,000 | 2014-11-12 |
|---|
| Q3 2014 | KITE RLTY GROUP TR
CUSIP 49803T102 | | COM | 54,650 | 0 | -54,650 | $336,000 | $0 | -$336,000 | 2014-11-12 |
|---|
| Q2 2014 | APOLLO INVT CORP
CUSIP 03761U106 | | COM | 477,035 | 0 | -477,035 | $3,964,000 | $0 | -$3,964,000 | 2014-08-11 |
|---|
| Q2 2014 | CORENERGY INFRASTRUCTURE TR
CUSIP 21870U205 | | COM | 465,867 | 0 | -465,867 | $3,145,000 | $0 | -$3,145,000 | 2014-08-11 |
|---|
| Q2 2014 | H & Q LIFE SCIENCES INVS
CUSIP 404053100 | | SH BEN INT | 51,437 | 0 | -51,437 | $1,119,000 | $0 | -$1,119,000 | 2014-08-11 |
|---|
| Q2 2014 | NUVEEN SHT DUR CR OPP FD
CUSIP 67074X107 | | COM | 51,941 | 0 | -51,941 | $960,000 | $0 | -$960,000 | 2014-08-11 |
|---|
| Q2 2014 | NUVEEN PREM INCOME MUN FD
CUSIP 67062T100 | | COM | 39,232 | 0 | -39,232 | $514,000 | $0 | -$514,000 | 2014-08-11 |
|---|
| Q1 2014 | COLE REAL ESTATE INVTS INC
CUSIP 19329V105 | | COM | 164,915 | 0 | -164,915 | $2,315,000 | $0 | -$2,315,000 | 2014-05-12 |
|---|
| Q1 2014 | CYS INVTS INC
CUSIP 12673A108 | | COM | 288,977 | 0 | -288,977 | $2,141,000 | $0 | -$2,141,000 | 2014-05-12 |
|---|
| Q1 2014 | PORTFOLIO RECOVERY ASSOCS IN
CUSIP 73640Q105 | | COM | 26,025 | 0 | -26,025 | $1,375,000 | $0 | -$1,375,000 | 2014-05-12 |
|---|
| Q1 2014 | MFS INTERMARKET INCOME TRUST
CUSIP 59318R103 | | SH BEN INT | 10,605 | 0 | -10,605 | $86,000 | $0 | -$86,000 | 2014-05-12 |
|---|
| Q4 2013 | CORENERGY INFRASTRUCTURE TR
CUSIP 21870U205 | | COM | 165,867 | 0 | -165,867 | $1,161,000 | $0 | -$1,161,000 | 2014-08-08 |
|---|
| Q4 2013 | COLONIAL PPTYS TR
CUSIP 195872106 | | COM SH BEN INT | 43,132 | 0 | -43,132 | $970,000 | $0 | -$970,000 | 2014-08-08 |
|---|
| Q4 2013 | BLACKROCK SR HIGH INCOME FD
CUSIP 09255T109 | | COM | 139,615 | 0 | -139,615 | $550,000 | $0 | -$550,000 | 2014-08-08 |
|---|
| Q4 2013 | NUVEEN SELECT TAX FREE INCM
CUSIP 67063C106 | | SH BEN INT | 18,444 | 0 | -18,444 | $231,000 | $0 | -$231,000 | 2014-08-08 |
|---|
| Q4 2013 | BLACKROCK CORPOR HI YLD FD V
CUSIP 09255N102 | | COM | 13,867 | 0 | -13,867 | $168,000 | $0 | -$168,000 | 2014-08-08 |
|---|
| Q3 2013 | GOVERNMENT PPTYS INCOME TR
CUSIP 38376A103 | | COM SHS BEN IN | 40,871 | 0 | -40,871 | $1,031,000 | $0 | -$1,031,000 | 2013-11-12 |
|---|
| Q3 2013 | NUVEEN MUN HIGH INC OPPTY FD
CUSIP 670683101 | | COM | 82,928 | 0 | -82,928 | $1,012,000 | $0 | -$1,012,000 | 2013-11-12 |
|---|
| Q3 2013 | BLACKROCK MUN 2020 TERM TR
CUSIP 09249X109 | | COM SHS | 28,241 | 0 | -28,241 | $457,000 | $0 | -$457,000 | 2013-11-12 |
|---|
| Q3 2013 | MPG OFFICE TR INC
CUSIP 553274101 | | COM | 33,679 | 0 | -33,679 | $106,000 | $0 | -$106,000 | 2013-11-12 |
|---|