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FCG ADVISORS, LLC Historic Quarter Change: Foreign Stocks, New

FCG ADVISORS, LLC historic quarter change: Foreign Stocks, New

In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 13 quarters from 2013-06-30 to 2016-09-30, FCG ADVISORS, LLC opened 16 positions, added to 5, reduced 4 and sold out of 14.

  • Q2 2016: Stock NVS; Country of operation —; Class ADR; Shares before 0.
  • Q1 2016: Stock AERG; Country of operation United States; Class COM; Shares before 0.
  • Q4 2015: Stock NOK; Country of operation —; Class ADR; Shares before 0.
  • Q4 2015: Stock LYG; Country of operation —; Class ADR; Shares before 0.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1009950), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-15); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-11); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-16); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-16); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-16); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-13); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-14); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-13); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-13); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-15); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-14); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-13); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-11-14). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2011-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q2 2016NVS
NOVARTIS A G SPONSORED ADR
ADR04,819+4,819$0$398,000+$398,0002016-08-11
Q1 2016AERG
APPLIED ENERGETICS INC COM ISIN #US03819M1062
United StatesCOM077,841+77,841$0$1,000+$1,0002016-05-16
Q4 2015NOK
NOKIA OYJ ADR EACH REPR 1 ORD NPV
ADR012,794+12,794$0$90,000+$90,0002016-02-16
Q4 2015LYG
LLOYDS BANKING GROUP PLC SPONSORED ADR
ADR010,596+10,596$0$46,000+$46,0002016-02-16
Q1 2015IBN
ICICI BANK LIMITED ADR EACH REPR 2 ORD
ADR011,095+11,095$0$115,000+$115,0002015-05-14
Q4 2014LYG
LLOYDS BANKING GROUP ADR REP 4 ORD
ADR015,090+15,090$0$67,000+$67,0002015-02-13
Q3 2014NVS
NOVARTIS AG ADR-EACH REPR 1 CHF0.5(REGD)
ADR02,716+2,716$0$211,000+$211,0002014-11-13
Q3 2014MUFG
MITSUBISHI UFJ FINANCIAL GROUP INC
COM016,411+16,411$0$105,000+$105,0002014-11-13
Q2 2014NVS
* NOVARTIS A G SPONSORED ADR
Com03,086+3,086$0$279,000+$279,0002014-08-15
Q2 2014NOK
* NOKIA CORP SPONSORED ADR
Com012,362+12,362$0$93,000+$93,0002014-08-15
Q1 2014NVS
NOVARTIS A G
COM02,824+2,824$0$240,000+$240,0002014-05-14
Q1 2014NOK
NOKIA CORP
COM012,200+12,200$0$89,000+$89,0002014-05-14
Q1 2014MUFG
MITSUBISHI UFJ FINL GROUP IN
ADR012,292+12,292$0$68,000+$68,0002014-05-14
Q4 2013NVS
* NOVARTIS A G SPONSORED ADR
ADR02,890+2,890$0$232,000+$232,0002014-02-13
Q4 2013MUFG
* MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR
COM014,387+14,387$0$96,000+$96,0002014-02-13
Q4 2013NOK
* NOKIA CORP SPONSORED ADR
ADR010,333+10,333$0$84,000+$84,0002014-02-13

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