Empirical Financial Services, LLC d.b.a. Empirical Wealth Management historic quarter change: Foreign Stocks, Reduced
In share positions in stocks (depositary receipts and foreign shares traded over the counter), over 23 quarters from 2013-06-30 to 2026-06-30, Empirical Financial Services, LLC d.b.a. Empirical Wealth Management opened 73 positions, added to 142, reduced 49 and sold out of 25.
- Q2 2026: Stock ARM; Country of operation —; Class SPONSORED ADS; Shares before 5,608.
- Q2 2026: Stock ASX; Country of operation —; Class SPONSORED ADS; Shares before 50,952.
- Q2 2026: Stock UMC; Country of operation —; Class SPON ADR NEW; Shares before 27,052.
- Q2 2026: Stock RIO; Country of operation —; Class SPONSORED ADR; Shares before 6,859.
Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1510434), 23 quarters: Q2 2026 (2026-03-31 to 2026-06-30, filed 2026-07-15); Q1 2026 (2025-12-31 to 2026-03-31, filed 2026-05-04); Q4 2025 (2025-09-30 to 2025-12-31, filed 2026-01-16); Q3 2025 (2025-06-30 to 2025-09-30, filed 2025-11-10); Q2 2025 (2025-03-31 to 2025-06-30, filed 2025-07-21); Q1 2025 (2024-12-31 to 2025-03-31, filed 2025-05-08); Q4 2024 (2024-09-30 to 2024-12-31, filed 2025-01-22); Q3 2024 (2024-06-30 to 2024-09-30, filed 2024-11-01); Q2 2024 (2024-03-31 to 2024-06-30, filed 2024-08-09); Q1 2024 (2023-12-31 to 2024-03-31, filed 2024-05-07); Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-04); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-01); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-04-21); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-01-26); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-10-22); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-06); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-07); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-10); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-07-17); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-06); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-01-24); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-10-24). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2010-12-31. Not compared, as a quarter between them is not held here yet: 2016-09-30 to 2023-12-31 (missing 2016-12-31, 2017-03-31, 2017-06-30, 2017-09-30, 2017-12-31, 2018-03-31, 2018-06-30, 2018-09-30, 2018-12-31, 2019-03-31, 2019-06-30, 2019-09-30, 2019-12-31, 2020-03-31, 2020-06-30, 2020-09-30, 2020-12-31, 2021-03-31, 2021-06-30, 2021-09-30, 2021-12-31, 2022-03-31, 2022-06-30, 2022-09-30, 2022-12-31, 2023-03-31, 2023-06-30, 2023-09-30).
| Quarter | Stock | Country of operation | Class | Shares before | Shares after | Share change | Value before | Value after | Value change | Filed |
|---|
| Q2 2026 | ARM
ARM HOLDINGS PLC | | SPONSORED ADS | 5,608 | 4,815 | -793 | $848,379 | $1,707,255 | +$858,876 | 2026-07-15 |
|---|
| Q2 2026 | ASX
ASE TECHNOLOGY HLDG CO LTD | | SPONSORED ADS | 50,952 | 42,119 | -8,833 | $1,104,640 | $1,900,410 | +$795,770 | 2026-07-15 |
|---|
| Q2 2026 | UMC
UNITED MICROELECTRONICS CORP | | SPON ADR NEW | 27,052 | 21,699 | -5,353 | $242,928 | $590,431 | +$347,503 | 2026-07-15 |
|---|
| Q2 2026 | RIO
