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FIRST NIAGARA BANK Historic Quarter Change: Foreign Stocks, Reduced

FIRST NIAGARA BANK historic quarter change: Foreign Stocks, Reduced

In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 12 quarters from 2013-06-30 to 2016-06-30, FIRST NIAGARA BANK opened 0 positions, added to 0, reduced 7 and sold out of 3.

  • Q1 2014: Stock TCKRF; Country of operation —; Class COMMON; Shares before 11,680.
  • Q1 2014: Stock ABBNY; Country of operation Switzerland; Class COMMON; Shares before 16,300.
  • Q1 2014: Stock TELFY; Country of operation Spain; Class COMMON; Shares before 11,480.
  • Q4 2013: Stock TELFY; Country of operation Spain; Class COMMON; Shares before 20,555.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1061304), 12 quarters: Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-07-25); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-13); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-10); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-12); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-12); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-13); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-13); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-13); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-13); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-13); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-12); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 1999-03-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q1 2014TCKRF
TECK RESOURCES LTD
COMMON11,68010,000-1,680$318,000$229,000-$89,0002014-05-13
Q1 2014ABBNY
ABB LTD SPONS ADR
SwitzerlandCOMMON16,30013,750-2,550$433,000$354,000-$79,0002014-05-13
Q1 2014TELFY
TELEFONICA SA SPONS ADR
SpainCOMMON11,48011,030-450$188,000$174,000-$14,0002014-05-13
Q4 2013TELFY
TELEFONICA SA SPONS ADR
SpainCOMMON20,55511,480-9,075$318,000$188,000-$130,0002014-02-12
Q4 2013ABBNY
ABB LTD SPONS ADR
SwitzerlandCOMMON19,32516,300-3,025$456,000$433,000-$23,0002014-02-12
Q3 2013ABBNY
ABB LTD SPONS ADR
SwitzerlandCOMMON35,00019,325-15,675$758,000$456,000-$302,0002013-11-14
Q3 2013TELFY
TELEFONICA SA SPONS ADR
SpainCOMMON30,45520,555-9,900$390,000$318,000-$72,0002013-11-14

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