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FBR & Co. Last Quarter Change: USA Bonds: Convertible Notes, Added

FBR & Co. quarter change: USA Bonds: Convertible Notes, Added

In convertible notes that pay a coupon (listed in the US), from the quarter ended 2013-09-30 to 2013-12-31, FBR & Co. opened 8 positions, added to 1, reduced 0, sold out of 13 and left 0 unchanged. The largest increase in value was AK STEEL HOLDING CORPORATION (+$5,608,000); the largest decrease was EXTERRAN HLDGS INC (-$2,889,000).

  • AK STEEL HOLDING CORPORATION: Country of operation —; Class NOTE 5.000%11/1; Principal 2013-09-30 $1,015,000; Principal 2013-12-31 $4,066,000.

Two Form 13F-HR filings compared (SEC CIK 1371446): 2013-09-30 (filed 2013-11-19) and 2013-12-31 (filed 2014-02-11). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

StockCountry of operationClassPrincipal 2013-09-30Principal 2013-12-31Share changeValue 2013-09-30Value 2013-12-31Value change
AK STEEL HOLDING CORPORATION
CUSIP 001546AP5
NOTE 5.000%11/1$1,015,000$4,066,000+3,051,000$956,000$6,564,000+$5,608,000

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