RIO TINTO PLC | | SPONSORED ADR | 6,859 | 4,484 | -2,375 | $639,877 | $425,667 | -$214,210 | 2026-07-15 |
|---|
| Q2 2026 | WDS
WOODSIDE ENERGY GROUP LTD | | SPONSORED ADR | 30,480 | 28,825 | -1,655 | $727,863 | $556,900 | -$170,963 | 2026-07-15 |
|---|
| Q2 2026 | TAK
TAKEDA PHARMACEUTICAL CO LTD | | SPONSORED ADS | 45,942 | 43,411 | -2,531 | $850,847 | $695,880 | -$154,967 | 2026-07-15 |
|---|
| Q2 2026 | CX
CEMEX SA EURO MTN BE 144A | | SPON ADR NEW | 40,019 | 30,641 | -9,378 | $457,818 | $367,692 | -$90,126 | 2026-07-15 |
|---|
| Q2 2026 | BHP
BHP BILLITON LIMITED | | SPONSORED ADS | 14,465 | 13,699 | -766 | $1,052,164 | $1,141,239 | +$89,075 | 2026-07-15 |
|---|
| Q2 2026 | NOK
NOKIA CORP | | SPONSORED ADR | 22,329 | 20,181 | -2,148 | $179,526 | $268,005 | +$88,479 | 2026-07-15 |
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| Q2 2026 | HLN
HALEON PLC | | SPON ADS | 62,119 | 60,240 | -1,879 | $621,810 | $562,040 | -$59,770 | 2026-07-15 |
|---|
| Q2 2026 | HSBC
HSBC HLDGS PLC | | SPON ADR NEW | 5,631 | 5,465 | -166 | $464,503 | $519,668 | +$55,165 | 2026-07-15 |
|---|
| Q2 2026 | SMFG
SUMITOMO MITSUI FIN GRP INC | | SPONSORED ADR | 16,500 | 15,476 | -1,024 | $325,875 | $364,925 | +$39,050 | 2026-07-15 |
|---|
| Q2 2026 | ERIC
TELEFONAKTIEBOLAGET LM ERICS | | ADR B SEK 10 | 53,905 | 51,199 | -2,706 | $607,510 | $570,870 | -$36,640 | 2026-07-15 |
|---|
| Q2 2026 | MFG
MIZUHO FINANCIAL GROUP INC | | SPONSORED ADR | 37,984 | 33,793 | -4,191 | $301,594 | $323,738 | +$22,144 | 2026-07-15 |
|---|
| Q2 2026 | ING
ING GROEP N.V. | | SPONSORED ADR | 11,287 | 10,073 | -1,214 | $294,027 | $316,092 | +$22,065 | 2026-07-15 |
|---|
| Q2 2026 | GSK
GSK PLC | | SPONSORED ADR | 4,459 | 4,324 | -135 | $246,065 | $226,690 | -$19,375 | 2026-07-15 |
|---|
| Q2 2026 | RYAAY
RYANAIR HOLDINGS PLC | | SPONSORED ADR | 8,039 | 7,397 | -642 | $464,655 | $478,957 | +$14,302 | 2026-07-15 |
|---|
| Q2 2026 | NVS
NOVARTIS AG | | SPONSORED ADR | 9,513 | 9,361 | -152 | $1,453,111 | $1,467,057 | +$13,946 | 2026-07-15 |
|---|
| Q1 2026 | SONY
SONY GROUP CORP | | SPONSORED ADR | 37,131 | 28,009 | -9,122 | $950,554 | $579,787 | -$370,767 | 2026-05-04 |
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| Q1 2026 | TCOM
TRIP COM GROUP LTD | | ADS | 7,227 | 5,465 | -1,762 | $519,694 | $272,103 | -$247,591 | 2026-05-04 |
|---|
| Q1 2026 | INFY
INFOSYS LTD | | SPONSORED ADR | 28,948 | 25,562 | -3,386 | $515,854 | $345,344 | -$170,510 | 2026-05-04 |
|---|
| Q1 2026 | WIT
WIPRO LTD | | SPON ADR 1 SH | 153,111 | 131,099 | -22,012 | $434,836 | $277,930 | -$156,906 | 2026-05-04 |
|---|
| Q1 2026 | TAK
TAKEDA PHARMACEUTICAL CO LTD | | SPONSORED ADS | 46,862 | 45,942 | -920 | $730,580 | $850,847 | +$120,267 | 2026-05-04 |
|---|
| Q1 2026 | CX
CEMEX SA EURO MTN BE 144A | | SPON ADR NEW | 49,285 | 40,019 | -9,266 | $566,285 | $457,818 | -$108,467 | 2026-05-04 |
|---|
| Q1 2026 | RIO
RIO TINTO PLC | | SPONSORED ADR | 6,969 | 6,859 | -110 | $557,730 | $639,877 | +$82,147 | 2026-05-04 |
|---|
| Q1 2026 | SHEL
SHELL PLC | | SPON ADS | 10,804 | 8,705 | -2,099 | $793,866 | $809,578 | +$15,712 | 2026-05-04 |
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| Q1 2026 | NIO
