FALCON POINT CAPITAL, LLC Last Quarter Change: USA Everything Else, Unchanged

FALCON POINT CAPITAL, LLC quarter change: USA Everything Else, Unchanged

In partnership units, exchange-traded notes and anything else (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, FALCON POINT CAPITAL, LLC opened 0 positions, added to 0, reduced 0, sold out of 0 and left 6 unchanged. The largest increase in value was PetroQuest Energy 6.875% (+$360,000); the largest decrease was Wintrust Financial Group 6.5% (-$30,000).

PetroQuest Energy 6.875%: Country of operation —; Class CVPFD; Shares 2016-06-30 40,000; Shares 2016-09-30 40,000.
Tyson Foods Inc 4.75%: Country of operation —; Class CVPFD; Shares 2016-06-30 15,000; Shares 2016-09-30 15,000.
TravelCenters of America 8%: Country of operation —; Class PRD; Shares 2016-06-30 70,000; Shares 2016-09-30 70,000.
Wintrust Financial Group 6.5%: Country of operation United States; Class PRD; Shares 2016-06-30 40,000; Shares 2016-09-30 40,000.

Two Form 13F-HR filings compared (SEC CIK 1251557): 2016-06-30 (filed 2016-07-26) and 2016-09-30 (filed 2016-11-08). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

Stock	Country of operation	Class	Shares 2016-06-30	Shares 2016-09-30	Value 2016-06-30	Value 2016-09-30	Value change
PetroQuest Energy 6.875% CUSIP 716748207		CVPFD	40,000	40,000	$280,000	$640,000	+$360,000
Tyson Foods Inc 4.75% CUSIP 902494301		CVPFD	15,000	15,000	$1,108,000	$1,156,000	+$48,000
TravelCenters of America 8% CUSIP 894174309		PRD	70,000	70,000	$1,759,000	$1,789,000	+$30,000
Wintrust Financial Group 6.5% CUSIP 97650W405	United States	PRD	40,000	40,000	$1,138,000	$1,108,000	-$30,000
PPL Corp. 5.9% CUSIP 69352P202		PRD	20,000	20,000	$538,000	$521,000	-$17,000
US Bancorp 6% Series G CUSIP 902973817		PRD	10,000	10,000	$261,000	$256,000	-$5,000

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