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FIRST TRUST ADVISORS LP Historic Quarter Change: Foreign ETF, Reduced

FIRST TRUST ADVISORS LP historic quarter change: Foreign ETF, Reduced

In exchange-traded fund shares (known by the fund name on the filing) (depositary receipts and foreign shares traded over the counter), over 23 quarters from 2013-06-30 to 2026-06-30, FIRST TRUST ADVISORS LP opened 3 positions, added to 13, reduced 10 and sold out of 2.

  • Q1 2026: Stock BABA; Country of operation —; Class SPONSORED ADS; Shares before 57,685.
  • Q2 2025: Stock BABA; Country of operation —; Class SPONSORED ADS; Shares before 110,035.
  • Q1 2025: Stock JOYY; Country of operation —; Class ADS REPSTG COM A; Shares before 5,341.
  • Q4 2024: Stock JOYY; Country of operation —; Class ADS REPSTG COM A; Shares before 6,872.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1125816), 23 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-08-11); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-13); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-02-13); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-12); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-08-13); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-14); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-02-13); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-13); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-13); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-13); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-01); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-04); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-10); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-05-04); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-05); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-04); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-04); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-13); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-11); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-12); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-08-08); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-12). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2001-03-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q1 2026BABA
ALIBABA GROUP HLDG LTD
SPONSORED ADS57,68553,602-4,083$8,455,467$6,724,906-$1,730,5612026-05-13
Q2 2025BABA
ALIBABA GROUP HLDG LTD
SPONSORED ADS110,03550,738-59,297$14,549,928$5,754,196-$8,795,7322025-08-13
Q1 2025JOYY
JOYY INC
ADS REPSTG COM A5,3415,274-67$223,520$221,402-$2,1182025-05-14
Q4 2024JOYY
JOYY INC
ADS REPSTG COM A6,8725,341-1,531$249,041$223,520-$25,5212025-02-13
Q3 2024BABA
ALIBABA GROUP HLDG LTD
SPONSORED ADS59,42046,860-12,560$4,278,240$4,972,783+$694,5432024-11-13
Q3 2016BABA
ALIBABA GROUP HLDG LTD
SPONSORED ADS153,858133,500-20,358$12,236,000$14,123,000+$1,887,0002016-11-01
Q1 2016BABA
ALIBABA GROUP HLDG LTD
SPONSORED ADS108,41490,305-18,109$8,811,000$7,137,000-$1,674,0002016-05-10
Q4 2015BABA
ALIBABA GROUP HLDG LTD
SPONSORED ADS217,936108,414-109,522$12,852,000$8,811,000-$4,041,0002016-05-04
Q3 2015BABA
ALIBABA GROUP HLDG LTD
SPONSORED ADS284,890217,936-66,954$23,438,000$12,852,000-$10,586,0002015-11-05
Q4 2014BABA
ALIBABA GROUP HLDG LTD
SPONSORED ADS169,6062,710-166,896$15,069,000$282,000-$14,787,0002015-02-13

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