NIO INC | China | SPON ADS | 13,410 | 12,750 | -660 | $68,391 | $76,883 | +$8,492 | 2026-05-04 |
|---|
| Q4 2025 | HDB
HDFC BANK LTD | | SPONSORED ADS | 20,249 | 6,882 | -13,367 | $691,706 | $251,469 | -$440,237 | 2026-01-16 |
|---|
| Q4 2025 | SNN
SMITH & NEPHEW PLC | | SPDN ADR NEW | 14,601 | 6,603 | -7,998 | $529,871 | $216,645 | -$313,226 | 2026-01-16 |
|---|
| Q4 2025 | MUFG
MITSUBISHI UFJ FINL GROUP IN | | SPONSORED ADS | 35,730 | 16,770 | -18,960 | $569,537 | $265,973 | -$303,564 | 2026-01-16 |
|---|
| Q4 2025 | RIO
RIO TINTO PLC | | SPONSORED ADR | 10,637 | 6,969 | -3,668 | $702,149 | $557,730 | -$144,419 | 2026-01-16 |
|---|
| Q4 2025 | NVS
NOVARTIS AG | | SPONSORED ADR | 9,982 | 8,376 | -1,606 | $1,280,092 | $1,154,800 | -$125,292 | 2026-01-16 |
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| Q4 2025 | SHEL
SHELL PLC | | SPON ADS | 12,086 | 10,804 | -1,282 | $864,527 | $793,866 | -$70,661 | 2026-01-16 |
|---|
| Q4 2025 | MFG
MIZUHO FINANCIAL GROUP INC | | SPONSORED ADR | 41,737 | 28,953 | -12,784 | $279,638 | $211,936 | -$67,702 | 2026-01-16 |
|---|
| Q4 2025 | CX
CEMEX SAB DE CV | | SPON ADR NEW | 68,127 | 49,285 | -18,842 | $612,462 | $566,285 | -$46,177 | 2026-01-16 |
|---|
| Q4 2025 | SMFG
SUMITOMO MITSUI FINL GROUP I | | SPONSORED ADR | 15,423 | 11,358 | -4,065 | $258,182 | $219,551 | -$38,631 | 2026-01-16 |
|---|
| Q4 2025 | TAK
TAKEDA PHARMACEUTICAL CO LTD | | SPONSORED ADS | 48,659 | 46,862 | -1,797 | $712,368 | $730,580 | +$18,212 | 2026-01-16 |
|---|
| Q3 2025 | SE
SEA LTD | Singapore | SPONSORD ADS | 1,434 | 1,342 | -92 | $229,354 | $239,856 | +$10,502 | 2025-11-10 |
|---|
| Q1 2025 | NVO
NOVO-NORDISK A S | | ADR | 7,453 | 6,528 | -925 | $641,123 | $453,317 | -$187,806 | 2025-05-08 |
|---|
| Q1 2025 | SHEL
SHELL PLC | | SPON ADS | 6,524 | 6,298 | -226 | $408,754 | $461,516 | +$52,762 | 2025-05-08 |
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| Q1 2025 | NVS
NOVARTIS AG | | SPONSORED ADR | 5,611 | 5,263 | -348 | $546,007 | $586,720 | +$40,713 | 2025-05-08 |
|---|
| Q1 2025 | NIO
NIO INC | China | SPON ADS | 14,950 | 12,950 | -2,000 | $65,182 | $49,340 | -$15,842 | 2025-05-08 |
|---|
| Q1 2025 | SAP
SAP SE | | SPON ADR | 901 | 883 | -18 | $221,836 | $237,033 | +$15,197 | 2025-05-08 |
|---|
| Q1 2025 | MFG
MIZUHO FINANCIAL GROUP INC | | SPONSORED ADR | 22,343 | 18,068 | -4,275 | $109,258 | $99,555 | -$9,703 | 2025-05-08 |
|---|
| Q3 2024 | NVS
NOVARTIS AG | | SPONSORED ADR | 3,997 | 3,115 | -882 | $425,521 | $358,288 | -$67,233 | 2024-11-01 |
|---|
| Q3 2024 | NIO
NIO INC | China | SPON ADS | 13,278 | 12,750 | -528 | $55,237 | $85,170 | +$29,933 | 2024-11-01 |
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| Q2 2024 | NIO
NIO INC | China | SPON ADS | 13,288 | 13,278 | -10 | $59,796 | $55,237 | -$4,559 | 2024-08-09 |
|---|
| Q1 2024 | NVO
NOVO-NORDISK A S | | ADR | 4,870 | 4,522 | -348 | $503,802 | $580,625 | +$76,823 | 2024-05-07 |
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| Q1 2024 | SHEL
SHELL PLC | | SPON ADS | 4,310 | 4,054 | -256 | $283,605 | $271,803 | -$11,802 | 2024-05-07 |
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